Marcie a Redgrave v. Doug Ducey

493 P.3d 878, 51 Arizona Cases Digest 40
CourtArizona Supreme Court
DecidedAugust 19, 2021
DocketCV-20-0082-CQ
StatusPublished
Cited by2 cases

This text of 493 P.3d 878 (Marcie a Redgrave v. Doug Ducey) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Marcie a Redgrave v. Doug Ducey, 493 P.3d 878, 51 Arizona Cases Digest 40 (Ark. 2021).

Opinion

IN THE

SUPREME COURT OF THE STATE OF ARIZONA MARCIE A. REDGRAVE, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS SIMILARLY SITUATED, Plaintiff/Appellant,

v.

DOUG DUCEY, GOVERNOR; THOMAS J. BETLACH, IN HIS OFFICIAL CAPACITY AS DIRECTOR OF THE ARIZONA HEALTH CARE COST CONTAINMENT SYSTEM; ARIZONA DEPARTMENT OF ECONOMIC SECURITY; ARIZONA DIVISION OF DEVELOPMENTAL DISABILITIES, Defendants/Appellees.

No. CV-20-0082-CQ Filed August 19, 2021

United States District Court for the District of Arizona No. D.C. 2:18-cv-01247-DLR

Certified Question from the United States Court of Appeals for the Ninth Circuit 953 F.3d 1123 (2020) QUESTION ANSWERED

COUNSEL:

Nicholas J. Enoch, Stanley Lubin, Kaitlyn A. Redfield-Ortiz (argued), Lubin & Enoch, P.C., Phoenix, Attorneys for Marcie A. Redgrave

J. Mark Ogden, Littler Mendelson, P.C., Phoenix, Attorneys for Doug Ducey; and Mark Brnovich, Arizona Attorney General, Drew C. Ensign, Deputy Solicitor General, (argued), Robert J. Makar, Assistant Attorney General, Phoenix, Attorneys for Thomas J. Betlach, Arizona Department of Economic Security, and Arizona Division of Developmental Disabilities

David L. Abney, Ahwatukee Legal Office, P.C., Phoenix; Stanley G. Feldman, Miller, Pitt, Feldman & McAnally, P.C., Tucson; and Daniel J. Adelman, Arizona Center for Law in the Public Interest, Phoenix, Attorneys MARCIE A. REDGRAVE V. DOUG DUCEY ET AL. Opinion of the Court

for Amici Curiae Arizona Center for Law in the Public Interest and Arizona Association for Justice/Arizona Trial Lawyers Association

Edmundo P. Robaina, Robaina & Kresin PLLC, Phoenix; and Ty D. Frankel, Bonnett, Fairborn, Friedman & Balint, P.C., Phoenix, Attorneys for Amicus Curiae Kimberly Spitler

CHIEF JUSTICE BRUTINEL authored the opinion of the Court, in which VICE CHIEF JUSTICE TIMMER, and JUSTICES BOLICK, LOPEZ, BEENE, and MONTGOMERY joined. ∗

CHIEF JUSTICE BRUTINEL, opinion of the Court:

¶1 The United States Court of Appeals for the Ninth Circuit certified the following question to this Court: Has Arizona consented to damages liability for a state agency’s violation of the minimum wage or overtime provisions of the federal Fair Labor Standards Act (“FLSA”), 29 U.S.C. §§ 206–207?

¶2 The Arizona Constitution gives the legislature the authority to waive Arizona’s sovereign immunity, and the legislature has not unequivocally consented to federal damages liability. Therefore, we hold that Arizona has not consented to such liability under the FLSA.

I. BACKGROUND

¶3 Marcie Redgrave claims the State 1 violated the FLSA by failing to pay minimum wage and overtime compensation to state- employed in-home caretakers like herself, who provide around-the-clock care to beneficiaries of the Arizona Long-Term Care System. In February 2018, Redgrave filed a putative class action complaint to that effect in Maricopa County Superior Court. The State removed the case to federal court, asserted its sovereign immunity, and moved to dismiss. After rejecting Redgrave’s contentions that (1) the State waived its sovereign

∗ Although Justice Andrew W. Gould (Ret.) participated in the oral argument in this case, he retired before issuance of this opinion and did not take part in its drafting. 1 For simplicity, we refer to the four Defendants/Appellees collectively as

“the State.” 2 MARCIE A. REDGRAVE V. DOUG DUCEY ET AL. Opinion of the Court

immunity by removing the case to federal court and (2) Arizona has waived its sovereign immunity as a matter of law, the district court dismissed Redgrave’s claims. Redgrave appealed.

¶4 Finding no controlling Arizona precedent addressing the State’s assertion of sovereign immunity to damages liability under the FLSA, the Ninth Circuit certified the above-stated question to this Court. Redgrave v. Ducey, 953 F.3d 1123, 1127–28 (9th Cir. 2020) (mem. decision). 2

¶5 We agreed to answer the question, and we have jurisdiction under article 6, section 5(6) of the Arizona Constitution, A.R.S. § 12-1861, and Arizona Supreme Court Rule 27.

II. DISCUSSION

¶6 The Arizona Constitution provides that “[t]he legislature shall direct by law in what manner and in what courts suits may be brought against the state.” Ariz. Const. art. 4, pt. 2, § 18. In so doing, it grants to the legislature “express authority . . . to define those instances in which public entities and employees are entitled to immunity.” Clouse ex rel. Clouse v. State, 199 Ariz. 196, 203 ¶ 25 (2001). The issue here is whether the legislature, in exercising this power, has consented to damages liability under the FLSA. It has not.

A. Standard for Sovereign Immunity Waivers

¶7 Before assessing whether the State has consented to be sued, we first must address the more difficult question of what is required to waive sovereign immunity in Arizona.

¶8 “Dual sovereignty is a defining feature of our Nation’s constitutional blueprint.” Sossamon v. Texas, 563 U.S. 277, 283 (2011). Sovereign immunity bolsters this arrangement by restricting federal jurisdiction over suits against nonconsenting states. Id. at 284. “A State . . . may choose to waive its immunity in federal court at its pleasure.” Id. Yet such immunity is not confined to cases filed in federal court. The Supreme Court has recognized sovereign immunity in state courts as well: “the

2 The Ninth Circuit declined to address Redgrave’s waiver-by-removal argument before certifying the instant question to this Court. Redgrave, 953 F.3d at 1125. 3 MARCIE A. REDGRAVE V. DOUG DUCEY ET AL. Opinion of the Court

powers delegated to Congress under Article I of the United States Constitution do not include the power to subject nonconsenting States to private suits for damages in state courts.” Alden v. Maine, 527 U.S. 706, 712 (1999). Absent its consent, then, a state generally remains constitutionally immune from liability for federally created causes of action in its own courts as well. 3 Alden, 527 U.S. at 754; accord Coleman v. Court of Appeals of Md., 566 U.S. 30, 35 (2012) (“A foundational premise of the federal system is that States, as sovereigns, are immune from suits for damages, save as they elect to waive that defense.”).

¶9 Each of the parties here advances its own theory of what is required to evidence consent to be sued. In the State’s view, we should employ the same standard applied by federal courts, upon whom the Supreme Court has imposed a “stringent” requirement that consent be “‘unequivocally expressed’ in the text of the relevant statute”—in this case, the Actions Against Public Entities and Public Employees Act (the “Act”), A.R.S. §§ 12-820 to 12-826. See Sossamon, 563 U.S. at 283 (quoting Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 99 (1984)). This approach demands more than a state’s consent to suit in its own courts, or even “in any court of competent jurisdiction.” Coll. Sav. Bank v. Fla. Prepaid Postsecondary Educ. Expense Bd., 527 U.S. 666, 676 (1999). Any waiver must be explicit, resolving all ambiguity in favor of preserving immunity. Sossamon, 563 U.S. at 285.

¶10 Redgrave favors a less exacting approach.

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493 P.3d 878, 51 Arizona Cases Digest 40, Counsel Stack Legal Research, https://law.counselstack.com/opinion/marcie-a-redgrave-v-doug-ducey-ariz-2021.