Manley v. Secretary of the Department of Health & Human Services

18 Cl. Ct. 799, 1989 U.S. Claims LEXIS 257, 1989 WL 145140
CourtUnited States Court of Claims
DecidedNovember 16, 1989
DocketNo. 88-69V
StatusPublished
Cited by9 cases

This text of 18 Cl. Ct. 799 (Manley v. Secretary of the Department of Health & Human Services) is published on Counsel Stack Legal Research, covering United States Court of Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Manley v. Secretary of the Department of Health & Human Services, 18 Cl. Ct. 799, 1989 U.S. Claims LEXIS 257, 1989 WL 145140 (cc 1989).

Opinion

OPINION1

ROBINSON, Judge.

This is an action for compensation for the vaccine-related injury and death of Lee Ann Manley (hereinafter Lee Ann) brought on December 1, 1988 by Lee Ann’s mother, Janet Manley, as Administratrix of the estate of Lee Ann Manley (hereinafter petitioner) under the National Childhood Injury Program, 42 U.S.C. § 300aa-10, et seq. (West Supp.1989) (hereinafter Vaccine Act or Act).

Litigation Background

Special Master La Von French heard the matter on April 24, 1989 in Washington, D.C., pursuant to pretrial orders issued on March 10,1989, and on April 4,1989. Prior to the hearing, respondent furnished petitioner with a copy of the VICP Medical Review Case No. 18-69V (hereinafter Medical Review) prepared by Dr. Cynthia McCormick, an employee of respondent. The Medical Review contradicted petitioner’s claim that a diphtheria, pertussis and tetanus (hereinafter DPT) shot caused Lee Ann’s injury and death. It maintained that Sudden Infant Death Syndrome (hereinafter SIDS) caused Lee Ann’s death. When respondent’s counsel offered it at the hearing, Special Master French, upon petitioner’s objection to its admission under the Federal Rules of Evidence, reserved her ruling on its admissibility. Respondent’s counsel also offered Dr. McCormick’s affidavit which contained a more detailed explanation of matters in the Medical Review and certain new materials including a bibliography of articles, a curriculum vitae of Dr. McCormick, a copy of the Medical Review, five articles (learned treatises), and a memorandum concerning her conversation with Dr. William Parks, a pathologist who performed the autopsy on Lee Ann. Petitioner objected to the admission of this hearsay evidence under the Federal Rules of Evidence. Petitioner also objected unsuccessfully to the cross-examination of his witnesses. The Special Master reserved her ruling on the admissibility of the Medical Review, affidavit and exhibits and also on the admissibility of petitioner’s learned treatises.

In an order issued May 1, 1989, the Special Master allowed the filing of post-trial briefs and other specified filings. Although the Special Master’s May 1, 1989 order extended from May 5,1989 to May 9, 1989, the required filing date for certain [801]*801written submissions2 set forth in her earlier orders of March 10, 1989 and April 4, 1989, this extension did not excuse the requirement of the pretrial orders that the parties file their lists of exhibits and witnesses prior to the April 24, 1989 hearing.

The Special Master filed her Report and Recommendations for Judgment (hereinafter Report) on July 23,1989. The Report rejected respondent’s contention that Lee Ann’s death was due to SIDS, allegedly a factor unrelated to the administration of a DPT shot which Lee Ann had received on the date of her death. Thus, the Report found that petitioner had met her burden of showing by a preponderance of the evidence that the DPT shot injured her and caused her to suffer a shock collapse or hypotonic-hyporesponsive episode and that Lee Ann died as a result of such injury.

The Report accepted some of respondent’s exhibits but rejected the rest of respondent’s evidence as inadmissible hearsay under the Federal Rules of Evidence, accepted petitioner’s treatises into evidence, rejected petitioner’s request for attorneys’ fees and costs exceeding $30,000, recommended that petitioner be awarded $250,000 as mandated by § 300aa-15(a)(2) of the Vaccine Act, and awarded $30,000 for attorneys’ fees. However, the Report recommended no award for lost wages, pain and suffering, and costs.

This action is now before the court on respondent’s objection to the Report. Although petitioner had timely filed an objection to the Report’s limitation of the attorneys’ fees award to $30,000, at a status conference before this court petitioner orally withdrew this objection. Respondent’s objection, which petitioner opposes, is to the exclusion of Dr. McCormick’s affidavit, exhibits, and Medical Review.3 The parties have completed all briefing pursuant to the Special Master’s post trial order.

After careful consideration of the entire record, including the testimony of petitioner’s expert witness, Dr. Marcel Kinsbourne and Mr. and Mrs. Manley, all of petitioner’s and respondent’s exhibits which the Special Master admitted, and all other properly submitted evidence of record, the court rejects the respondent’s objection to the Report for the reasons hereinafter set forth and adopts the Special Master’s Report and Recommendation for Judgment.

DISCUSSION

Special Master French’s Report ruled that the respondent’s bibliography and five learned treatises were admissible, but the Medical Review, the affidavit, and all other exhibits to the affidavit were inadmissible. She found that the bibliography and the five articles were offered not to present evidence about this particular case, but about the general state of scientific knowledge. She noted that petitioner had no objection to admission of the articles. She ruled that the articles or treatises which both parties offered were admissible.

Clearly, the Medical Review, Dr. McCormick’s affidavit, and excluded exhibits were offered in violation of Special Master French’s prior orders because respondent did not list them as exhibits to be offered at the hearing. The Special Master could have justifiably excluded such evidence at the hearing for that reason alone. Although the Report does not specifically refer to respondent’s violation of the pre[802]*802trial orders as an additional ground for exclusion of respondent’s evidence, this court is not precluded from considering such a violation as a justifiable basis for exclusion of respondent’s evidence. The principal reason, however, for exclusion of the described evidence is that that evidence offered constituted inadmissible hearsay under the Federal Rules of Evidence, which, without question, are applicable in this court. Respondent elected not to have a witness at the hearing to present its evidence and withstand cross-examination on that evidence. Thus, the Special Master had insufficient assurance as to the truth, validity, or trustworthiness of respondent’s hearsay evidence. That is true of this court’s consideration of respondent’s excluded evidence. Finally, copies of the affidavit and excluded exhibits, with the exception of the Medical Review, were not furnished to petitioner prior to the hearing. To admit such evidence would have constituted prejudice and surprise to petitioner's ease. For all of these reasons, the court finds the Special Master did not err in excluding respondent’s evidence. See Thomas Matthews v. Secretary of the Department of Health and Human Services, 18 Cl.Ct. 514 (1989).4

The court has carefully considered remanding this case to the Special Master for an additional expedited evidentiary hearing accompanied by an order to respondent that Dr.

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18 Cl. Ct. 799, 1989 U.S. Claims LEXIS 257, 1989 WL 145140, Counsel Stack Legal Research, https://law.counselstack.com/opinion/manley-v-secretary-of-the-department-of-health-human-services-cc-1989.