Manion v. Michigan Board of Medicine

765 F.2d 590, 54 U.S.L.W. 2031
Court of Appeals for the Sixth Circuit·Decided June 24, 1985·No. No. 84-1053·Published·Cited by 8 cases

Opinion

HORTON, District Judge.

The issue certified to this Court by the United States District Court for the Western District of Michigan is whether members of the Michigan Board of Medicine, sued in their individual capacities under 42 U.S.C. § 1983, are entitled to claim the defense of immunity, either absolute or qualified, in the discharge of their statutory duties pertaining to the licensure of persons to practice medicine in the state of Michigan.

We answer the question as follows: Members of the Board of Medicine are not entitled to claim the defense of absolute immunity. We find their duties do not rise to that level of governmental responsibility justifying the protection of absolute immunity. However, we hold Board members are entitled to claim the defense of qualified immunity. We find qualified immunity to be appropriate because Board members do perform discretionary acts in the performance of their statutory duties and qualified immunity is adequate to their protection. The entitlement to claim a defense of qualified immunity, however, depends upon an appraisal of the objective legal reasonableness of an official’s conduct, as measured by reference to clearly established law. Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 2739, 73 L.Ed.2d 396 (1982).

We think the District Court recognized Board members’ right to claim the defense of qualified immunity. We think the Court’s ruling denying the Board’s motion for summary judgment on this issue was correct, based upon the facts then before the Court.

This lawsuit was filed by Dr. John Joseph Manion, a physician, pursuant to 42 U.S.C. § 1983, in the United States District Court for the Western District of Michigan against the State of Michigan, its Board of Medicine (Board), individual members of [592]*592the Board and Bert C. Brennan, then acting Executive Director of the Board. Dr. Man-ion claimed his constitutional rights were violated by: (1) the Board’s failure to inform him he was licensed to practice medicine in Michigan in 1977; (2) the Board’s failure to investigate allegations that he was not fit for licensure to practice medicine from 1977 to 1981; (3) termination of his license in 1978; (4) failure in 1978, to give him proper notice of the requirement to renew his license and the' manner in which to renew it; and (5) failure to license him to practice medicine in Michigan from 1978 to the present time. The Board, seeking dismissal of all Dr. Manion’s claims, asserted numerous reasons, one of which was the defense of immunity.

The District Court, citing Wilkerson v. Johnson, 699 F.2d 325 (6th Cir.1983), ruled members of the Board were not entitled to the protection of absolute immunity. Additionally, the District Court ruled Board members had failed to show sufficient facts to support a finding of good faith qualified immunity. Therefore, the District Court denied dismissal of the lawsuit upon either the doctrine of absolute immunity or that of qualified immunity. However, the District Court concluded that “the question of defendant’s claim of immunity presents a question of law for which there is substantial ground for difference of opinion, and is also a controlling question of law, the resolution of which will materially advance the ultimate termination of this litigation,” and consequently found that “the question is properly certifiable for appeal.”

Board members present two approaches to their claim of immunity. First, they claim they are entitled to absolute immunity. In the alternative, Board members claim they are entitled to qualified immunity-

Boa^d members claim they are entitled to absolute immunity because in the course of their licensing duties, under Michigan law, they perform (1) an investigative function and (2) an adjudicative function. Board members claim they are required by statute to authorize investigations to determine qualifications of applicants for medical li-censure and to determine whether, after hearing, when necessary, applicants are qualified to practice medicine in Michigan.

The Doctrine of Immunity

The doctrine of immunity grew out of a determination that officials of government should be free to exercise their duties unencumbered by fear of a lawsuit with respect to acts done in the course of their duties. Barr v. Mateo, 360 U.S. 564, 79 S.Ct. 1335, 3 L.Ed.2d 1434 (1959); Howard v. Lyons, 360 U.S. 593, 79 S.Ct. 1331, 3 L.Ed.2d 1454 (1959); Tenney v. Bran-dhove, 341 U.S. 367, 71 S.Ct. 783, 95 L.Ed 1019 (1951). On the whole, immunity has been thought to encourage fearless public service more than it invites brazen excess. Barr, supra, 360 U.S. at 571, 79 S.Ct. at 1339. See also, Laurence Tribe, American Constitutional Law § 4-13 (Foundation Press New York 1978). Yet officials, like any other citizen, are charged with knowledge of the law and should be held accountable, where feasible, for their personal misconduct. Halperin v. Kissinger, 424 F.Supp. 838, 843 (D.D.C.1976).

The findings of the District Court reflect the conflict and confusion surrounding this area of law. This Court will trace the history and status of this doctrine in both of its forms, absolute and qualified, and then attempt to guide the District Court by showing how we arrive at the answer to the question certified on this appeal. In performing the latter task, the Appellate Court must rely on the District Court’s findings of fact. Owen v. Lash, 682 F.2d 648 (7th Cir.1982).

The procedural difference between absolute and qualified immunity is important. An absolute immunity defense defeats a lawsuit at the outset, if the official’s acts were within the scope of the immunity; on the other hand, the fate of an official entitled to qualified immunity depends upon the circumstances and motivations of his actions, as established by the evidence at trial. Imbler v. Pachtman, 424 [593]*593U.S. 409, 419 n. 13, 96 S.Ct. 984, 989 n. 13, 47 L.Ed.2d 128 (1976).

The Supreme Court has indicated some state officials may be entitled to absolute immunity, while others may be entitled only to a qualified immunity. The distinction is based upon “functional” comparability “with a person” entitled to some immunity. Verner v. Colorado, 533 F.Supp. 1109 (D.Colo.1982). The difficulty in such cases is that “lower federal courts are hopelessly split as to the type of immunity to be accorded to local officials.” See, Robert Freilich and Richard Carlisle, Sword and Shield Section 1983 280 (American Bar Assoc. Press 1983).

ABSOLUTE IMMUNITY

Absolute immunity is a doctrine of law which prevents a lawsuit from being maintained against a defendant because of his status and is based upon acts performed within the scope of his authority.

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Manion v. Michigan Board of Medicine, 765 F.2d 590, 54 U.S.L.W. 2031 (6th Cir. 1985).

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