Malverne Union Free School District v. Sobol

181 A.D.2d 371, 586 N.Y.S.2d 673, 1992 N.Y. App. Div. LEXIS 9089
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 23, 1992
StatusPublished
Cited by9 cases

This text of 181 A.D.2d 371 (Malverne Union Free School District v. Sobol) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Malverne Union Free School District v. Sobol, 181 A.D.2d 371, 586 N.Y.S.2d 673, 1992 N.Y. App. Div. LEXIS 9089 (N.Y. Ct. App. 1992).

Opinion

OPINION OF THE COURT

Casey, J.

This proceeding arises out of petitioner’s attempts to discipline one of its teachers, respondent Janet Morgan, for alleged insubordination and conduct unbecoming a teacher for her refusal to rescind an assignment which she had given to her students and for her refusal to turn over her lesson plan and grade books, as requested by petitioner’s Superintendent. The assignment required the students to write essays expressing [374]*374their opinion regarding the recent firing of a television sports commentator. Petitioner did not view the essay assignment itself as inappropriate, but concluded that Morgan had acted improperly when she included in the material distributed to the students a letter to the editor she had written which, according to petitioner, expressed her opinion on the subject of the essay.

At the hearing held pursuant to Education Law § 3020-a, Morgan asserted as a defense, inter alia, the claim that petitioner’s actions interfered with her academic freedom. The Hearing Panel declined to consider the defense, concluding that it had "neither the competence nor the jurisdiction to resolve this question”. Morgan was found guilty of one of the three specifications based upon her refusal to rescind the assignment and all three of the specifications based upon her refusal to turn over lesson plans and grade books. A one-semester suspension without pay was recommended by the Hearing Panel.

Petitioner appealed to respondent Commissioner of Education, contending that the Hearing Panel erred in finding Morgan not guilty of two of the specifications and requesting that the penalty be increased to a dismissal. Morgan’s answer included an affirmative defense to all of the charges based upon her academic freedom claim. The Commissioner concluded that petitioner’s directives to Morgan concerning the assignment itself encroached impermissibly on her right to academic freedom, but the Hearing Panel’s findings that Morgan was guilty of the three charges based upon her refusal to turn over lesson plans and grade books were sustained. The penalty was reduced to a three-month suspension without pay.

Petitioner then commenced this CPLR article 78 proceeding contending, inter alia, that the Commissioner erred in considering the academic freedom defense, that the Commissioner’s academic freedom analysis was flawed, that Morgan was guilty of all charges and that dismissal was the only appropriate penalty. Morgan’s answer included a counterclaim which sought dismissal of all charges. Supreme Court confirmed the Commissioner’s determination, resulting in these cross appeals by petitioner and Morgan.

Petitioner argues that the Commissioner erred in addressing Morgan’s challenge to the Hearing Panel’s findings because Morgan failed to initiate a timely appeal to the [375]*375Commissioner, instead raising the issues in her verified answer to petitioner’s appeal. The argument is meritless, for the Commissioner is statutorily authorized to regulate the practice in administrative proceedings (Education Law § 311 [1]), and this court has recognized that a teacher "preserved her right to challenge the Panel’s factual findings by filing a verified answer to the Board’s appeal to the Commissioner which contained affirmative defenses” (Matter of Land v Commissioner of Educ. of State of N. Y., 174 AD2d 927, 928).

Next, petitioner maintains that Supreme Court erred in confirming the Commissioner’s determination on grounds not invoked by the Commissioner (see, e.g., Matter of Trump-Equitable Fifth Ave. Co. v Gliedman, 57 NY2d 588, 593). According to petitioner, the Commissioner’s academic freedom analysis was based exclusively on the rights afforded teachers by the 1st Amendment, but Supreme Court sustained the Commissioner’s academic freedom determination on the ground that it constituted a rationally based formulation of educational policy within the Commissioner’s area of expertise.

The United States Supreme Court "has long recognized that local school boards have broad discretion in the management of school affairs” (Board of Educ. v Pico, 457 US 853, 863). Nevertheless, "the discretion of the States and local school boards in matters of education must be exercised in a manner that comports with the transcendent imperatives of the First Amendment” (supra, at 864). Based upon these considerations, the United States Supreme Court has fashioned a rule that "courts should not ’intervene in the resolution of conflicts which arise in the daily operation of school systems’ unless ‘basic constitutional values’ are ‘directly and sharply implicate[d]’ in those conflicts” (supra, at 866, quoting Epperson v Arkansas, 393 US 97, 104). The Commissioner, however, is not subject to this constraint on judicial review of educational matters.

The Commissioner is the chief executive officer of the State system of education and among the powers vested in this officer is the authority to "advise and guide the school officers of all districts and cities of the state in relation to their duties and the general management of the schools under their control” (Education Law § 305 [2]). The Commissioner is also vested with appellate jurisdiction over controversies within the common school system (Education Law § 310; Matter of Bowen v Allen, 17 AD2d 12, 15, affd 13 NY2d 663). As "the practiced administrative head” of the State system of [376]*376education, the Commissioner has "the final authority in passing on many questions bound to arise in the administration of the school system” (People ex rel. Board of Educ. v Finley, 211 NY 51, 57; see, Matter of Board of Educ. v Ambach, 70 NY2d 501, 510,cert denied sub nom. Margolin v Board of Educ., 485 US 1034). In exercising these broad review powers, the Commissioner is not subject to the same rules which constrain the courts and he can take into account educational policy matters and substitute his judgment for that of the officer whose action he is reviewing (Matter of Board of Educ. v Allen, 6 NY2d 127, 141). We conclude, therefore that in determining the scope of a teacher’s right to academic freedom, asserted by the teacher as a defense in a disciplinary proceeding, the Commissioner is not restricted by the same rules as the courts would be in their application of the 1st Amendment. Educational policy can play a role in the Commissioner’s determination.

Turning to the question of whether educational policy played a role in the Commissioner’s determination at issue, we reject petitioner’s contention that the Commissioner resolved a purely constitutional issue. The Commissioner and the Court of Appeals have recognized that an administrative appeal is not the appropriate forum for resolving " 'novel questions of constitutional law’ ” (Ware v Valley Stream High School Dist., 75 NY2d 114, 123). A reading of the Commissioner’s determination in its entirety establishes that although the Commissioner’s analysis began with a discussion of constitutional principles, he did not resolve the academic freedom issue exclusively on the basis of those constitutional principles. We agree with Supreme Court that the Commissioner’s analysis includes a discussion of the educational policy concerns implicated by the academic freedom issue, and those concerns played a role in the Commissioner’s determination.

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Bluebook (online)
181 A.D.2d 371, 586 N.Y.S.2d 673, 1992 N.Y. App. Div. LEXIS 9089, Counsel Stack Legal Research, https://law.counselstack.com/opinion/malverne-union-free-school-district-v-sobol-nyappdiv-1992.