Cite as 2021 Ark. 162 SUPREME COURT OF ARKANSAS No. CV-20-540
MALIK MUNTAQIM Opinion Delivered: September 16, 2021 APPELLANT PRO SE APPEAL FROM THE V. HOT SPRING COUNTY CIRCUIT COURT DEXTER PAYNE AND WENDY [NO. 30CV-19-271] KELLEY, DIRECTORS, ARKANSAS DEPARTMENT OF CORRECTION; HONORABLE EDDY EASLEY, ANTHONY JACKSON, DEPUTY JUDGE WARDEN OF THE OUACHITA RIVER CORRECTIONAL UNIT; AFFIRMED. STEVE OUTLAW, DEPUTY WARDEN; CHRIS MENOTTI, SERGEANT; WILLIE MOORE, CHAPLAIN; DAN FLORA, CHAPLAIN; JAMES GIBSON, WARDEN OF THE VARNER SUPERMAX UNIT; AND VIRGINIA ALLEN, MAILROOM SUPERVISOR, ALL IN THEIR INDIVIDUAL AND OFFICIAL CAPACITIES APPELLEES
BARBARA W. WEBB, Associate Justice
Appellant Malik Muntaqim appeals the dismissal of a pro se civil rights complaint in
which he alleged that officials of the Arkansas Department of Correction (ADC) violated
his constitutional rights. Muntaqim filed his complaint pursuant to Arkansas Code
Annotated sections 16-123-101 et seq., known as the Arkansas Civil Rights Act of 1993
(ACRA), codified at Arkansas Code Annotated sections 16-123-101 to -108 (Repl. 2016
& Supp. 2021). Muntaqim sued the appellees in their official and individual capacities and
alleged that they had violated his constitutional rights to free speech, free exercise of his religion, access to the court, due process, and equal protection. Muntaqim further alleged
that appellees violated the Establishment Clause of the First Amendment and the Religious
Land Use Institutionalized Persons Act (RLUIPA).
In addition to suing Anthony Jackson, deputy warden of the Ouachita River
Correctional Unit (ORCU), Muntaqim named as defendants the following officials of the
ORCU: Steve Outlaw, deputy warden; Chris Menotti, sergeant; Willie Moore, chaplain;
and Dan Flora, chaplain. Muntaqim also named the following officials with the Varner
Supermax Unit (VSU): James Gibson, warden; and Virginia Allen, mailroom supervisor.
Finally, Muntaqim sued Dexter Payne and Wendy Kelley, directors of the ADC. The circuit
court granted appellees’ motion to dismiss and concluded that Muntaqim’s allegations had
failed to raise legitimate constitutional or RLUIPA claims. Muntaqim reasserts his same
grounds for relief on appeal and argues that the circuit court erred by dismissing his
complaint. We disagree and affirm the circuit court’s order.
I. Background
Muntaqim is a member of a branch of Islam known as the Nation of Islam (NOI).
Muntaqim was housed at ORCU in June 2018 but was transferred to the VSU in July 2018.
According to Muntaqim’s complaint and the attached exhibits incorporated therein, officials
with ORCU withheld multiple copies of weekly NOI publications titled Final Call between
May and August 2018, as well as withholding one copy of the periodical in September 2017.
The exhibits attached to Muntaqim’s complaint include nine notifications that issues of Final
Call were being withheld for further review due to the racist and inflammatory content in
those materials. Muntaqim also alleged in his complaint that Allen, the mailroom supervisor
2 at VSU, destroyed five copies of books published by the NOI, including a book that had
been approved by the ADC’s Central Office Publication Review Committee. According
to the complaint, the books were destroyed by Allen without notifying Muntaqim prior to
their destruction in violation of ADC policy and procedures.
II. Standard of Review
Our standard of review for the granting of a motion to dismiss is whether the circuit
court abused its discretion. Davis v. Kelley, 2019 Ark. 64, 568 S.W.3d 268. An abuse of
discretion occurs when the court has acted improvidently, thoughtlessly, or without due
consideration. Id. In reviewing the circuit court’s decision on a motion to dismiss under
Arkansas Rule of Civil Procedure 12(b)(6), we treat the facts alleged in the complaint as
true and view them in the light most favorable to the party who filed the complaint. Bd. of
Trs. of the Univ. of Ark. v. Burcham, 2014 Ark. 61. In testing the sufficiency of the complaint
on a motion to dismiss, all reasonable inferences must be resolved in favor of the complaint,
and the pleadings are to be liberally construed. Id. However, our rules require fact pleading,
and a complaint must state facts, not mere conclusions, in order to entitle the pleader to
relief. Id. Furthermore, because sovereign immunity is jurisdictional immunity from suit,
jurisdiction must be determined entirely from the pleadings. Id.
III. Sovereign Immunity
The State has not waived sovereign immunity for claims brought under ACRA.
Smith v. Daniel, 2014 Ark. 519, 452 S.W.3d 575. Sovereign immunity for the State of
Arkansas arises from an express declaration in article 5, section 20 of the Arkansas
Constitution. See Ark. State Med. Bd. v. Byers, 2017 Ark. 213, 521 S.W.3d 459. A suit
3 against the State is barred by the sovereign-immunity doctrine if a judgment for the plaintiff
will operate to control the action of the State or subject the State to liability. Id.
The doctrine of sovereign immunity is applicable to state agencies, and this court has
recognized that a suit against a public official in his or her official capacity is essentially a suit
against that official’s agency. Id. However, a claim of sovereign immunity may be
surmounted if the state agency is acting illegally, and this court has long recognized that a
state agency or officer may be enjoined from an action that is ultra vires. Id. The scope of
the exception to sovereign immunity for unconstitutional acts or for acts that are ultra vires
extends only to injunctive relief.
With respect to individual state actors, in determining whether state actors are
entitled to statutory immunity, we have been traditionally guided by the United States
Supreme Court’s analysis of qualified-immunity claims. Smith v. Brt, 363 Ark. 126, 211
S.W.3d 485 (2005). Under this analysis, immunity is precluded when a constitutional
violation is asserted and if it is demonstrated that the constitutional right has been clearly
established such that the official would have known that the conduct violated that clearly
established right. Id. Otherwise, a state official is immune from individual-capacity suits if
his or her actions did not violate clearly established principles of law of which a reasonable
person would have knowledge. Id.
Courts evaluating a claim of immunity must determine first whether the plaintiff has
alleged facts that demonstrate the deprivation of an actual constitutional right and, second,
that the right was clearly established at the time of the alleged violation. Early v. Crockett,
2014 Ark. 278, 436 S.W.3d 141. For the reasons set forth below, appellees are immune
4 from liability because Muntaqim failed to raise claims that demonstrate the deprivation of a
constitutional right.
IV. Constitutional Liability Under ACRA and 42 U.S.C. §1983
Arkansas Code Annotated section 16-123-105(a) imposes liability when state officials
acting under color of state law deprive persons of their rights under the Arkansas
Constitution. In construing ACRA, this court may look for guidance to state and federal
decisions interpreting the federal Civil Rights Act, 42 U.S.C. § 1983. Gentry v. Robinson,
2009 Ark. 634, 361 S.W.3d 788. As stated, Muntaqim alleged in his complaint that he was
bringing the action pursuant to Arkansas Code Annotated sections 16-123-101 et seq.
However, in the body of the complaint, Muntaqim alleged that appellees had violated his
First Amendment rights to freedom of speech and free exercise of religion and the
Establishment Clause. Muntaqim further alleged that appellees violated his Sixth
Amendment right to access to the courts and his Fourteenth Amendment rights to due
process and equal protection. Muntaqim’s complaint makes one reference to article 2,
sections 13 and 24 of the Arkansas Constitution.
The rights established and protected in the United States Constitution cited by
Muntaqim are mirrored in the Arkansas Constitution. Arkansas Constitution article 2,
section 6 protects freedom of speech; article 2, sections 2 and 8 protect due process; and
freedom of religion is protected by article 2, section 24. Article 2, section 24 also states in
pertinent part that “no preference shall ever be given, by law, to any religious establishment,
denomination or mode of worship, above any other.” Equal protection is established by the
5 Arkansas Constitution in article 2, sections 2, 3, and 18. Access to the courts is protected by
article 2, section 13.
We have stated many times that courts must look to the substance of a pleading, and
it will be interpreted according to its substance rather than its form. Wright v. City of Little
Rock, 366 Ark. 96, 233 S.W.3d 644 (2006); Shopfner v. Clark, 246 Ark. 70, 436 S.W.2d 475
(1969). See also Cornett v. Prather, 293 Ark. 108, 737 S.W.2d 159 (1987). From a review of
the substance of the complaint, it appears that Muntaqim sought relief under both federal
and state laws that are based on the same constitutional rights and are analyzed under the
same legal guidelines.
While Muntaqim did not reference 42 U.S.C. § 1983 in the complaint or in his
argument on appeal, he relied on the United States Constitution in support of his claims
under ACRA, with the exception of freedom of religion and access to the courts set forth
in article 2, sections 13 and 24 of the Arkansas Constitution. Because of Muntaqim’s primary
reliance on the federal constitution, the circuit court treated the complaint as one filed
pursuant to 42 U.S.C. § 1983. The circuit court’s analysis of Muntaqim’s claims under §
1983 does not affect the resolution of the issues raised in the complaint because an analysis
of claims brought pursuant to ACRA is guided by the same analysis in determining the
merits of a civil rights action brought under federal law. Gentry, 2009 Ark. 634, 361 S.W.3d
788.
6 V. Claims for Relief
A. Freedom of Speech
Muntaqim alleged in his complaint that Allen, the mailroom supervisor at VSU,
violated Muntaqim’s right to freedom of speech when she destroyed five NOI books
without adequately notifying Muntaqim. According to Muntaqim, Allen intentionally
destroyed the publications in retaliation for Muntaqim’s attempts to seek redress by filing
grievances and complaints concerning the ADC’s restriction of his religious practices.
Muntaqim further alleged that beginning in June 2018, the named appellees with ORCU
and VSU conspired to systematically deny him access to religious publications, specifically
including weekly publications of Final Call. According to Muntaqim, ORCU officials had
routinely allowed him access to the weekly publication until he began filing grievances and
complaints with the governor of Arkansas and the United States Department of Justice.
When a prisoner claims that he was disciplined for exercising his First Amendment
rights, he must satisfy the heavy burden of showing that the prison officials who disciplined
him had an impermissible motive for doing so and that, but for this impermissible motive,
the disciplinary charges would not have been brought. Kind v. Frank, 329 F.3d 979 (8th
Cir. 2003). To prevail on a claim for retaliation in violation of the First Amendment, a
prisoner must demonstrate (1) that he engaged in a protected activity; (2) that the
government official took adverse action against him that would chill a person of ordinary
firmness from continuing in the activity; and (3) that the adverse action was motivated at
least in part by the exercise of the protected activity. Santiago v. Blair, 707 F.3d 984 (8th
Cir. 2013).
7 The ordinary-firmness test is designed to weed out trivial matters from those
deserving the time of the courts as real and substantial violations of the First Amendment.
Garcia v. City of Trenton, 348 F.3d 726 (8th Cir. 2003). The ordinary-firmness test is applied
in a First Amendment prisoner-retaliation context. See Lewis v. Jacks, 486 F.3d 1025 (8th
Cir. 2007) (holding the record contained insufficient evidence that increasing the prisoner’s
workload would chill a prisoner of ordinary firmness from using the prison-grievance
process). The ordinary-firmness test is an objective one, not subjective. Garcia, 348 F.3d at
729. Here, Muntaqim failed to clarify that the alleged retaliatory actions of the named
appellees were of such a nature as to silence him and otherwise prevent his use of the prison-
grievance procedure. In fact, the record demonstrates that Muntaqim continued to file
grievances after the retaliatory actions allegedly took place.
Furthermore, to establish a viable retaliation claim, a petition must submit affirmative
evidence of a retaliatory motive. Wilson v. Northcutt, 441 F.3d 586 (8th Cir. 2006).
Muntaqim’s claims that the appellees are engaged in a systemwide conspiracy to retaliate
against him are entirely conclusory, and Muntaqim failed to allege facts from which a
retaliatory motive could be inferred. Muntaqim did not allege that any of the named
appellees were involved in, or affected by, his previous grievances and litigation, nor does
Muntaqim allege that any of the appellees expressed a retaliatory animus. Instead, Muntaqim
drew his own conclusions with regard to the motives of the appellees. Allegations of
retaliation that are speculative and conclusory are properly dismissed. Banks v. Jones, 2019
Ark. 204, 575 S.W.3d 111 (Bare allegations and conclusory statements will not establish a
constitutional claim.); see also Atkinson v. Bohn, 91 F.3d 1127 (8th Cir. 1996).
8 B. Due Process
Muntaqim alleged that the appellees had violated his right to due process when they
deprived him of a liberty interest by denying him access to his religious materials without
adhering to ADC procedures regarding withholding and destroying an inmate’s religious
publications. Specifically, Muntaqim raised the following allegations of due-process
violations: (1) the notices sent to him with respect to withholding certain religious
publications provided deficient explanations for the action and prohibited Muntaqim from
mounting an effective appeal; (2) the notice form did not indicate that the withheld materials
had been reviewed by the unit chaplain; and (3) Muntaqim was not timely notified that the
decision to withhold one of the religious books published by the NOI was reversed by the
ADC’s central office, and that as a result of this lack of timely notice, this approved book
was eventually destroyed by the VSU mailroom. Furthermore, Muntaqim alleged that
Kelley was aware of the procedures regarding delivery of mail and publications to prisoners,
that Allen and Gibson did not follow proper prison procedures, and that Kelley failed to
take corrective action.
In order to maintain an actionable procedural due-process claim, an inmate must
show that he has been deprived of some constitutionally protected liberty or property
interest. Ragan v. Lynch, 113 F.3d 875 (8th Cir. 1997). Muntaqim raised similar allegations
in a previous civil action asking for judicial review under the Administrative Procedure Act
wherein he claimed a liberty interest in having ADC officials follow ADC policy. We found
that prison policy and procedures do not create a liberty interest to which due process can
attach. Muntaqim v. Kelley, 2019 Ark. 240, 581 S.W.3d 496 (Muntaqim II) (citing Munson v.
9 Ark. Dep’t of Corr., 375 Ark. 549, 294 S.W.3d 409 (2009) (per curiam)). Rather, any alleged
liberty interest must be an interest in the nature of the prisoner’s confinement, not an interest
in the procedures by which the state believes it can best determine how a prisoner should
be confined. Muntaqim II, 2019 Ark. 240; see also Kennedy v. Blankenship, 100 F.3d 640, 643
(8th Cir. 1996) (there is no federal constitutional liberty interest in having state officers
follow state law or having prison officials follow prison regulations).
With respect to allegations that Kelley was liable for the violations of Muntaqim’s
constitutional rights by failing to properly supervise her subordinates, Kelley cannot be held
vicariously liable under § 1983 for the actions of a subordinate. Beaulieu v. Ludeman, 690
F.3d 1017 (8th Cir. 2012). To state a claim, a prisoner must plead that the supervising
official, through his or her own individual actions, violated the Constitution. Id. The
responsibility for supervising the operation of a government facility is not sufficient to
establish personal liability. Id. A bare allegation that someone in supervisory authority has
been deliberately indifferent without any specification of that person’s contact in fact with
the prisoner or even an explicit charge of inadequate training or supervision of subordinates
is not sufficient to state a § 1983 claim. Id. The same is true for claims filed pursuant to
ACRA. See Calaway v. Practice Mgmt. Servs., Inc., 2010 Ark. 432 (per curiam) (a supervisor
is liable for his or her own unconstitutional actions).
C. Equal Protection
Muntaqim alleged that the appellees violated his right to equal protection in that
other religious groups, such as Orthodox Muslims, all Christians, Jehovah’s Witnesses,
Wiccans, and Hebrews are allowed free access to their religious publications, while NOI
10 publications are scrutinized and withheld. Equal protection is essentially a direction that all
persons similarly situated should be treated alike. Muntaqim II, 2019 Ark. 240. The first step
in evaluating an equal-protection claim is determining whether the plaintiff has
demonstrated differential treatment compared to others who were similarly situated. Id.
Absent a threshold showing that an inmate is similarly situated to those who allegedly receive
more favorable treatment, the plaintiff does not have a viable equal-protection claim. Id.
General verified allegations about other religious groups being treated more favorably
are not sufficiently specific to support an equal-protection claim. Murphy v. Mo. Dep’t of
Corr., 372 F.3d 979 (8th Cir. 2004). To state a viable equal-protection claim, an inmate
must identify the characteristics of the class he claims to be similarly situated to and present
some evidence that other groups within the class were not also restricted in similar ways. Id.
If the inmate presents no facts to support the claim that valid prison restrictions were applied
unequally, equal-protection claims fail. Id. Here, Muntaqim’s equal-protection claims that
other religious groups were treated more favorably were wholly conclusory and lacked
factual support.
D. Access to Courts
Muntaqim raised an allegation against Payne stating that Payne has interpreted ADC
policy in a retaliatory and unconstitutional manner that has resulted in the denial of
Muntaqim’s access to the courts. The right of access to the courts is limited to the filing of
an action attacking a sentence or challenging conditions of confinement. Cody v. Weber, 256
F.3d 764 (8th Cir. 2001). Muntaqim’s allegation failed to meet this test.
11 E. Freedom of Religion and RLUIPA
Muntaqim alleged in his complaint that the appellees engaged in a conspiracy to
systematically prohibit and remove all NOI literature and services from the ADC in
violation of freedom of religion and RLUIPA. Specifically, Muntaqim averred that officials
with the ORCU and VSU had withheld fourteen copies of a weekly NOI publication titled
Final Call, dated from May 22 to August 21, 2018, and one copy of the September 18,
2017, issue. Furthermore, Muntaqim accused officials with VSU of intentionally destroying
five books published by the NOI. Muntaqim alleged that officials with the ADC, as a whole,
are hostile to the NOI, favor Orthodox Islam, and have conspired to ban all NOI materials,
which, according to Muntaqim, are essential to the practice of his faith. However,
Muntaqim made no allegations that the appellees instituted a total ban on NOI publications.
Rather he referred only to the withholding of fifteen publications of a weekly newsletter
over a two-year period and that five books published by the NOI were destroyed by the
VSU mailroom supervisor.
Attached to Muntaqim’s complaint were nine notices sent to Muntaqim regarding
Final Call publications indicating that the publications were withheld due to racist and
inflammatory content. Muntaqim also attached a notice sent to him by the VSU mailroom
advising him that the five books would be destroyed if Muntaqim failed to pay for the costs
of returning the publications to the sender. Muntaqim stated he never received the notice
regarding the five books that were eventually destroyed. Muntaqim alleged that ADC’s
policies and practices imposed a substantial burden on his sincerely held religious beliefs by
12 denying him access to materials essential to his study of NOI doctrine in violation of the
First Amendment and RLUIPA.
When a prison regulation or policy impinges on an inmate’s sincerely held religious
beliefs, the regulation is constitutionally valid if it is reasonably related to legitimate
penological interests. O’Lone v. Estate of Shabazz, 482 U.S. 342 (1987). Muntaqim
previously challenged ADC policy with respect to incoming NOI publications and sought
to enjoin the ADC’s mailroom policy to ensure that he received all NOI materials regardless
of content. The circuit court denied Muntaqim’s request for an injunction and we affirmed.
Muntaqim v. Lay, 2019 Ark. 203, 575 S.W.3d 542 (Muntaqim I). We held that because the
mail policy is designed to promote the legitimate penological interests of prison safety and
security and requires individualized review of all incoming mail, the policy was not
unconstitutional and subject to an injunction. Id. Here, the ADC actions were again based
on a legitimate penological interest and were withheld for review after an individualized
review determined that the materials contained racist and inflammatory content.
The Eighth Circuit Court of Appeals and other federal circuits have applied the
standards set forth by the United States Supreme Court regarding the free exercise of an
inmate’s religious practices in a more restrictive manner. Mbonyunkiza v. Beasley, 956 F.3d
1048 (8th Cir. 2020). Accordingly, to warrant an analysis of penological interest with respect
to prison regulations that limit religious practices, the inmate must show the challenged
regulation “substantially burdens” his sincerely held belief. Id. To substantially burden an
inmate’s free exercise of religion, a prison regulation must significantly inhibit or constrain
conduct or expression that manifests some central tenet of a person’s individual religious
13 beliefs; must meaningfully curtail a person’s ability to express adherence to his or her faith;
or must deny a person reasonable opportunities to engage in those activities that are
fundamental to a person’s religion. Id. Muntaqim’s allegations that the appellees withheld
and/or destroyed fifteen copies of a weekly publication along with five NOI books does
not meet the “substantially burdens” standard outlined by the Eighth Circuit. Muntaqim
did not allege a total ban on all NOI materials and essentially contended that he was denied
access to fourteen periodicals out of fifty-two weekly periodicals issued in 2018 and was
denied access to one copy of the periodical in 2017. Alleging the destruction of five books
published by NOI likewise failed to state a claim that the conduct of the mailroom
supervisor at VSU substantially burdened Muntaqim’s religious practices. Muntaqim has not
been denied a reasonable opportunity to engage in a fundamental religious practice of
reading materials and instructions related to his faith. In fact, Muntaqim admits in his
appellate brief that he is currently receiving Final Call periodicals and other books published
by the NOI. Finally, outside Muntaqim’s conclusory allegations, he failed to demonstrate
that receipt and the study of all NOI publications is a central tenet of NOI religious practices.
The “substantially burdens” standard applied by the Eighth Circuit is partially based
on the language incorporated in RLUIPA. Section 3 of RLUIPA provides in pertinent part
that “[n]o government shall impose a substantial burden on the religious exercise” of an
institutionalized person unless the government demonstrates that the burden “is the least
restrictive means of furthering [a] compelling governmental interest.” 42 U.S.C.
§ 2000cc-1(a). RLUIPA’s legislative history suggests that this statutory requirement was
14 intended “to weed out false religious claims that are actually attempts to gain special
privileges or to disrupt prison life.” See Ochs v. Thalacker, 90 F.3d 293, 296 (8th Cir. 1996).
Under RLUIPA, a substantial burden exists if the prison policy significantly inhibits
or constrains religious conduct, meaningfully curtails an inmate’s ability to express adherence
to his faith or denies an inmate a reasonable opportunity to engage in fundamental religious
activities. See Van Wyhe v. Reisch, 581 F.3d 639 (8th Cir. 2009). RLUIPA “defines ‘religious
exercise’ to include ‘any exercise of religion, whether or not compelled by, or central to, a
system of religious belief.’” Id. at 655 (quoting Cutter v. Wilkinson, 544 U.S. 709, 715
(2005)). Under RLUIPA, once a prisoner makes a showing that a religious exercise has been
substantially burdened by prison policy, the burden shifts to the government to demonstrate
that the prison policy is the least restrictive means of achieving a compelling government
interest. Id. (citing 42 U.S.C. § 2000cc-1(a)(1)–(2)). The prison must permit a reasonable
opportunity for an inmate to engage in religious activities but need not provide unlimited
opportunities to do so. Id. Muntaqim’s claims that the appellees restricted access to some
but not all NOI religious literature did not state sufficient facts that appellees placed a
substantial burden on the exercise of his religious practices. While Muntaqim was not
required to plead that the receipt and study of all NOI publications are a central tenet of his
religious practices under RLUIPA, denial of a fraction of NOI religious-study materials does
not substantially burden religious practices under RLUIPA. Id. In sum, the ADC was not
required to provide Muntaqim with unlimited access to NOI publications under the First
Amendment of the United States Constitution, article 2 of the Arkansas Constitution, or
RLUIPA.
15 F. Establishment Clause
Finally, Muntaqim alleged that by denying him access to some of his NOI religious
materials and by allowing other religious groups access to their religious publications,
appellees have violated the Establishment Clause of the First Amendment. The test for
raising a valid Establishment Clause claim is set forth in Lemon v. Kurtzman, 403 U.S. 602
(1971), which provides that the government action does not violate the Establishment
Clause if it has a secular purpose, does not have a primary effect of advancing or inhibiting
religion, and does not result in excessive entanglement with religion. Murphy, 372 F.3d 979.
Muntaqim’s allegations failed to meet the test for raising a valid Establishment Clause claim.
Because Muntaqim failed to state constitutional claims under either the federal or the
state constitution and otherwise failed to demonstrate that the appellees acted “ultra vires,”
appellees are immune from liability. The circuit court did not abuse its discretion when it
dismissed Muntaqim’s complaint.
Affirmed.
BAKER, J., concurs.
WOOD, J., concurs in part without opinion.