Maldonado v. Parasole

66 F.R.D. 388, 20 Fed. R. Serv. 2d 924, 1975 U.S. Dist. LEXIS 13033
CourtDistrict Court, E.D. New York
DecidedApril 3, 1975
DocketNo. 73-C-671
StatusPublished
Cited by19 cases

This text of 66 F.R.D. 388 (Maldonado v. Parasole) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Maldonado v. Parasole, 66 F.R.D. 388, 20 Fed. R. Serv. 2d 924, 1975 U.S. Dist. LEXIS 13033 (E.D.N.Y. 1975).

Opinion

MEMORANDUM AND ORDER

WEINSTEIN, District .Judge.

Plaintiff brought this civil rights action against a former police officer, based on an alleged illegal assault and arrest. Following a jury verdict for defendant, costs of $621.00 were imposed against plaintiff. Plaintiff then requested this court to vacate its order awarding costs. That motion was denied.

Plaintiff’s present motion seeks a re-' hearing of his earlier motion; leave to appeal in forma pauperis; and a certification by the court that his appeal, based on the imposition of costs, presents a substantial question so that he may obtain a transcript of the trial proceedings at government expense. Fed. R.App.P. 24,'28 U.S.C. § 753(f). For the reasons stated below, the court denies the motion for rehearing, grants the plaintiff leave to appeal in forma pauperis, and refuses to certify that the appeal involves a substantial question.

I. FACTS

Prior to trial, a series of conferences were held before the court for the purpose of determining whether settlement was possible. Defendant was sworn and questioned at length by plaintiff’s counsel concerning his financial circumstances. In addition, plaintiff personally was given an opportunity to ask questions of the defendant to satisfy himself of the defendant’s means—a most unusual and demeaning procedure permitted only because it was-demanded by plaintiff as a basis for the settlement discussions that all counsel and the court believed desirable.

Despite defendant’s obvious indigency, the plaintiff rejected settlement offers and continued prosecution of his action. The final settlement offer rejected by the plaintiff would have provided for a cash payment from funds-to be borrowed by the defendant.

Plaintiff’s claim was based on an alleged unlawful and unprovoked assault by defendant, then a police officer, followed by unlawful arrest and prosecution. He alleged damages in the amount of $15,000 and sought punitive damages of $10,000. At the trial there was no substantiation or corroboration of the claims of physical injury. To the contrary, the testimony established that plaintiff- never saw a doctor, never lost any time from work or school and had no economic loss.

Material portions of plaintiff’s testimony were directly contradicted by evidence from disinterested sources, while other parts were exaggerated. Specifically, he testified that he never bit the defendant, a material point in the case, although unchallenged medical records established that the officer was, in fact, bitten. Plaintiff swore that he was brutally beaten to the point of bleeding profusely, although neither his cousin, who testified on direct examination to being present immediately after the alleged assault, nor any other witness corroborated this testimony.

[390]*390II. THE GRANTING OF COSTS TO THE DEFENDANT WAS PROPER

Federal Rule of Civil Procedure 54(d) provides for routine allowance of costs to the prevailing party unless the court otherwise directs. It reads:

“(d) Costs. Except when express provision therefor is made either in a statute of the United States or in these rules, costs shall be allowed as of course to the prevailing party unless the court otherwise directs; . . .” (Emphasis added.)

Thus, the defendant was entitled to costs unless the court exercised its discretion and expressly directed otherwise. See Farmer v. Arabian American Oil Co., 379 U.S. 227, 85 S.Ct. 411, 13 L.Ed.2d 248 (1964); Electronic Specialty Co. v. International Controls Corp., 47 F.R.D. 158, 160 (S.D.N.Y.1969). “The burden is on the unsuccessful party to show circumstances that are sufficient to overcome the presumption in favor of the prevailing'party.” 10 C. A. Wright and A. R. Miller, Federal Practice and Procedure: Civil § 2668 at 142 (1973).

Plaintiff’s request to amend the judgment calls not for relief from an exercise of the court’s discretion, but rather seeks to invoke that discretion to avoid the payment of costs for which he is liable, as is any other unsuccessful party in a civil case. He argues that the court should exercise its discretion and not grant costs to the defendant because (1) the case was “a close one”, (2) it was brought in good faith, and (3) he is indigent.

The case was not a “close” one. See Boas Box Co. v. Proper Folding Box Corp., 55 F.R.D. 79 (E.D.N.Y.1971). Plaintiff produced no evidence to support his claims of physical injury. Plaintiff’s testimony as to whether he bit officer Parasole and as to the severity of the alleged beating were incredible. There was ample basis for the jury’s swift verdict.

Good faith litigation does not absolve a party from imposition of costs. It is true that in Duhart v. Carlson, 469 F.2d 471 (10th Cir. 1972), cert. denied sub nom. Long v. Carlson, 410 U.S. 958, 93 S.Ct. 143, 35 L.Ed.2d 692 (1973), the court, in assessing costs against the plaintiff, ruled that “a person who is an indigent has no constitutional right to access to the courts to prosecute an action that is frivolous and malicious.” Id. at 478. But even if we were to hold that this action was not frivolous and malicious—a proposition about which we have some doubt in view of plaintiff’s lack of candor on the witness stand—this position would prevent the granting of costs in almost all cases where the plaintiff was unsuccessful. Instances of suits brought in complete bad faith are unusual. An approach requiring a showing of frivolity as a basis for assessing costs would contravene the express provision of Rule 54(d) which contemplates the awarding of costs to the prevailing party “as of course”.

Indigency is a proper ground for denying costs in some cases where there is a wide disparity of economic resources between the parties. Cf. Farmer v. Arabian American Oil Co., 379 U.S. 227, 85 S.Ct. 411, 13 L.Ed.2d 248 (1964); Mintz v. Allen, 254 F.Supp. 1012, 1013 (S.D.N.Y.1966); Ledge Hill Farms, Inc. v. W. R. Grace & Co., 230 F.Supp. 638, 641 (S.D.N.Y.1964); Ostapowicz v. Johnson Bronze Co., 54 F.R.D. 465 (W.D.Pa.1972); Boas Box Co. v. Proper Folding Box Corp., 55 F.R.D. 79, 81 (E.D.N.Y.1971); Race v. Norman’s Kill Farm Dairy Co., 247 N.Y.S.2d 297, 298-99 (County Court 1964). That is not the case before us.

Defendant’s indigency was as great as plaintiff’s. Plaintiff and his counsel were afforded full and complete disclosure as to the defendant’s financial circumstances, but they elected to proceed to trial. Plaintiff rejected a settlement offer which would have provided him with a cash payment causing de[391]*391fendant’s family severe hardship were it paid because defendant had no assets and was living on borrowed funds and the proceeds of a part-time job as a taxicab driver.

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Bluebook (online)
66 F.R.D. 388, 20 Fed. R. Serv. 2d 924, 1975 U.S. Dist. LEXIS 13033, Counsel Stack Legal Research, https://law.counselstack.com/opinion/maldonado-v-parasole-nyed-1975.