Main Street Legal Services., Inc. v. National Security Council

811 F.3d 542, 2016 WL 305175
CourtCourt of Appeals for the Second Circuit
DecidedJanuary 26, 2016
Docket13-3792-CV
StatusPublished
Cited by63 cases

This text of 811 F.3d 542 (Main Street Legal Services., Inc. v. National Security Council) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Main Street Legal Services., Inc. v. National Security Council, 811 F.3d 542, 2016 WL 305175 (2d Cir. 2016).

Opinions

REENA RAGGI, Circuit Judge:

This appeal requires us to decide whether the National Security Council (“NSC”) is an “agency” subject to the retention and disclosure requirements of the Freedom of Information Act (“FOIA”), Pub.L. No. 89-487, 80 Stat. 250 (1966) (codified as amended at 5 U.S.C. § 552). The United States District Court for the Eastern District of New York (Eric N. Vitaliano, Judge) concluded that it was not and, on August 7, 2013, entered judgment dismissing this FOIA action to compel the production of certain NSC minutes and records, particularly those related tó targeted . drone strikes. See Main St Legal Servs. v. Nat’l Sec. Council, 962 F.Supp.2d 472 (E.D.N.Y.2013).

On de novo review, see Phillips v. City of New York, 775 F.3d 538, 542 (2d Cir. 2015), we construe the “agency” provision of the FOIA, 5 U.S.C. §§ 551(1), 552(f)(1), the “function” provisions of the NSC’s statute, 50 U.S.C. § 3021(a), and the current presidential directive organizing the National Security Council System (“NSC [544]*544System”), see Barack Obama, Presidential Policy Directive-1 (“PPD-1”), at 1 (2009), available at https://www.hsdl.org/?view& did=34560, among other available legal sources, and we conclude that the NSC is not an agency subject to the FOIA. Because we further construe the FOIA’s agency requirement to relate to the court’s remedial power rather than to its subject-matter jurisdiction, we conclude that the district court properly granted dismissal for failure to state a claim, see Fed. R.Civ.P. 12(b)(6), rather than for lack of jurisdiction, see Fed.R.Civ.P. 12(b)(1). Finally, we conclude that the district court acted within its discretion in granting dismissal without discovery. We, therefore, affirm the challenged judgment.

I. Background

A. The FOIA’s Disclosure Requirement

The FOIA, which took effect in July 1967, establishes record retention and disclosure requirements for federal agencies. See 5 U.S.C. § 552. Of particular relevance here is the requirement that agencies “promptly [make] available to any person,” upon request, such reasonably described records as are not already publicly available and not subject to specific exemptions. Id. § 552(a)(3)(A); see id. § 552(b) (identifying exemptions). A person who thinks that an agency has improperly withheld records subject to FOIA disclosure may seek an order of production from a district court, which will review the matter de novo, placing the burden on the agency to defend its non-disclosure decisions. See id. § 552(a)(4)(B). Where, as here, there is a dispute as to whether the requested entity is an agency, the burden on that preliminary legal question rests with the party seeking production. See Armstrong v. Exec. Office of the President, 90 F.3d 553, 565 (D.C.Cir.1996).1

B. The National Security Council

In the National Security Act of 1947, Pub.L. No. 80-253, § 101, 61 Stat. 495, 496-97 (codified as amended at 50 U.S.C. § 3021), Congress created a National Security Council (“Council”) and assigned it “[t]he function ... to advise the President with respect to the integration of domestic, foreign, and military policies relating to the national security so as to enable the military services and the other departments and agencies of the Government to coopérate more effectively in matters in-, volving the national security,” 50 U.S.C. § 3021(a).2 The statute denominates the [545]*545President as the presiding officer of the Council, on which serve certain statutorily identified officials, including the Vice President and the Secretaries of State, Defense, and Energy, as well as other persons appointed by the President. See id.3

C. Main Street’s FOIA Request to the NSC

On November 27, 2012, plaintiff Main Street Legal Services, Inc. (“Main Street”), “a non-profit law firm within the City University of New York School of Law,” Compl. ¶4, submitted a FOIA request to the NSC seeking production of (1) “[a]U records related to the killing and attempted killing by drone strike of U.S. citizens and foreign nationals,” and (2) “[a]ll National Security Council meeting minutes taken in the year 2011,” J.A. 25.4 The NSC denied the request by letter dated December 14, 2012, stating that “[a]s an organization in the Executive Office of the President that advises and assists the President, the National Security Council is not subject to the Freedom of Information Act.” Id. at 29.

Main Street disagreed and, on February 21, 2013, it commenced this FOIA action in the Eastern District of New York, invoking 5 U.S.C. § 552(a)(4)(B) to seek a judicial order compelling the NSC to produce [546]*546the requested records. The NSC moved to dismiss the complaint both for failure to state a claim upon which relief could be granted and for lack of subject-matter jurisdiction, arguing that it was not an “agency” subject to the FOIA. 5 U.S.C. §§ 551(1), 552(f)(1); see Fed.R.Civ.P. 12(b)(1), (b)(6).

The district court agreed that the NSC was not an agency and dismissed the case on the merits. On August 7, 2013, it entered the judgment in favor of the NSC from which Main Street now appeals. See Main St. Legal Sens. v. Nat’l Sec. Council, 962 F.Supp.2d at 478-79.

II. Discussion

A. The FOIA Definition of “Agency ”

As the parties acknowledge, the FOIA applies only to federal agencies. Prior to 1974, the FOIA did not itself define “agency” but, rather, relied on the Administrative Procedure Act, which defines agency as “each authority of the Government of the United States, whether or not it is within or subject to review by another agency,” subject to certain exceptions not applicable here. 5 U.S.C. § 551(1). In 1974, Congress amended the FOIA to clarify that the § 551(1) definition of agency, as applied to the FOIA, “includes any executive department, military department, Government corporation, Government controlled corporation, or

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811 F.3d 542, 2016 WL 305175, Counsel Stack Legal Research, https://law.counselstack.com/opinion/main-street-legal-services-inc-v-national-security-council-ca2-2016.