Magaly Roldan-Plumey v. Hiram E. Cerezo-Suarez, Personally and as Commissioner for Municipal Affairs

115 F.3d 58, 12 I.E.R. Cas. (BNA) 1619, 1997 U.S. App. LEXIS 13050, 1997 WL 287626
CourtCourt of Appeals for the First Circuit
DecidedJune 4, 1997
Docket96-1701
StatusPublished
Cited by59 cases

This text of 115 F.3d 58 (Magaly Roldan-Plumey v. Hiram E. Cerezo-Suarez, Personally and as Commissioner for Municipal Affairs) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Magaly Roldan-Plumey v. Hiram E. Cerezo-Suarez, Personally and as Commissioner for Municipal Affairs, 115 F.3d 58, 12 I.E.R. Cas. (BNA) 1619, 1997 U.S. App. LEXIS 13050, 1997 WL 287626 (1st Cir. 1997).

Opinion

*60 TORRUELLA, Chief Judge.

On May 4, 1994, PlaintiffAppellant Magaly Roldán-Plumey (“Roldán”) brought this Section 1983 suit against Defendants-Appellees Hiram Cerezo-Suárez (“Cerezo”), Commissioner of Municipal Affairs for Puerto Rico, and Sandra Valentín (“Valentin”), Director of the Legal Division of the Office of the Commissioner of Municipal Affairs (“OCMA”), in their individual and official capacities. The suit alleged that appellees, in violation of Roldán’s First Amendment rights, dismissed her from her position of Hearing Examiner (also referred to as Examining Officer) because of her political beliefs. The district court granted appellees’ motion for summary judgment on the ground that party affiliation is an appropriate requirement for the effective performance of the position of Hearing Examiner and, consequently, that appellees were entitled to dismiss Roldán on those grounds. See Opinion and Order, March 5, 1996, at 10. Having ruled on the merits, the district court did not address, inter alia, whether appellees were entitled to qualified immunity.

In contrast to the lower court, we find that the inherent duties of Roldán’s position do not demonstrate policymaking attributes sufficient to subject Roldán to discharge based on her political beliefs and, accordingly, reverse the entry of summary judgment. Moreover, having found cause to set aside the judgment on the merits, we address ap-pellees’ argument that they are entitled to qualified immunity and find it wanting.

BACKGROUND

On March 1, 1992, Roldán accepted the position of Hearing Examiner with the Office of the Commissioner of Municipal Affairs. The OCMA is the main regulatory agency of Puerto Rico’s municipalities and is charged with uncovering, investigating, and reporting to municipal mayors any irregularities in the municipalities’ management. P.R. Laws Ann. tit. 21, § 4909 (1995). The office is further obligated to provide various forms of “technical and professional assistance to the municipalities relating to their organization, administration, functions and operation.” Id. § 4902. The Commissioner developed a confidential and trust employee plan under which employees in the OCMA were classified in accordance with the Puerto Rico Public Service Personnel Act, P.R. Laws Ann. tit. 3, § 1301 et seq. The plan, developed by Cerezo’s predecessor as Commissioner, Ismael Pagán-Colberg, designated the position of “examining officer” as a trust position. According to this document, the OCMA positions designated as trust or confidence positions were only “[tjhose positions whose holders intervene or collaborate substantially in the formulation of public policy, which directly advise or render direct services to the Commissioner of the Office of the Commissioner of Municipal Affairs.” Del Exh. IV to Motion to Summary Judgment.

The classification, or job description, for the position of “Examining Officer” sets forth the position’s duties as follows:

DUTIES OF POSITION
Professional and technical work that requires great knowledge of the principles and the practice of law and the ability to direct research procedures leading to an adjudicative determination.
1. Holds administrative hearings required by the Autonomous Municipalities Act and any other necessary one[s] to carry out the duties assigned to the Commissioner. Regulates the procedures during the [performance] of the same.
2. Takes oaths and declarations, issues summons for the appearance of witnesses and the filing of reports, documents and other evidence necessary to solve cases.
3. Evaluates evidence and comes to conclusions of facts and law.
4. Carries out legal studies for the solution of cases.
5. Issues reports with his conclusions and recommendations to the Commissioner.
6. Carries out other assigned related duties.

Def. Exh. V to Motion for Summary Judgment.

On November 4, 1992, Pedro Rosselló (“Rosselló”), a member of the New Progres *61 sive Party (“NPP”), was elected governor. In March 1993, Rosselló appointed Cerezo Commissioner of Municipal Affairs. In April 1993, Cerezo appointed Valentin to head the Legal Division of the OCMA. On May 6, 1994, Roldán received a dismissal letter effective that same date.

STANDARD OF REVIEW

We review the grant of summary judgment de novo, viewing the facts, and drawing all reasonable inferences, in the light most favorable to the non-movant, here Roldán, and affirming summary judgment only “if no genuine issue of material fact exists.” O’Connor v. Steeves, 994 F.2d 905, 906-07 (1st Cir.1993).

DISCUSSION

I. Political Discharge Claim

We turn first to the grounds on which the district court granted summary judgment to Cerezo and Valentín. More than twenty years ago, a plurality of the Supreme Court held that governmental employers may not discharge an employee because of her political affiliation without showing a governmental interest sufficiently vital to outweigh the employee’s First Amendment right to association. Elrod v. Burns, 427 U.S. 347, 355-56, 362, 96 S.Ct. 2673, 2676-77, 2680-81, 49 L.Ed.2d 547 (1976). The plurality found that the government’s interest in effective implementation of its policies can be achieved “by limiting patronage dismissals to policymaking positions.” Id. at 372, 96 S.Ct. at 2689. Justice Stewart’s concurrence gave the Court a majority for the proposition that nonpolicy-making, nonconfidential employees should not be discharged on the basis of their political beliefs. Id. at 374-75, 96 S.Ct. at 2690-91 (Stewart, J., concurring in the judgment).

The Court next attempted to define the contours of the prohibition on political discharge in Branti v. Finkel, 445 U.S. 507, 100 S.Ct. 1287, 63 L.Ed.2d 574 (1980). Instead of applying Elrod’s policymaking inquiry, the Branti Court relied upon a finding that political affiliation is not an appropriate requirement for the effective performance of the position of assistant public defender. Id. at 518-19, 100 S.Ct. at 1294-95. The Branti Court again, however, imposed the burden on the governmental body seeking dismissal: “[Ujnless the government can demonstrate ‘an overriding interest’ ‘of vital importance’ requiring that a person’s private beliefs conform to those of the hiring authority, his beliefs cannot be the sole basis for depriving him of continued public employment.” Id. at 515-16, 100 S.Ct. at 1293 (citations omitted).

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115 F.3d 58, 12 I.E.R. Cas. (BNA) 1619, 1997 U.S. App. LEXIS 13050, 1997 WL 287626, Counsel Stack Legal Research, https://law.counselstack.com/opinion/magaly-roldan-plumey-v-hiram-e-cerezo-suarez-personally-and-as-ca1-1997.