MacWhorter v. Derwinski

2 Vet. App. 133, 1992 U.S. Vet. App. LEXIS 27, 1992 WL 14640
CourtUnited States Court of Appeals for Veterans Claims
DecidedJanuary 31, 1992
DocketNo. 90-935
StatusPublished
Cited by31 cases

This text of 2 Vet. App. 133 (MacWhorter v. Derwinski) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
MacWhorter v. Derwinski, 2 Vet. App. 133, 1992 U.S. Vet. App. LEXIS 27, 1992 WL 14640 (Cal. 1992).

Opinion

NEBEKER, Chief Judge:

In this appeal from a 1990 decision of the Board of Veterans’ Appeals (BVA or Board), appellant, the widow of veteran Robert E. MacWhorter, seeks reversal of a holding denying her a limited one-year retroactive compensation increase in her late husband’s Special Monthly Compensation rating. Before his death, appellant’s husband was seeking an increased rating for his service-connected diabetes, which had resulted in the amputation of both his legs. The limited alleged amount now due is approximately $2,000. 38 U.S.C. § 5121 (formerly § 3021) (veteran’s surviving spouse may receive accrued benefits consisting of [134]*134up to one year of the veteran’s due but unpaid benefits).

Because counsel for the Secretary breached the representational duty to defend the Secretary before the Court, we have sought and found most persuasive precedent, particularly in Alameda v. Secretary of HEW, 622 F.2d 1044, 1049 (1st Cir.1980), for deeming counsel’s shortcomings a concession of Board error and in turn a basis for reversal. In Alameda, the First Circuit upheld the authority of the District Court to impose an implied concession of error when the government failed to respond through requested briefs in social security review cases.

This appeal has taken such an atypical turn because of failure by counsel for the Secretary of Veterans Affairs to file a brief, and due to the deficiency of his motion to remand. Appellant’s brief argues, with detailed reference to the record, and with apparent merit, that the veteran’s peripheral vascular disease, which necessitated the amputations, was a severe complication of service-connected diabetes and was so declared by the Board, thus requiring a higher disability rating and entitlement to the amount now claimed by the veteran’s widow. The Department’s General Counsel having defaulted in the obligation to brief the Secretary’s position and thus provide the Court with the incidental benefit of his views on the facts and law, is deemed to concede the validity of appellant’s legally plausible position. Accordingly, under the circumstances of this case, we reverse the Board’s decision and remand with directions to grant appellant the benefits sought.

We note that this failure by the General Counsel is not isolated. As of December 3, 1991, twenty-four cases lacked a timely brief or a motion for extension of time from the General Counsel. In some cases, the lapse has been of many weeks duration.

The procedural facts leading to our decision to treat the failure to file a brief or covering pleading as a concession of error are as follows. After appellant’s brief was filed, counsel for the Secretary sought three extensions in which to file his brief. On the last due date, counsel filed a motion for remand and to stay further steps on appeal pending disposition of the motion. That motion is striking for its deficiency under our rules and for its lack of candor. It informs us, under our decision in Cerullo v. Derwinski, 1 Vet.App. 195 (1991), that the Chairman of the Board indicates an inclination to grant Board (expanded panel) reconsideration. Thus, the motion was addressed to our discretion to revest the Board with jurisdiction to act on the claim. This Court’s Rule 5 requires the Secretary to specify the “error below and the proceedings or remedy deemed to be appropriate on remand.” U.S.Vet.App.R. 5. In addition, Rule 28(b)(2) requires the Secretary, inter alia, in instances where a confession of error is made

and the relief the Secretary deems appropriate as to the confession of error is different from that sought by the appellant, [to] include a statement of confession in the brief and identify the relief thereunder that is deemed appropriate.

U.S.Vet.App.R. 28(b)(2) (emphasis added). See Cerollo v. Derwinski, 1 Vet.App. at 200 (Secretary’s motion for Board reconsideration must clearly articulate the reasons for the remand request and the nature of the proceedings to be conducted).

Under Rule 5 and the Court’s decision in Cerullo, the Secretary’s motion is quite deficient. It sets forth two statements of the Board:

[(1)] “we [the BVA panel] agree that the peripheral vascular disease necessitating the amputations was a severe complication of the diabetes mellitus” ...; [and (2) ] “we do not agree that the existence of severe complications necessitating amputations in the 1970’s permanently establishes the existence of pronounced diabetes mellitus”. (R-5)

Secretary’s motion at 2. The Secretary’s motion then states: “it would have been appropriate for the BVA to correct any errors in the April 10, 1974 rating action in keeping with these observations.” Id. Neither the Court nor appellant was thus informed whether these two Board statements are deemed error and, if so, why. [135]*135This tentative observation that it would be appropriate to “correct any error” caused appellant to oppose the remand based on failure to comply with our Rule 5.

Appellant’s brief, filed prior to the Secretary’s motion to remand, clearly seeks reversal and “an order that the [Department of Veterans Affairs (VA)] be directed to award the benefits sought on appeal.” Br. of Appellant at 23. Appellant had not sought reconsideration by the Board based on whether the Board thought there might be “any error” in its earlier decision.

The case was set for argument. During argument, counsel for appellant addressed the merits of the claim. We were then advised by counsel for the Secretary that the case presented a “complicated” question, but that, as a matter of law, it was not possible for appellant to be entitled to the benefits she sought. If the Secretary takes the position that appellant cannot recover as a matter of law, the reasoning leading the Secretary to that conclusion should be presented to the Court in a brief or covering pleading.

The purposes of filing a brief in a judicial appeal are to state the position of the party from the point of view of an advocate — advocacy being a prime ingredient of the appeal — and to direct the Court to the relevant facts , and the law; that is, the briefs should specifically define the character of the parties’ arguments, make pertinent references to the record and transcript, if any, and assist the Court in resolving the issues, as appellant’s brief has done. Rebuck v. Vogel, 713 F.2d 484 (8th Cir.1983); Holt v. Sarver, 442 F.2d 304, 307 (8th Cir.1971). Indeed, counsel has an ethical obligation to correctly advise the Court of the facts and the law. Model Rules of Professional Conduct for Federal Lawyers Rule 3.3 (1990); see also, ABA Model Rules of Professional Conduct Rule 3.3 (1983). The filing of briefs is mandatory under this Court’s Rule 31, as it is under the Federal Rules of Appellate Procedure. See Fed.R.App.P. 31.

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Bluebook (online)
2 Vet. App. 133, 1992 U.S. Vet. App. LEXIS 27, 1992 WL 14640, Counsel Stack Legal Research, https://law.counselstack.com/opinion/macwhorter-v-derwinski-cavc-1992.