Mack v. United States

66 F.3d 1025, 1995 WL 527616
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 8, 1995
DocketNos. 94-16940, 94-17002, 94-36193 and 95-35037
StatusPublished
Cited by22 cases

This text of 66 F.3d 1025 (Mack v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mack v. United States, 66 F.3d 1025, 1995 WL 527616 (9th Cir. 1995).

Opinions

Opinion by Judge CANBY; Partial Concurrence and Partial Dissent by Judge FERNANDEZ.

CANBY, Circuit Judge:

Sheriffs Richard Mack and Jay Printz, in separate actions, challenged the constitutionality of the Brady Handgun Violence Prevention Act, P.L. 103-159, 107 Stat. 1536 (1993), codified at 18 U.S.C; § 922(s). The main issue on appeal concerns the district courts’ respective holdings that section 922(s)(2) of the Brady Act, requiring local law enforcement officials to perform background checks of handgun purchasers, violates the Tenth Amendment. We conclude that the Act is constitutional, and we accordingly reverse the judgments of the district courts.

FACTS

The Brady Act, passed in 1993 as an amendment to the Gun Control Act of 1968, imposes a waiting period of up to five days for the purchase of a handgun, and subjects purchasers to a background check during that period.1 See 18 U.S.C. § 922(s)(1). Within five years from the effective date of the Act, such checks will be performed instantaneously through a national criminal background check system maintained by the Department of Justice, 18 U.S.C. § 922(t), but in the meantime the background checks must be performed by the Chief Law Enforcement Officer (CLEO) of the prospective purchaser’s place of residence. 18 U.S.C. § 922(s)(2). The Act requires CLEOs to “make a reasonable effort to ascertain ... whether receipt or possession [of a handgun by the prospective buyer] would be in violation of the law_” Id The CLEO performs the check on the basis of a sworn statement signed by the buyer and provided to the CLEO by a federally-licensed gun dealer. 18 U.S.C. § 922(s)(l)(A). If the CLEO approves the transfer, he or she must destroy the buyer’s statement within twenty business days after the statement was made. [1028]*102818 U.S.C. § 922(s)(6)(B)(i). If the CLEO disapproves the transfer, the CLEO must provide the reasons for the determination within twenty business days if so requested by the disappointed purchaser. 18 U.S.C. § 922(s)(6)(C).

Richard Mack and Jay Printz, as sheriffs, are the CLEOs in their respective jurisdictions of Graham County, Arizona, and Ravalli County, Montana. They brought these actions in their local federal district courts to challenge the Brady Act’s provisions imposing duties upon them. Mack and Printz both invoked the Tenth and Fifth Amendments. Mack also challenged the Act as violating the Thirteenth Amendment.

Both district courts held that section 922(s)(2) of the Act, by imposing on the sheriffs a mandatory duty to conduct background checks, violated the Tenth Amendment as interpreted by the Supreme Court in New York v. United States, 505 U.S. 144, 112 S.Ct. 2408, 120 L.Ed.2d 120 (1992). See Mack v. United States, 856 F.Supp. 1372 (D.Ariz.1994); Printz v. United States, 854 F.Supp. 1503 (D.Mont.1994).2 Neither court enjoined the provisions of the Act requiring CLEOs to explain the reasons for rejecting a purchase application, § 922(s)(6)(C), and requiring destruction of records, § 922(s)(6)(B). The Printz decision noted that the requirement of a statement of reasons became optional once the mandatory background check was invalidated, and that the provision for destruction of records was “de minimis.”

In Mack, the district court also held that the criminal provisions of the Act applied to CLEOs, and were void for vagueness under the Fifth Amendment because they made it a crime for CLEOs to fail to make a “reasonable effort” to ascertain the lawfulness of a prospective handgun purchase. The Printz court held that the criminal provisions did not apply to CLEOs. Finally, the Mack court rejected Mack’s Thirteenth Amendment challenge. Both district courts held that the invalid portions of the Act were severable, and accordingly refused to hold the entire Act unconstitutional.

In both actions, both sides appealed.3 The sheriffs primarily dispute the holdings of sev-erability, while the United States contends that the entire Act is constitutional.4

ANALYSIS

I. THE TENTH AMENDMENT CHALLENGE

No one in this case questions the fact that regulation of the sales of handguns lies within the broad commerce power of Congress.5 The issue for decision is whether the manner in which Congress has chosen to regulate in the Brady Act violates the Tenth Amendment.

[1029]*1029The Tenth Amendment provides that "powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or the people." U.S. Const. amend. X. As a textual matter, therefore, the Tenth Amendment "states but a truism that all is retained which has not been surrendered." United States v. Darby, 312 U.S. 100, 124, 61 S.Ct. 451, 462, 85 L.Ed. 609 (1941). By its terms, the Amendment does not purport to limit the commerce power or any other enumerated power of Congress.

In recent years, however, the Tenth Amendment has been interpreted "to encompass any implied constitutional limitation on Congress' authority to regulate state activities, whether grounded in the Tenth Amendment itself or in principles of federalism derived generally from the Constitution." South Carolina v. Baker, 485 U.S. 505, 511 n. 5, 108 S.Ct. 1355, 1360 n. 5, 99 L.Ed.2d 592 (1988). Thus, "the Tenth Amendment confirms that the power of the Federal Government is subject to limits that may, in a given instance, reserve power to the States." New York v. United States, 505 U.S. 144, 157, 112 S.Ct. 2408, 2418, 120 L.Ed.2d 120 (1992). The question before us is whether the Brady Act, by requiring CLEOs to perform background checks on handgun purchasers, transgressed such an implied limitation on federal power. We conclude that it did not.

There are numbers of ways in which the federal government is permitted to secure the assistance of state authorities in achieving federal legislative goals. First and most directly, the federal government may coerce the states and their employees into complying with federal laws of general applicability. Garcia v. San Antonio Metropolitan Transit Authority, 469 U.S. 528, 105 S.Ct. 1005, 83 L.Ed.2d 1016 (1985).6 Second, Congress may condition the grant of federal funds on the States' taking governmental action desired by Congress. South Dakota v.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

City of Phila. v. Sessions
309 F. Supp. 3d 289 (E.D. Pennsylvania, 2018)
Peoples Rights Organization, Inc. v. Montgomery
756 N.E.2d 127 (Ohio Court of Appeals, 2001)
National Rifle Association Of America v. Magaw
132 F.3d 272 (Sixth Circuit, 1997)
National Rifle Ass'n of America v. Magaw
132 F.3d 272 (Sixth Circuit, 1997)
San Diego County Gun Rights Committee v. Reno
98 F.3d 1121 (Ninth Circuit, 1996)
Easyriders Freedom F.I.G.H.T. v. Hannigan
92 F.3d 1486 (Ninth Circuit, 1996)
United States v. Olin Corp.
927 F. Supp. 1502 (S.D. Alabama, 1996)
Commonwealth v. Browner
Fourth Circuit, 1996
Commonwealth of Virginia v. Browner
80 F.3d 869 (Fourth Circuit, 1996)
Koog v. United States
Fifth Circuit, 1996
Frye v. United States
916 F. Supp. 546 (M.D. North Carolina, 1995)

Cite This Page — Counsel Stack

Bluebook (online)
66 F.3d 1025, 1995 WL 527616, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mack-v-united-states-ca9-1995.