M. Feldman v. PA Commission on Crime and Delinquency

208 A.3d 167
Commonwealth Court of Pennsylvania·Decided April 18, 2019·No. 768 C.D. 2018·Published·Cited by 7 cases

Opinion

OPINION BY JUDGE McCULLOUGH

Matthew Feldman (Requester) petitions for review of the May 8, 2018 final determination of the Pennsylvania Office of Open Records (OOR) that denied in part, and dismissed as moot in part, his appeal from the Pennsylvania Commission on Crime and Delinquency's (Commission) denial of his request for documents under the Right-to-Know Law (RTKL). 1

Facts and Procedural History

On January 19, 2018, Requester submitted a RTKL request, by email, to the Commission seeking information relating to the Victims Compensation Assistance Program (VCAP), 2 which the Commission administers. (Reproduced Record (R.R.) at 5.) 3 Specifically, Requester made the following requests for documents:

1. A list of individuals (with names and other identifying information redacted if necessary) whose applications for victim compensation benefits were denied/closed ( i.e. not approved) from Oct. 1, 2015 - Sept. 30, 2016, along with the reason for the denial/closed status and individuals' race/ethnicity, gender, age, ZIP code, and county of residence.
2. Same as # 1 but for the period Oct. 1, 2016 - Sept. 30, 2017.

(R.R. at 5.) On January 24, 2018, Requester spoke on the telephone with counsel for the Commission. The Commission's counsel informed Requester that the Commission is not required to release confidential information under the RTKL. Requester stated that he was not seeking confidential information, such as the names or other identifying information of claimants for victim compensation. Commission's counsel agreed to allow the phone conversation to serve as an amendment to the request, and thereby exclude confidential information, so that Requester would not have to receive a denial and re-submit his request. (R.R. at 2, 6.)

On January 26, 2018, the Commission issued an interim response to Requester's RTKL request. The Commission noted that, pursuant to the telephone conversation, Requester agreed to amend his request to exclude confidential information. The Commission also stated that the request was still being reviewed, but that a final response would be provided by the Commission by February 26, 2018. (R.R. at 6.)

Thereafter, the Commission issued its final response on February 23, 2018, stating that the request was granted in part and denied in part. The Commission explained that it had attached a chart listing the number of, and reason for, VCAP denials for the time period requested and a separate chart listing, by county, the total number of claims made and the amounts awarded during that period. However, the Commission stated that the request for "individuals' race/ethnicity, gender and age" was denied because, "[w]hile the VCAP application for compensation benefits requests such demographic information, it is not required of applicants, and is often not provided by them." (R.R. at 8.) The Commission explained that such "information [was] not maintained by this Agency in the regular course of business." Id. Accompanying the final response were four charts. One of the charts listed the VCAP claims that were denied during the relevant time period, sorted by the reasons for denials. The other three charts provided information about claims filed and paid, but not claims denied. (R.R. at 10, 52-53, 54-88.)

On March 9, 2018, Requester filed an appeal of the Commission's final response with the OOR, claiming that the final response was incomplete. Specifically, Requester argued that the response only provided "a total number of claims denied for particular reasons," but did not provide "what [he] requested, which [was] a listing of claims denied, with confidential information redacted, but providing the [claimants']

race/ethnicity, gender, age, ZIP code and county of residence." (R.R. at 3.) Requester noted that the final response "provide[d] no reason for the omission of zip code and county of residence." Id. Requester also asserted that although the Commission argued it did not maintain demographic data for claim denials, demographic information is provided by the Commission to the United States Department of Justice's Office for Victims of Crime and published online. (R.R. at 3-4.)

The Commission filed a response to Requester's appeal on March 20, 2018. The Commission claimed that it provided information on claims by county of origin and that the requested demographic information was exempt from disclosure under section 708(b)(16)(iv) of the RTKL, which exempts from disclosure "[a] record of an agency relating to or resulting in a criminal investigation, including ... a record that includes information made confidential by law or court order." 65 P.S. § 67.708(b)(16)(iv). The Commission contended that the requested demographic information was "made confidential by law" pursuant to section 709 of the Crime Victims Act. 4 (R.R. at 20-22.) On March 30, 2018, Requester filed a reply noting that the exemption claimed by the Commission did not apply to aggregated data because, pursuant to section 708(d) of the RTKL, "the exceptions set forth in subsection (b) [of section 708 of the RTKL] shall not apply to aggregated data maintained or received by an agency, except for data protected under subsection (b)(1), (2), (3), (4) or (5)." 65 P.S. § 67.708(d). Requester also noted that the criminal investigation exception did not apply to the requested records because the Commission does not conduct investigations, and that the requested information is not confidential because it is regularly released to the public. (R.R. at 34-35.)

Thereafter, the Commission filed a sur-reply. The Commission changed its position and concluded that it was possible "to add aggregate information about race/ethnicity, gender and age of denied claimants to the data that [had] already been provided without violating the law ... regarding maintaining the confidentiality of claimants under the Crime Victims Act." (R.R. at 37.) The Commission noted, however, that claimants were not required to provide such demographic information and that the data was incomplete. Id. The Commission attached three new charts to its reply: one listed the race of claimants whose claims were denied; one listed the ages of claimants whose claims were denied; and one listed the gender of claimants whose claims were denied. However, none of these charts connected the demographic information to the reason for the denial. (R.R. at 37, 41-43.)

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M. Feldman v. PA Commission on Crime and Delinquency, 208 A.3d 167 (Pa. Ct. App. 2019).

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