OPINION OF THE COURT
VAN DUSEN, Circuit Judge.
This appeal is from the district court’s grant of summary judgment in favor of defendant-appellee. The district court ruled that plaintiff’s diversity suit for non-support, based in contract upon a separation agreement executed in Pennsylvania, could not be maintained in the federal courts under the circumstances of this record. It premised this holding upon the federal courts’ traditional policy against intervention in “domestic relations” cases. We conclude that the district court acted within its authority in holding that this case could not be maintained in federal court. We will, however, reverse the district court’s entry of an order granting summary judgment and remand with directions to enter judgment dismissing this suit for want of subject matter jurisdiction.
I.
Lynne E. Solomon (“plaintiff”) and John F. Solomon, Jr. (“defendant”) were married on August 16, 1958. Three children were born of this union. Marital difficulties arose and consequently, on November 22, 1968, husband and wife signed a separation agreement providing, inter alia, that the wife have custody of the children, that' the husband pay a stipulated weekly amount for child support, and that — subject to certain restrictions — the husband be granted visitation rights. Paragraph 2(g) of the agreement provided in part:
“ • ■ • in the event that the parties cannot resolve the issue of Husband’s future visitation rights between themselves, they hereby agree to submit any dispute for resolution in the Court of Common Pleas of Montgomery County, Pennsylvania. Both parties herewith agree to submit voluntarily to the jurisdiction of said Court in any such proceedings.” 1 (Emphasis added.)
[1020]*1020Moreover, the parties agreed in Paragraph 17 to a mechanism for the resolution of other disputes:
“Except with respect to paragraph 2(g) of the Agreement, all disputes, differences, questions of interpretation, questions of construction, disagreements and other problems which may arise in any manner out of this Agreement of the separation of the parties shall be referred to Victor J. Roberts, Esquire, and William L. O’Hey, Jr., Esquire, for decision. If they cannot agree they shall refer the matter to a third person agreeable to them for decision, which shall include the allocation of any costs incurred.
“The parties agree to abide by the decision thus reached . . . .”2
The tranquility of' separation was short-lived. On March 14, 1969, defendant brought a habeas corpus action in the Montgomery County Court of Common Pleas, contending that his visitation rights had been infringed. A hearing was held on April 3, 1969, and plaintiff submitted herself to the jurisdiction of the Montgomery County Court. By court order of May 19, 1969, defendant was granted specified visitation rights and plaintiff was required to post a $5,000.00 bond upon condition that she not remove the children from the court’s jurisdiction without express written approval of the court. The bond was finally posted on June 13, 1969, after defendant had petitioned for a contempt citation against plaintiff. While the case was pending, plaintiff and the children moved to Florida in violation of the court’s order.3 Subsequently, on November 10, 1969, plaintiff was declared in contempt, judgment on the bond was granted, and a bench warrant for plaintiff’s arrest, which remains outstanding, was issued.4 The above-mentioned (1) May 19, 1969, state court order recited that “ . . . the mother, Lynne E. Solomon, stated in Court on April 13, 1969, that she submitted to the jurisdiction of the Courts of Montgomery County, Pennsylvania . . . ” (37a), and (2) November 10, 1969, state court order recited that “ . . . Lynne E. Solomon having stated at the initial hearing on June 13, 1969, and again on August 8, 1969, and again on August 11, 1969, that she would abide by the jurisdiction of the Montgomery County, Pennsylvania Court . . . ” (40a).5 Defendant con[1021]*1021cedes non-payment of support after November 1969, but contends that he did so only after plaintiff had materially breached the separation agreement by denying his visitation rights.
After plaintiff secured residence in Florida, defendant obtained a divorce decree and remarried.6 In August 1972, plaintiff and the children moved from Florida to Newark, Delaware. On December 13, 1973, plaintiff filed suit, based upon diversity of citizenship, in the federal district court for the Eastern District of Pennsylvania, seeking money damages for non-support, specific enforcement of the separation agreement, and appropriate equitable relief.7 This suit was instituted by plaintiff in her representative capacity as parent and natural guardian of the children and in her own right. Defendant submitted alternative motions for summary judgment, dismissal, or a stay of proceedings pending resolution of the litigation in the Montgomery County Court of Common Pleas. The district court granted the motion for summary judgment on the ground that it lacked jurisdiction to adjudicate a cause of action involving “domestic relations.”8 This appeal followed.
II.
Traditionally, the federal courts have evinced great reluctance to entertain cases involving domestic relations. This doctrine is not premised upon explicit statutory language limiting the jurisdictional authority of federal courts. Indeed, the jurisdictional statute utilized by plaintiff to bring suit grants original jurisdiction to federal district courts “in all civil actions”9 where there is jurisdictional amount and diversity of citizenship.10. 28 U.S.C. § 1332. Rather, the jurisdictional exception for domestic relations has been judicially carved, beginning with and extending through a se[1022]*1022ríes of dicta in decisions of the United States Supreme Court.
In Barber v. Barber, 62 U.S. (21 How.) 582, 16 L.Ed. 226 (1859), the Court entertained a suit filed in federal court in Wisconsin by a wife residing in New York against her husband, who lived in Wisconsin. Her suit sought to enforce a decree of the New York state courts which granted her separation and alimony. Although ruling that the district court had properly exercised jurisdiction, the Court commented:
“Our first remark is — and we wish it to be remembered — that this is not a suit asking the court for the allowance of alimony. That has been done by a court of competent jurisdiction. The court in Wisconsin was asked to interfere to prevent that decree from being defeated by fraud.
“We disclaim altogether any jurisdiction in the courts of the United States upon the subject of divorce, or for the allowance of alimony or as an incident to divorce a vinculo, or to one from bed and board.”
62 U.S. at 584.
Chief Justice Taney and Justices Daniel and Campbell remained unplacated by this caveat and dissented, arguing that the federal courts had absolutely no jurisdiction over the subjects of divorce and alimony.
Free access — add to your briefcase to read the full text and ask questions with AI
OPINION OF THE COURT
VAN DUSEN, Circuit Judge.
This appeal is from the district court’s grant of summary judgment in favor of defendant-appellee. The district court ruled that plaintiff’s diversity suit for non-support, based in contract upon a separation agreement executed in Pennsylvania, could not be maintained in the federal courts under the circumstances of this record. It premised this holding upon the federal courts’ traditional policy against intervention in “domestic relations” cases. We conclude that the district court acted within its authority in holding that this case could not be maintained in federal court. We will, however, reverse the district court’s entry of an order granting summary judgment and remand with directions to enter judgment dismissing this suit for want of subject matter jurisdiction.
I.
Lynne E. Solomon (“plaintiff”) and John F. Solomon, Jr. (“defendant”) were married on August 16, 1958. Three children were born of this union. Marital difficulties arose and consequently, on November 22, 1968, husband and wife signed a separation agreement providing, inter alia, that the wife have custody of the children, that' the husband pay a stipulated weekly amount for child support, and that — subject to certain restrictions — the husband be granted visitation rights. Paragraph 2(g) of the agreement provided in part:
“ • ■ • in the event that the parties cannot resolve the issue of Husband’s future visitation rights between themselves, they hereby agree to submit any dispute for resolution in the Court of Common Pleas of Montgomery County, Pennsylvania. Both parties herewith agree to submit voluntarily to the jurisdiction of said Court in any such proceedings.” 1 (Emphasis added.)
[1020]*1020Moreover, the parties agreed in Paragraph 17 to a mechanism for the resolution of other disputes:
“Except with respect to paragraph 2(g) of the Agreement, all disputes, differences, questions of interpretation, questions of construction, disagreements and other problems which may arise in any manner out of this Agreement of the separation of the parties shall be referred to Victor J. Roberts, Esquire, and William L. O’Hey, Jr., Esquire, for decision. If they cannot agree they shall refer the matter to a third person agreeable to them for decision, which shall include the allocation of any costs incurred.
“The parties agree to abide by the decision thus reached . . . .”2
The tranquility of' separation was short-lived. On March 14, 1969, defendant brought a habeas corpus action in the Montgomery County Court of Common Pleas, contending that his visitation rights had been infringed. A hearing was held on April 3, 1969, and plaintiff submitted herself to the jurisdiction of the Montgomery County Court. By court order of May 19, 1969, defendant was granted specified visitation rights and plaintiff was required to post a $5,000.00 bond upon condition that she not remove the children from the court’s jurisdiction without express written approval of the court. The bond was finally posted on June 13, 1969, after defendant had petitioned for a contempt citation against plaintiff. While the case was pending, plaintiff and the children moved to Florida in violation of the court’s order.3 Subsequently, on November 10, 1969, plaintiff was declared in contempt, judgment on the bond was granted, and a bench warrant for plaintiff’s arrest, which remains outstanding, was issued.4 The above-mentioned (1) May 19, 1969, state court order recited that “ . . . the mother, Lynne E. Solomon, stated in Court on April 13, 1969, that she submitted to the jurisdiction of the Courts of Montgomery County, Pennsylvania . . . ” (37a), and (2) November 10, 1969, state court order recited that “ . . . Lynne E. Solomon having stated at the initial hearing on June 13, 1969, and again on August 8, 1969, and again on August 11, 1969, that she would abide by the jurisdiction of the Montgomery County, Pennsylvania Court . . . ” (40a).5 Defendant con[1021]*1021cedes non-payment of support after November 1969, but contends that he did so only after plaintiff had materially breached the separation agreement by denying his visitation rights.
After plaintiff secured residence in Florida, defendant obtained a divorce decree and remarried.6 In August 1972, plaintiff and the children moved from Florida to Newark, Delaware. On December 13, 1973, plaintiff filed suit, based upon diversity of citizenship, in the federal district court for the Eastern District of Pennsylvania, seeking money damages for non-support, specific enforcement of the separation agreement, and appropriate equitable relief.7 This suit was instituted by plaintiff in her representative capacity as parent and natural guardian of the children and in her own right. Defendant submitted alternative motions for summary judgment, dismissal, or a stay of proceedings pending resolution of the litigation in the Montgomery County Court of Common Pleas. The district court granted the motion for summary judgment on the ground that it lacked jurisdiction to adjudicate a cause of action involving “domestic relations.”8 This appeal followed.
II.
Traditionally, the federal courts have evinced great reluctance to entertain cases involving domestic relations. This doctrine is not premised upon explicit statutory language limiting the jurisdictional authority of federal courts. Indeed, the jurisdictional statute utilized by plaintiff to bring suit grants original jurisdiction to federal district courts “in all civil actions”9 where there is jurisdictional amount and diversity of citizenship.10. 28 U.S.C. § 1332. Rather, the jurisdictional exception for domestic relations has been judicially carved, beginning with and extending through a se[1022]*1022ríes of dicta in decisions of the United States Supreme Court.
In Barber v. Barber, 62 U.S. (21 How.) 582, 16 L.Ed. 226 (1859), the Court entertained a suit filed in federal court in Wisconsin by a wife residing in New York against her husband, who lived in Wisconsin. Her suit sought to enforce a decree of the New York state courts which granted her separation and alimony. Although ruling that the district court had properly exercised jurisdiction, the Court commented:
“Our first remark is — and we wish it to be remembered — that this is not a suit asking the court for the allowance of alimony. That has been done by a court of competent jurisdiction. The court in Wisconsin was asked to interfere to prevent that decree from being defeated by fraud.
“We disclaim altogether any jurisdiction in the courts of the United States upon the subject of divorce, or for the allowance of alimony or as an incident to divorce a vinculo, or to one from bed and board.”
62 U.S. at 584.
Chief Justice Taney and Justices Daniel and Campbell remained unplacated by this caveat and dissented, arguing that the federal courts had absolutely no jurisdiction over the subjects of divorce and alimony.
In re Burrus, 136 U.S. 586, 10 S.Ct. 850, 34 L.Ed. 500 (1890), involved a dispute over child custody in which the child’s father had applied in the federal district court of Nebraska for a writ of habeas corpus to recover the child from the care of her grandparents. The district court granted the writ and, when the grandfather refused to relinquish the child, cited him for contempt and committed him to jail. The grandfather petitioned directly to the Supreme Court for a writ of habeas corpus, contending that he was illegally imprisoned because the district court had erred in assuming jurisdiction of the father’s custody case. The Supreme Court agreed, explaining that federal courts have no jurisdiction over child custody suits. It emphasized:
“The whole subject of the domestic relations of husband and wife, parent and child, belongs to the laws of the states, and not to the laws of the United States.” (Emphasis added.)
136 U.S. at 593-94, 10 S.Ct. at 853.
In Simms v. Simms, 175 U.S. 162, 20 S.Ct. 58, 44 L.Ed. 115 (1899), the Court heard an appeal from a divorce decree and alimony award which had been affirmed by the territorial Supreme Court of Arizona. It concluded that the jurisdietionally restrictive dictum of Barber was not applicable to the jurisdiction of territorial courts or to the United States Supreme Court’s appellate jurisdiction over those courts. The only statutory restriction upon appeals from the territorial Supreme Courts to the United States Supreme Court was that the matter in dispute exceed $5,000.00. In holding that the alimony award, but not the divorce decree, met that requirement, the Court remarked:
“It may therefore be assumed as indubitable that the Circuit Courts of the United States have no jurisdiction, either of suits for divorce, or of claims for alimony, whether made in a suit for divorce, or by an original proceeding in equity, before a decree for such alimony in a state court. Within the States of the Union, the whole subject of the domestic relations of husband and wife, parent and child, belongs to the laws of the State, and not to the laws of the United States. In re Burrus, 136 U.S. 586, 593, 594 [10 S.Ct. 850, 34 L.Ed. 500, 503].”
175 U.S. at 167, 20 S.Ct. at 60.
The territorial jurisdiction exception to the broad prohibition against domestic relations suits in federal courts arose again in De La Rama v. De La Rama, 201 U.S. 303, 26 S.Ct. 485, 50 L.Ed. 765 (1906). In that case, the Supreme Court of the Philippine Islands reversed a divorce decree and alimony and allowance awards granted by the trial court. Cit[1023]*1023ing Simms, the Court concluded that it had jurisdiction to hear the appeal:11
“It has been a long-established rule that the courts of the United States have no jurisdiction upon the subject of divorce, or for the allowance of alimony, either as an original proceeding in chancery, or an incident of a divorce or separation, both by reason of the fact that the husband and wife cannot usually be citizens of different states so long as the marriage relation continues (a rule which has been somewhat relaxed in recent cases), and for the further reason that a suit for divorce in itself involves no pecuniary value.
“But the general rule above stated has no application to the jurisdiction of the territorial courts, or of the appellate jurisdiction of this court over those courts.”
201 U.S. at 307-08, 26 S.Ct. at 486. The judgment of the Supreme Court of the Philippine Islands was reversed with Justices Holmes, Peckham, White and Day dissenting on the jurisdictional question.
A unanimous court reaffirmed the primacy of state courts in domestic relations suits in a non-diversity setting in Ohio ex rel. Popovici v. Agler, 280 U.S. 379, 50 S.Ct. 154, 74 L.Ed. 489 (1930). Relator, Vice-Consul of Roumania, had married a resident of Ohio who later sued him for divorce and alimony in the state courts of Ohio. The Ohio state trial court granted temporary alimony over relator’s objection that it lacked jurisdiction. His petition for writ of prohibition was denied by the Supreme Court of Ohio, and the United States Supreme Court granted certiorari to consider relator’s argument that, under Article III, Section 2, of the Constitution,12 the Supreme Court had original jurisdiction. Explaining the earlier domestic relations cases and noting that the parties’ suit for divorce in a federal district court had been dismissed earlier, Justice Holmes’ opinion, affirming the Ohio courts, reasoned:
“The words quoted from the Constitution do not of themselves and without more exclude the jurisdiction of the State. . . . The statutes do not purport to exclude the State Courts from jurisdiction except where they grant it to the Courts of the United States. Therefore they do not affect the present case if it be true as has been unquestioned for three-quarters of a century that the Courts of the United States have no jurisdiction over divorce. If when the Constitution was adopted the common understanding was that the domestic relations of husband and wife and parent and child were matters reserved to the States, there is no difficulty in construing the instrument accordingly and not much in dealing with the statutes.”
[1024]*1024280 U.S. at 383-84, 50 S.Ct. at 155.
Our understanding of these cases requires us to conclude that the district court properly refused to exercise jurisdiction over the instant case. The import of the Supreme Court’s language in these cases is that the federal courts do not have jurisdiction in domestic relations suits except where necessary to the effectuation of prior state court judgments involving the same matters 13 or where jurisdiction lies by dint of the participation and review of territorial courts.14 The case at bar cannot be categorized into either narrow exception. In fact, assumption of jurisdiction in this case would, as the district court recognized, have precisely the opposite effect since it would undermine and derogate both the state court’s contempt citation against plaintiff and its decision to continue generally her support action until such time as plaintiff purged herself of contempt.15
Nor do we accept plaintiff’s contention that a divorce decree without more removes this case from the arena of domestic relations and permits the intervention of federal courts to adjudicate issues unaffected by that decree.16 At the core of both parties’ contentions is the parent-child relationship. The divorce decree in this case did not sever that relationship. There is no evidence that it either incorporated the terms of the separation agreement or merged with it. The state courts have not rendered any judgment on support payments which requires our invocation of jurisdiction to assure its efficacy. In Albanese v. Richter, 161 F.2d 688, 689 (3d Cir. 1947), we disclaimed jurisdiction over the suit of an illegitimate child against his putative father for support and education.17 That case made clear [1025]*1025the fact that the classification of a suit as one in domestic relations does not depend upon the existence, and impliedly the continuation, of a marriage relationship.18
In holding that the domestic relations doctrine applies to the case before us, we do not mean to suggest that a separation agreement may never be litigated in the federal courts by parties between whom there is diversity of citizenship. In a different case, in which the custody of no child was involved, in which there was neither pending state court action nor an agreement to litigate in the state courts, and in which there was no threat that a feuding couple would play one court system off against the other, we might well assume jurisdiction. But all the above dangers are involved in the present case and lead us to the conclusion that the domestic relations doctrine should apply. See In re Burrus, supra.
The domestic relations exception to the jurisdictional powers of federal courts represents an historically engrained limitation upon us. It is true that the rationale upon which it is premised has shifted from conceptions regarding the powers of ancient ecclesiastical courts, see note 8, supra, the non-diversity of married couples, and the lack of monetary value of a divorce, see De La Rama, supra, to the modern view that state courts have historically decided these matters and have developed both a well-known expertise in these cases and a strong interest in disposing of them. See C. Wright, Handbook of. the Law of Federal Courts 84 (2d ed. 1970). In Phillips, Nizer, Benjamin, Krim & Ballon v. Rosenstiel, 490 F.2d 509 (2d Cir. 1973), Judge Friendly used this language at pages 514 and 515, after quoting from Barber v. Barber, supra, the wording set forth above at page 1022 of this opinion:
“Mr. Justice Holmes . . . continued [280 U.S.] at 383-384, 50 S.Ct. at 155:
Therefore, they do not affect the present case if it be true as has been unquestioned for three-quarters of a century that the Courts of the United States have no jurisdiction over divorce. If when the Constitution was adopted the common understanding was that the domestic relations of husband and wife and parent and child were matters reserved to the States, there is no difficulty in construing the instrument accordingly, and not much in dealing with the statutes.
“We have no disposition to question that conclusion, whether the history was right or not, cf. Spindel v. Spindel, supra, 283 F.Supp. at 802—803. More than a century has elapsed since the Barber dictum without any intimation of Congressional dissatisfaction. It is beyond the realm of reasonable belief that, in these days of congested dockets, Congress would wish the federal courts to seek to regain territory, even if the cession of 1859 was unjustified. Whatever Article III may or may not permit, we thus accept the Barber dictum as a correct interpretation of the Congressional grant.
“The holding that, with one possible exception, federal jurisdiction was not barred by the dictum in Barber v. Barber, supra, 62 U.S. (21 How.) at 584, 16 L.Ed. 226, does not necessarily entail a conclusion that the district court should have adjudicated this action. It would be difficult to think of a case where invocation of federal jurisdiction by a plaintiff was less justified than here; indeed, anyone challenged to produce an example why diversity jurisdiction should be abolished or se[1026]*1026verely curtailed would hardly have conceived so dramatic an illustration. Most important of all, decision requires exploration of a difficult field of New York law with which, because of its proximity to the exception for matrimonial actions, federal judges are more than ordinarily unfamiliar.”
(Emphasis supplied.)
In concluding his opinion, Judge Friendly made this comment at page 521:
“If our decision here has inadvertently rent a seam in New York matrimonial law, we trust the New York courts will speedily repair it in some other case. The injury was not of our making.”
Concededly, this judge-made doctrine is not without its critics.19 But until such time as either Congress or the Supreme Court sees fit to amend or emasculate this exception, we are bound by the precedent of the Supreme Court’s language and the weight of federal authority 20 to apply it to the broad area of domestic relations. Its application in this case preserves the sanctity of state court judgments and protects against confusing and complicated piecemeal litigation. Although plaintiff repeatedly stated in open court that she “submitted to the jurisdiction of the” state court, as noted at page 1020 above, she seeks to have the federal court nullify its rulings in this action.
The district court was justified in concluding that it lacked jurisdiction of this case.
III.
Our ruling that plaintiff cannot resort to the federal judiciary is bottomed upon the domestic relations doctrine. Its application in this case, we believe, produces a result consistent with the federal appellate court cases. In addition, review of the terms of this particular separation agreement, without the necessity of interpreting their legal ramifications, and the declarations of plaintiff to the state courts, buttresses the district court conclusion that the federal courts have no jurisdictional authority to decide the merits of this case.
The basis of plaintiff’s suit in contract is the contention that defendant violated their separation agreement by his failure to pay support. Defendant, in turn, concedes that he terminated payments but argues that he was legally justified in doing so because plaintiff’s denial of his visitation rights represented an earlier material breach of contract which voided the entire agreement, including the terms relating to support. Simply stated, defendant’s contractual liability is contingent upon a determination of whether he was denied a contractual right and, if so, whether that denial was a material breach of the separation agreement.21 That determination requires a consideration of a dispute as to visitation rights — an area where the parties agreed, under paragraph 2(g) of the separation agreement, to submit to the jurisdiction and decision of the Montgomery County Court of Common Pleas.22
[1027]*1027IV.
Under Rule 12(h)(3) of the Federal Rules of Civil Procedure (28 U.S.C.), lack of subject matter jurisdiction should be raised and adjudicated by a motion to dismiss, not a motion for summary judgment. See, e. g., Jones v. Brush, 143 F.2d 733, 735 (9th Cir. 1944); Safeguard Mutual Insurance Co. v. Commonwealth of Pennsylvania, 372 F.Supp. 939, 946 (E.D.Pa.1974). Accordingly, the district court’s order of summary judgment in favor of defendant will be reversed and the case will be remanded with instructions to enter judgment dismissing the action for want of subject matter jurisdiction. Costs will be taxed against appellants.