Ludlow v. Flowers Foods, Inc.

District Court, S.D. California·Decided March 18, 2024·No. 3:18-cv-01190-JO-JLB·Unknown

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF CALIFORNIA DANIEL LUDLOW, ET AL., Case No. a

1 Daniel Ludlow, William Lancaster, and Jose Maciel (collectively referred to as “Plaintiffs” or “Named Plaintiffs”), on behalf of themselves and any corporation or business entity through which they operated, and on behalf of each of the Class Members, and Flowers Foods, Inc. (“Flowers Foods”), Flowers Bakeries, LLC, and Flowers Finance, LLC (collectively, “Defendants”), along with Flowers Baking Co. of Henderson, LLC and Flowers Baking Co. of Modesto, LLC, have entered into a Class Action Settlement Agreement and Release (“Settlement Agreement”)! after extensive arms-length settlement negotiations assisted by an experienced mediator. Previously, this Court preliminarily approved the Settlement Agreement as fair, reasonable, and adequate under Federal Rule of Civil Procedure 23(e). ECF No. 433. The Court also consolidated the Maciel v. Flowers Foods, Inc., et al. Private Attorney General’s Act (“PAGA”) claim into this Action. The Parties now request final approval of the Settlement Agreement under Rule 23(e), approval of the settlement of the FLSA claims, and approval of the settlement of the PAGA claim. Relatedly, Plaintiffs also seek approval of their request for attorneys’ fees, costs, and service awards to be paid out of the settlement. See ECF No. 439 (Plaintiffs’ Motion for Fees, Costs, and Service Awards set for hearing on the same day as the Joint Motion for Final Approval of Class, FLSA, and PAGA Settlement (“Joint Motion for Final Approval’’)). Having reviewed and considered the Parties’ Joint Motion for Preliminary Approval and accompanying materials, this Court’s Order granting Preliminary Approval, the Parties’ Joint Motion for Final Approval and accompanying materials, the Settlement Agreement itself, the Plaintiffs’ Motion for Fees, Costs, and Service Awards and its accompanying materials, and the presentations at the final fairness hearing held on March 1, 2024, the Court finds that the Settlement Agreement is fair, reasonable, and adequate in all respects, and grants the pending requests as further discussed below. ' All capitalized terms have the meanings set forth and defined in the Parties’ Settlement Agreement at ECF No. 431-2. 2 3:18-cv-01190-JO-JLE (PROPOSED! ORDER GRANTING TOINT MOTION FOR FINAT. APPROVAI, OF

A. Background 1. The Parties. Plaintiffs allege that Flowers* contracts with and sells bakery products t large retail and fast-food customers via its national direct-store-delivery (“DSD” business segment and then engages “independent contractor” distributors like th Named Plaintiffs and the Class Members to assist with the “delivery” or distributio part of the DSD business. See ECF No. 1 (the original complaint). Named Plaintiffs, the FLSA Plaintiffs, and all Class Members are a mix o current and former California distributors that each have or had a Distribute Agreement (“DA”) with either Flowers Baking Co. of Henderson, LLC, Flower Baking Co. of Modesto, LLC, or Flowers Baking Co. of California, LLC Distributor Class Members purchased territories and the accompanying distributio rights as part of entering their DAs with Flowers. Flowers has been operating it independent distributor franchise model in California since at least 2013. 2. The Claims, Discovery, and Other Procedural History. Plaintiff Daniel Ludlow originally filed this action in June of 2018 allegin that he and his fellow California distributors were misclassified as “independer contractors” and that, in turn, Defendants failed to pay all required wages due unde both the California Labor Code and the federal Fair Labor Standards Act □□□□□□□□ ECF No. 1. Mr. Ludlow also brought claims for violations of California’s Unfai Competition Law, for fraud, for unlawful deductions from wages, failure t indemnify for necessary expenditures, and failure to provide proper wag statements. Jd. On February 21, 2019, co-Plaintiff William Lancaster joined Mi Ludlow as an additional named plaintiff. ECF No. 56. “Flowers” refers collectively here to the named Defendants as well as their wholl owned subsidiaries who will be obtaining releases via this settlement, including th separately formed regional bakeries that also help carry out the business and tha for example, are counterparties to the Distributor Agreements. See Settlemer Agreement at § 3.27. 3 3:18-cv-01190-JO-JL [PROPOSED] ORDER GRANTING JOINT MOTION FOR FINAL APPROVAL OF

1 On June 10, 2020, distributor Jose Maciel filed his own separate class and FLSA collective action against Defendants in the Northern District of California asserting similar theories and claims. Eventually Mr. Maciel’s case was transferred this District and consolidated with the Ludlow case. See ECF No. 195 (Consolidation Order). Mr. Maciel’s operative complaint today also includes a claim for Civil Penalties under the PAGA. See ECF No. 429-4. On July 5, 2022, the Court granted Plaintiffs’ contested motion for class certification. See ECF No. 312. The Parties continued to litigate thereafter including by completing significant additional fact discovery and expert discovery. Plaintiffs then filed a motion for partial summary judgment asserting that Defendants cannot meet their burden to satisfy “Prong B” of California’s “ABC Test” for worker misclassification. See ECF No. 359. The Court denied Plaintiffs’ motion on July 19, 2023. ECF No. 410. The Parties were then ordered to prepare for a first phase of trial to begin in the fall of 2023. The Parties attended two back-to-back days of mediation, in-person, with The Honorable Herbert B. Hoffman (Ret.) (“Judge Hoffman”), on August 15 and August 16, 2023, respectively, and then a third session on August 29, 2023. At the end of the second day, the case did not settle, but Judge Hoffman did make a ““mediator’s proposal.” Throughout the three days of mediation with Judge Hoffman, the Parties engaged in extensive negotiations involving substantial offers and counteroffers, with the Parties ultimately reaching a settlement on August 29, 12023, and agreeing to a binding written term sheet encompassing all three cases described above. The Parties then spent weeks negotiating the final long form Settlement Agreement discussed above and described more fully below. 3. The Proposed Settlement. The Settlement Agreement resolves the claims of the Named Plaintiffs, plus any “Class Member” defined as “any individual who, either individually and/or on behalf of a corporation or business entity, operated under a Distributor Agreement 4 3:18-cv-01190-JO-JLB IPROPOSEDN] ORDER GRANTING IOINT MOTION FOR FINAT APPROVAT OF

| with Flowers/Henderson or Flowers/Modesto during the Covered Period | California” who has not opted out or excluded himself or herself from tt Settlement. The Settlement Agreement also resolves the claims of the “FLS. Plaintiffs,” meaning those individuals who filed FLSA opt-in consent forms in tl Ludlow or Maciel Actions and have not withdrawn their consents or otherwis excluded

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Ludlow v. Flowers Foods, Inc., (S.D. Cal. 2024).

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