Luck v. Rohel

CourtIdaho Supreme Court
DecidedSeptember 2, 2022
Docket47506
StatusPublished

This text of Luck v. Rohel (Luck v. Rohel) is published on Counsel Stack Legal Research, covering Idaho Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Luck v. Rohel, (Idaho 2022).

Opinion

IN THE SUPREME COURT OF THE STATE OF IDAHO

Docket No. 47506

CHRISTOPHER LUCK, as legal ) Guardian and Conservator for ) ETHEL LUCK, ) Boise, November 2021 Term ) Plaintiff-Appellant, ) Opinion filed: September 2, 2022 ) v. ) Melanie Gagnepain, Clerk ) SARAH ROHEL, ) ) Defendant-Respondent. )

Appeal from the District Court of the First Judicial District of the State of Idaho, Kootenai County. John T. Mitchell, District Judge.

The judgment of the district court is vacated and remanded.

James, Vernon & Weeks, Coeur d’Alene, for Appellant. Monica M. F. Brennan argued.

Law Offices of Mark Dietzler, Liberty Lake, WA, for Respondent. Jaron A. Robinson argued.

_____________________________

ZAHN, Justice. Christopher Luck, as legal guardian and conservator for Ethel Luck, appeals the district court’s dismissal of Ethel’s negligence claim against Sarah Rohel for injuries Ethel sustained in a car accident. For the reasons discussed below, we vacate the district court’s decision and remand for further proceedings. I. FACTUAL AND PROCEDURAL BACKGROUND On March 13, 2017, Ethel and Rohel were involved in an automobile accident in Coeur d’Alene, Idaho. On March 13, 2019, the last day before the applicable statute of limitations ran, Amy Clemmons, Ethel’s daughter, signed and filed a Complaint, pro se, in the Kootenai County District Court against Rohel on Ethel’s behalf, alleging a single count of negligence. Clemmons named a single plaintiff, “AMY CLEMMONS, as Guardian for ETHEL

1 LUCK” and signed the Complaint “AMY CLEMMONS, Guardian for Ethel Luck, pro se.” The Complaint alleged, in pertinent part, 1.2 Plaintiff has Alzheimer’s disease and/or is experiencing memory and cognitive issues. Amy Clemmons is Plaintiff Ethel Luck’s daughter, has Power of Attorney to act on behalf of Ethel Luck, and is acting as the Guardian for Ethel Luck in this matter. Ethel did not sign the Complaint. The same day, Ethel signed a durable power of attorney designating Clemmons as her attorney-in-fact. Clemmons is a licensed Washington attorney, who, at the time the Complaint was filed, was not licensed to practice law in Idaho. A little over a month later, on April 16, 2019, Clemmons filed an Amended Complaint, pro se, which continued to identify the same plaintiff, “AMY CLEMMONS, as Guardian for ETHEL LUCK.” Both Ethel and Clemmons signed the Amended Complaint. Clemmons signed the Amended Complaint “AMY CLEMMONS, Pursuant to Idaho Rules of Civil Procedure 17 acting as Guardian for Ethel Luck, pro se.” On April 18, Rohel filed a “motion to strike complaint pursuant to special appearance” which sought to strike the Complaint under Idaho Rule of Civil Procedure 11 and Idaho Code section 3-104. Rohel signed and served her motions on April 12, 2019, but they were not filed with the district court until April 18. Thus, Rohel signed and served her motions before Clemmons filed her Amended Complaint on April 16. Rohel argued the Complaint should be struck because Clemmons, who was not licensed to practice law in Idaho, signed the Complaint. Contemporaneous with filing her motion to strike, Rohel also filed a “motion to dismiss pursuant to special appearance” in which she sought to dismiss the Complaint under Idaho Rule of Civil Procedure 9(a)(2), Idaho Rule of Civil Procedure 12(b)(2), (b)(5) and (b)(6), and Idaho Code sections 3-104 and 5-219. Rohel argued the Complaint should be dismissed because Clemmons had not been appointed as Ethel’s guardian, was not admitted to the Idaho State Bar and therefore, lacked authority to file the Complaint on Ethel’s behalf. Clemmons subsequently retained an attorney, who filed a notice of appearance on April 23, 2019. The notice of appearance failed to specify whether counsel appeared on behalf of Clemmons, Ethel or both. We assume, however, based on the caption of Clemmons’s Complaint and subsequent arguments made to the district court, that counsel only appeared on behalf of Clemmons. On May 23, newly retained counsel filed a response to Rohel’s motion to strike and motion to dismiss. Counsel argued that Idaho law allowed Clemmons to act as a general guardian

2 and as such, Clemmons was the real party in interest and could initiate a lawsuit pro se, on behalf of Ethel. Additionally, counsel argued that any deficiencies in the Complaint had been cured pursuant to Rule 11 because Ethel signed the Amended Complaint. Counsel also noted that after entering a notice of appearance, he “lodged” a proposed Amended Complaint. However, there is no such document in the record, nor does the record contain any indication that counsel moved to amend the Complaint or that he signed and refiled the Amended Complaint filed by Clemmons. At the motion hearing on May 30, the district court noted that counsel had lodged an amended complaint and asked if he had filed a motion to amend. Counsel answered, We haven’t brought one because we lodged the proposed one, and we’d bring a motion to amend that complaint at the proper time. . . the requirement to amend is really in my mind, was going to be dependent on the court’s ruling . . . The Court may very well rule that the party in interest is the guardian and the guardian has the right to file in their name on behalf of the ward, and if they can file pro se, there wouldn’t be any need to amend, so I think it’s important that we hear your judgment on the matter before I request a motion to amend the complaint. On June 24, 2019, the district court issued a written order granting Rohel’s motion to strike. The district court stated it was striking Clemmons’s Complaint because it was signed in violation of Rule 11(a) and Idaho Code section 3-104. The district court explained that the improper signature could not be cured under Rule 11 and therefore, deemed the original Complaint a nullity. Further, the district court explained that because the original Complaint was stricken, the proposed Amended Complaint lodged with the court would not relate back to the filing of the original Complaint. Because the original Complaint was filed on the last day of the two-year statute of limitations, the district court dismissed the Complaint with prejudice because any amended complaint would be untimely. The district court also found that the “record is devoid of any documentation showing that Clemmons is [Ethel]’s guardian . . . [and] a formal hearing has neither been requested nor held to determine whether [Ethel] is legally incompetent for purposes of this case.” However, the district court proceeded to address the other bases raised by Rohel in support of her motion to dismiss “as though Clemmons [was] the general guardian of [Ethel], and that [Ethel] is an incompetent adult.” The district court explained that, absent this assumption, “[i]t is well- established that a non-attorney is prohibited from representing another layperson in a pro se capacity, and to do so would be to engage in the unauthorized practice of law.” Relying on its assumption that Ethel was incompetent and that Clemmons was acting as her general guardian,

3 the district court conducted a multi-step analysis before concluding the Complaint should be stricken. First, it concluded that under Rule 17, Clemmons, as Ethel’s general guardian, was permitted to sue on Ethel’s behalf, but could do so only with the assistance of a licensed attorney. The district court concluded that nothing in Rule 17 permits a “non-attorney guardian to initiate suit on behalf of another without the assistance of a licensed attorney” and to hold otherwise would render Idaho Code section 3-104, which prohibits the unlicensed practice of law, meaningless. Next, the district court determined that the original Complaint did not comply with Rule 11(a) because it was not signed by an attorney licensed to practice law in the State of Idaho or signed by Ethel.

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Luck v. Rohel, Counsel Stack Legal Research, https://law.counselstack.com/opinion/luck-v-rohel-idaho-2022.