Lucien v. Briley

821 N.E.2d 1148, 213 Ill. 2d 340, 290 Ill. Dec. 574
CourtIllinois Supreme Court
DecidedDecember 2, 2004
Docket92922
StatusPublished

This text of 821 N.E.2d 1148 (Lucien v. Briley) is published on Counsel Stack Legal Research, covering Illinois Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lucien v. Briley, 821 N.E.2d 1148, 213 Ill. 2d 340, 290 Ill. Dec. 574 (Ill. 2004).

Opinion

821 N.E.2d 1148 (2004)
213 Ill.2d 340
290 Ill.Dec. 574

Rudolph LUCIEN, Appellee,
v.
Kenneth R. BRILEY, Warden, Appellant.

No. 92922.

Supreme Court of Illinois.

December 2, 2004.
Rehearing Denied January 24, 2005.

*1149 Lisa Madigan, Attorney General, Springfield (Gary Feinerman, Solicitor General, and Linda D. Woloshin and Jay Paul Hoffmann, Assistant Attorneys General, Chicago, of counsel), for appellant.

Steven A. Block, of Butler, Rubin, Saltarelli & Boyd, L.L.P., and James A. Cherney and Gregory A. Sager, of Latham & Watkins, L.L.P., Chicago, for appellee.

Justice GARMAN delivered the opinion of the court:

Plaintiff, Rudolph Lucien, sought an order of habeas corpus, naming Kenneth R. Briley, warden of the Stateville Correctional Facility, as defendant. See 735 ILCS 5/10-101 et seq. (West 2000). Plaintiff alleged his extended-term sentence was unconstitutional under Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), and he was therefore entitled to immediate release because he had served the maximum nonextended term to which he could have been sentenced. The circuit court of Will County held the statute authorizing Lucien's extended-term sentence unconstitutional under Apprendi and issued the habeas corpus order. Defendant appealed directly to this court pursuant to Rule 302(a) (134 Ill.2d R. 302(a)).

BACKGROUND

In 1980, plaintiff was sentenced to concurrent extended terms of 60 years each for armed robbery and armed violence. On direct appeal, plaintiff's arguments included a challenge to the extended-term sentences, on the ground that the sentencing judge did not find any of the aggravating factors listed in the statute. The appellate court rejected that argument, reasoning that the sentencing judge was not required to recite the facts relied upon, and that imposing the extended term was not an abuse of discretion because the record supported an extended term under the factor that "`the offense was accompanied by exceptionally brutal or heinous *1150 behavior indicative of wanton cruelty.'" People v. Lucien, 109 Ill.App.3d 412, 419-20, 65 Ill.Dec. 44, 440 N.E.2d 899 (1982), quoting Ill.Rev.Stat.1979, ch. 38, par. 1005-5-3.2(b)(2), now codified as 730 ILCS 5/5-5-3.2(b)(2) (West 2002). The appellate court noted the record showed plaintiff had repeatedly threatened the female victim's life with a knife and severely beat her even though she told him she was pregnant. Lucien, 109 Ill.App.3d at 420, 65 Ill.Dec. 44, 440 N.E.2d 899.

In 2001, plaintiff sought a habeas corpus order, arguing his extended-term sentences were invalid under Apprendi. See 735 ILCS 5/ 10-101 et seq. (West 2000). The circuit court denied defendant's motion to dismiss, but certified for interlocutory appeal the question whether an Apprendi claim is cognizable in a habeas corpus proceeding. 155 Ill.2d R. 308. The appellate court declined to review the question. The circuit court found that the statute authorizing the extended-term sentence was unconstitutional under Apprendi and granted habeas corpus relief. The court denied defendant's motion for a stay of enforcement of the order pending appeal, as did this court. Accordingly, the Department of Corrections discharged plaintiff on December 18, 2001. This appeal followed.

ANALYSIS

We must decide whether the circuit court erred by applying Apprendi retroactively to a case in which the direct appeal process had long been concluded. Whether Apprendi applies retroactively is a question of law, which we review de novo. See Schmidt v. Ameritech Illinois, 329 Ill.App.3d 1020, 1027, 263 Ill.Dec. 543, 768 N.E.2d 303 (2002) (reviewing the circuit court's postjudgment application of an appellate court decision recognizing a new tort).

This court has adopted the test announced by the United States Supreme Court in Teague v. Lane to determine the retroactivity of new constitutional rules. People v. De La Paz, 204 Ill.2d 426, 433-34, 274 Ill.Dec. 397, 791 N.E.2d 489 (2003), citing Teague v. Lane, 489 U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989) (plurality op.). Applying Teague, we held in De La Paz that Apprendi does not apply retroactively because it is a procedural rule, and it is not among "`those procedures that are implicit in the concept of ordered liberty.'" De La Paz, 204 Ill.2d at 434, 274 Ill.Dec. 397, 791 N.E.2d 489, quoting People v. Flowers, 138 Ill.2d 218, 237, 149 Ill.Dec. 304, 561 N.E.2d 674 (1990), citing Teague, 489 U.S. at 307, 109 S.Ct. at 1073, 103 L.Ed.2d at 353 (plurality op.). In this case, plaintiff's direct appeal concluded in 1985, some 15 years before Apprendi was decided. Plaintiff argues on several grounds that De La Paz does not control. We address each argument in turn.

First, plaintiff argues Apprendi rendered the statute authorizing his extended-term sentence void ab initio. Plaintiff cites People v. Gersch, 135 Ill.2d 384, 397-98, 142 Ill.Dec. 767, 553 N.E.2d 281 (1990), for the proposition that when a judicial decision renders a statute void ab initio, due process requires the decision must be applied retroactively.

A statute is void ab initio under a new constitutional rule, such as Apprendi, only if the new rule renders the statute facially unconstitutional. People v. Jackson, 199 Ill.2d 286, 300, 263 Ill.Dec. 819, 769 N.E.2d 21 (2002). A statute is facially unconstitutional if there are no circumstances in which it could be validly applied. People v. Thurow, 203 Ill.2d 352, 367, 272 Ill.Dec. 185, 786 N.E.2d 1019 (2003). Apprendi held a criminal defendant has the right to insist that any fact, other than the fact of a prior conviction, that increases his *1151 punishment beyond the statutory maximum "must be submitted to a jury, and proved beyond a reasonable doubt." Apprendi, 530 U.S. at 490, 120 S.Ct. at 2363, 147 L.Ed.2d at 455. The statute under which plaintiff received his extended-term sentences allowed an Apprendi violation; it did not give plaintiff the right to insist on proof to a jury beyond a reasonable doubt. However, nothing in the statute prohibited compliance with Apprendi. In Thurow we said, with respect to another sentencing statute, that the finding that was the basis for the defendant's extended term

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Related

In Re WINSHIP
397 U.S. 358 (Supreme Court, 1970)
Teague v. Lane
489 U.S. 288 (Supreme Court, 1989)
Apprendi v. New Jersey
530 U.S. 466 (Supreme Court, 2000)
Ring v. Arizona
536 U.S. 584 (Supreme Court, 2002)
Blakely v. Washington
542 U.S. 296 (Supreme Court, 2004)
Schriro v. Summerlin
542 U.S. 348 (Supreme Court, 2004)
People v. Thurow
786 N.E.2d 1019 (Illinois Supreme Court, 2003)
People v. Swift
781 N.E.2d 292 (Illinois Supreme Court, 2002)
Schmidt v. Ameritech Illinois
768 N.E.2d 303 (Appellate Court of Illinois, 2002)
People v. De La Paz
791 N.E.2d 489 (Illinois Supreme Court, 2003)
People Ex Rel. Daley v. Joyce
533 N.E.2d 873 (Illinois Supreme Court, 1988)
People v. Lee
796 N.E.2d 1021 (Illinois Supreme Court, 2003)
People v. Gersch
553 N.E.2d 281 (Illinois Supreme Court, 1990)
People v. Crespo
788 N.E.2d 1117 (Illinois Supreme Court, 2003)
People v. Ford
761 N.E.2d 735 (Illinois Supreme Court, 2001)
People v. Lucien
440 N.E.2d 899 (Appellate Court of Illinois, 1982)
People v. Jackson
769 N.E.2d 21 (Illinois Supreme Court, 2002)
People v. Flowers
561 N.E.2d 674 (Illinois Supreme Court, 1990)
Lucien v. Briley
821 N.E.2d 1148 (Illinois Supreme Court, 2004)

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Bluebook (online)
821 N.E.2d 1148, 213 Ill. 2d 340, 290 Ill. Dec. 574, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lucien-v-briley-ill-2004.