Lowe-Ennis v. Cash Systems, Inc.

7 Am. Tribal Law 133
Ho-Chunk Nation Trial Court·Decided June 8, 2007·No. No. CV 06-41·Published

Opinion

[134] ORDER (Final Judgment)

TODD R. MATHA,* Chief Judge.

INTRODUCTION

The Court must determine whether to uphold the adjudicative decision on remand of the Ho-Chunk Nation Tribal Employment Rights Ordinance Commission (hereinafter Commission). The Court upholds the findings of the Commission on all relevant points. The analysis and holding of the Court follows below.

PROCEDURAL HISTORY

The Court recounts the procedural history in significant detail within a previous judgment. Order (Reversing & Remanding), CV 04-06-07 (HCN Tr. Ct., Feb. 7, 2006). For purposes of this decision, the Court notes that the Commission issued its [135] Reverse & Remand Order on April 27, 2006. The petitioner, Patricia A. Lowe-Ennis, by and through Attorney Mark L. Goodman, filed her Notice of Appeal on May 26, 2006. See Tribal Employment Rights Ordinance (hereinafter TERO or Ordinance), ART. XXV, § 2(a); see also Ho-Chunk Nation Rules of Civil Procedure (hereinafter HCN R. Civ. P.), Rule 63(A)(1)(c).

On May 26, 2006, the Court entered the Scheduling Order, setting forth the time-lines and procedures to which the parties should adhere during the pendency of the appeal. The petitioner subsequently filed her Brief of Petitioner on June 26, 2006. See HCN R. Civ. P. 63(E). The respondent, Cash Systems, Inc. (hereinafter CSI), by and through Attorney Colette R. Routel, filed a timely Brief of Respondent on July 25, 2006. Id, The parties strictly adhered to the briefing schedule.

On November 8, 2006, the Court issued an Order (Requiring Joinder of Party), joining the Commission i n the suit, due to the petitioner’s failure to list the Commission as a party. On December 1, 2006, the petitioner filed an Amended Complaint with the Court. The Commission, by and through Attorney Michael P. Murphy, submitted a request for an extension of time to file on December 11, 2006; then filed its Response on December 13, 2006. The petitioner filed her Reply to the Commission’s Response on December 26, 2006.

The Court, in its discretion, issued Notice(-s) of Hearing on January 25, 2007, informing the parties of the date, time and location of the Oral Argument Hearing. Id. The Court convened the Hearing on February 21, 2007 at 1:00 p.m. CST. The following parties appeared at the Oral Argument Hearing: Attorney Mark L, Goodman,’‘'petitioner’s counsel; Attorney Colette R.QVHO Routel, counsel for CSI; and Attorney Michael P. Murphy, counsel for the Commission.

APPLICABLE LAW

CONSTITUTION OF THE HO-CHUNK NATION

Art X Bill of Rights

(a) The Ho-Chunk Nation, in exercising its powers of self-government, shall not:

(8) deny to any person within its jurisdiction the equal protection of its laws or deprive any person of liberty or property without the due process of law;

HO-CHUNK NATION PERSONNEL POLICIES AND PROCEDURES (am. Feb.19, 2003)

Introduction—General Purposes [p. 2]

These policies are issued as the official directive of the obligations of the Ho-Chunk Nation and the employees to each other and to the public. They are to ensure consistent personnel practices designed to utilize to [sic ] the human resources of the Nation in the achievement of the desired goals and objectives.

Chapter 12—Employment Conduct, Discipline, and Administrative Review

Discipline Policy, [p. 55]

The intent of this policy is to openly communicate the Tribal standards of conduct, particularly conduct considered undesirable, to all employees as a means of avoiding their occurrence.

The illustrations of unacceptable conduct cited below are to provide specific and exemplary reasons for initiating disciplinary action, and to alert employees to the more commonplace types of employment conduct violations. No attempt has been made here to establish a complete list. Should there arise instances of unacceptable conduct not included in the following [136] list, the Nation may initiate disciplinary action in accordance with policies and procedures.

B. Behavior [p. 56]

8. Discourteous treatment of the public or other employees, including harassing, coercing, threatening, or intimidating others.

HO-CHUNK NATION TRIBAL EMPLOYMENT RIGHTS ORDINANCE

Article XV—Compliance Plan.

Sec. 1. Submission of Acceptable Plan.

(b) The Compliance Plan shall include information relative to the time frame for completion of all registration forms, payroll report forms, and any other documents required by the TERO to ensure that the employer will satisfy the requirements of this Ordinance, or any rules, regulations, or guidelines adopted by the Commission.

Article X—Lay Offs, Involuntary Terminations.

Sec. 2. Involuntary Termination.

(d) Nothing in this Section shall preclude an employer for [sic ] terminating a Ho-Chunk member or any other employee from being laid off [sic ] for cause.

Article XIX Harassment

Sec. 1. Prohibited Activities.

(a) Harassment, intimidation or retaliation against any member of the TERO Program, any member of the Commission, or any employee referred by the TERO program, by any representative or agent of a covered employer, contractor, subcontractor, employee, or certified Indian-owned firm is strictly prohibited. If any person shall be found to have engaged in any prohibited conduct or activities, the TERO Director shall send a formal written warning to the covered employer or entity, with a full description of the nature of the alleged harassment, intimidation, and/or retaliation.

(b) If prohibited conduct or activities continue after a formal warning has been issued by the TERO Director, a formal hearing before the TERO Commission shall be scheduled. Such hearings shall be conducted in accordance with the rules of procedure for hearings prescribed in this Ordinance.

(c) The Commission may impose sanctions in accordance with Article XXIV of this Ordinance if it determines that such employer violated the prohibition against such conduct.

Article XXII—Tribal Employment Rights Commission

Sec. 6. Authority of the Commission.

(f) The Commission shall have the authority to interpret this Ordinance and any rule, regulations or guidelines adopted hereunder and its determination shall be final.

Article XXIV—Sanctions

Sec. 1. Imposition of Sanction s.

(a) The Commission may impose any of the following sanctions or a combination thereof, upon determination that a covered employer has failed to comply with this Ordinance, or any rules, regulation and guidelines adopted by the Commission.

(1) Levy a civil monetary fine to a maximum of one thousand dollars ($1,000) per violation with each day of non-compliance as a separate violation; and

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Lowe-Ennis v. Cash Systems, Inc., 7 Am. Tribal Law 133 (hochunkct 2007).

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