Low v. Commonwealth

396 S.E.2d 383, 11 Va. App. 48, 1990 Va. App. LEXIS 160
CourtCourt of Appeals of Virginia
DecidedSeptember 11, 1990
DocketRecord No. 0193-89-1
StatusPublished
Cited by38 cases

This text of 396 S.E.2d 383 (Low v. Commonwealth) is published on Counsel Stack Legal Research, covering Court of Appeals of Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Low v. Commonwealth, 396 S.E.2d 383, 11 Va. App. 48, 1990 Va. App. LEXIS 160 (Va. Ct. App. 1990).

Opinions

Opinion

BENTON, J.

The sole question raised in this appeal is whether the prosecution of Peter Miles Christian Low for robbery following a conviction in general district court for assault and battery was barred under principles of double jeopardy. We conclude that double jeopardy barred the subsequent prosecution, and we reverse the conviction.

Low was convicted in a bench trial for robbing a pizza delivery driver. The evidence showed that Low and an accomplice ordered a pizza and requested that delivery be made to a sporting goods store. The driver testified that when he arrived at the store, Low struck him in the chest, grabbed him by the back of the neck, and demanded his money. Low and his accomplice took $73 from the driver and fled.

Prior to trial on the robbery charge, Low filed in the circuit court a “Plea of Former Jeopardy and Former Judgment.” He contended that the robbery indictment should have been dismissed because he previously had been convicted in the general district court for assault and battery arising out of the same criminal incident. He further contended that “[t]he facts and evidence used to prove the violence or intimidation upon which the [robbery] charge is based are the identical facts and evidence used to support the [assault and battery] charge.” In support of his plea, Low submitted a circuit court order showing that Low’s “appeal of the misdemeanor conviction of assault and battery is withdrawn and [50]*50the judgment entered by Virginia Beach District Court ... is affirmed and the defendant is sentenced to 30 days confinement in jail and fined $150.00 plus court costs.” The trial judge overruled Low’s plea of double jeopardy after hearing argument on the matter off the record in chambers. Following presentation of the evidence and argument on the record by counsel, Low renewed his plea, which the trial judge again overruled.

Initially, the Commonwealth contends that Low is precluded from raising on appeal the issue of former jeopardy because of his failure to substantiate the allegation. No indictment or order of conviction of the assault and battery charge was introduced into evidence at the robbery trial and no transcript of the earlier proceeding was presented to the trial judge or included in the record on appeal. As the Commonwealth correctly points out, in pleading double jeopardy, the burden is on the defendant to establish the identity of the offenses. Commonwealth v. Davis, 17 Va. L. Reg. 509, 512 (1911); 2C Michie’s Jurisprudence, Autrefois, Acquit and Convict § 26 (1986). This burden ordinarily is met by production of the record or transcript of the initial trial. See Commonwealth v. Myers, 3 Va. (1 Va. Cas.) 188, 232 (1811).

Nevertheless, a fair reading of the robbery trial transcript in this case shows that, in arguing against Low’s motion, the Commonwealth conceded the existence of the prior assault and battery conviction arising out of the same incident. The essence of the Commonwealth’s argument against the motion was that prosecution on the robbery charge was not barred under Blockburger v. United States, 284 U.S. 299 (1932), because the assault and battery conviction required proof of the actual use of physical force, an element not necessary to sustain a robbery conviction. In closing, the Commonwealth’s attorney specifically stated:

I think, Your Honor, if I could briefly respond to that. I think that if there had been no battery, if there had been no hitting, this man would not have been convicted in General District Court and Mr. Langhorne is now trying to say there was an assault, but the man was never convicted of that. He was convicted of assault and battery and he states — recites — from the Blockburger case, which has been my position all morning that there has to be an additional element.

[51]*51Having conceded the matter before the trial judge, the Commonwealth is bound by its concession and is not entitled to raise this issue for the first time on appeal. See Kelly v. Commonwealth, 8 Va. App. 359, 367, 382 S.E.2d 270, 274 (1989); Rule 5A:18.

Low’s conviction for assault and battery based on the same incident also was treated as an established fact by the trial judge. In arriving at the decision, the trial judge heard argument in chambers and “had extensive discussion with counsel concerning the facts surrounding this matter.” The trial judge denied Low’s motion. During the trial, the trial judge stated for the record that the case “involve [d] a continuing action from beginning to end without any separate incidences whatsoever,” and that the issue was “whether assault or battery can be carved out of that continuing act.” The trial judge further stated, “I don’t think there is a scintilla of evidence in this record that there is a separate act of assault and battery. . . .”

Recently, in Grady v. Corbin, 495 U.S. 508 (1990), the Supreme Court clarified the standard for determining whether successive prosecutions are barred by the double jeopardy clause of the fifth amendment. The traditional test is set forth in Blockburger v. United States, 284 U.S. 299 (1932):

The applicable rule is that where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of a fact which the other does not.

Id. at 304. The Grady Court stated that the Blockburger test, however, is not the exclusive means of vindicating double jeopardy protections. Grady, 495 U.S. at 519. The Court adopted the reasoning of Illinois v. Vitale, 447 U.S. 410 (1980), that “even if two successive prosecutions were not barred by the Blockburger test, the second prosecution would be barred if the prosecution sought to establish an essential element of the second crime by proving the conduct for which the defendant was convicted in the first prosecution.” Grady, 495 U.S. at 510.

Under the Grady standard, both tests may be required in order to make the appropriate analysis.

[52]*52To determiné whether a subsequent prosecution is barred by the Double Jeopardy Clause, a court must first apply the traditional Blockburger test. If application of that test reveals that the offenses have identical statutory elements or that one is a lesser included offense of the other, then the inquiry must cease, and the subsequent prosecution is barred.

Id. at 516. Where, however, the subsequent prosecution survives the Blockburger test, the critical inquiry becomes whether, in the subsequent prosecution “the government, to establish an essential element of an offense charged in that prosecution,'will prove conduct that constitutes an offense for which the defendant has already been prosecuted.” Id. at 521 (footnote omitted).

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Bluebook (online)
396 S.E.2d 383, 11 Va. App. 48, 1990 Va. App. LEXIS 160, Counsel Stack Legal Research, https://law.counselstack.com/opinion/low-v-commonwealth-vactapp-1990.