Filed: April 30, 1964
BAZELON, Chief Judge.
Because Louis Wilson was without funds to provide bail, he has been in jail ever since his arrest on November 28, 1963. Twenty-four hours after his arrest, he was taken before the United States Commissioner, but the proceeding before the Commissioner was continued from time to time thereafter and was dismissed shortly after he was indicted on January 6, 1964. The trial in the District Court is now scheduled for May 5, 1964.
On January 7, 1964, Wilson petitioned for habeas corpus alleging that he was arrested and detained without probable cause and that he was unlawfully denied a preliminary hearing. Upon respondent’s answer that the arrest could be challenged at trial and that the complaint of the denial of a preliminary hearing had been mooted by the return of the indictment, the District Court dismissed the petition, without hearing or findings. It also denied Wilson’s request for leave to appeal in forma pauperis. He renews this request in the present petition before this court. I think we are bound to grant it since the appeal presents questions which are not plainly frivolous. Cf. Coppedge v. United States, 369 U.S. 438, 82 S.Ct. 917, 8 L.Ed.2d 21 (1962).
These facts are undisputed: Petitioner requested an immediate hearing when he was brought before the Commissioner on November 29, 1963 — a full day after his arrest. Because “no Assistant United States Attorney was present,”
the Commissioner indicated that he would continue the hearing to December 3, 1963, when witnesses would be present for the preliminary hearing for Wilson’s co-defendant. But since petitioner’s counsel found that date unsatisfactory, the case was continued to December 10, when it was further continued, without objection, to December 17 at the request of the defendant.
The Commissioner’s record of the proceedings on December 17 shows the following :
Dec. 17: AUSA Schaffner — Govt, advised Def. that Mr. Kaiser [defendant’s counsel] this date told U. S. Comm — he was out of case — Def. stated he knew this — that he did not want any counsel and req. a hearing now- — Govt. req. continuance to after 1st of year — matter has been heard by a grand jury — Case Ctd. to Dec. 24— if no return by G.J. before 24t.h — that
Def. would be given a hearing on 24th*
Although petitioner was not indicted by December 24, he refused to proceed with the hearing on that day because (1) none of the complainants was present, and (2) no stenographic reporter was present to record the proceedings. After being advised that the Government was ready and that the Commissioner had no authority to obtain a reporter for him, he persisted in his refusal and the hearing was continued to January 14, 1964. The proceedings were dismissed as moot on January 10 following return of the indictment on January 6.
Every arrested person has “the right not to be held in the absence of a finding by the Commissioner of probable cause that he has committed an offense.” Giordenello v. United States, 357 U.S. 480, 484, 78 S.Ct. 1245, 1249, 2 L.Ed.2d 1503 (1958). Continued constraint of a citizen without such a finding is a deprivation of liberty without due process of law, in violation of the Fifth Amendment.
Petitioner was arrested by authority of a warrant issued under Rule 4 of the Rules of Criminal Procedure and implementing rights guaranteed by the Fourth and Fifth Amendments. The warrant commanded the police to “bring him forthwith before the nearest available United States Commissioner to answer to a complaint charging him with [robbery] * * After an unexplained 24-hour delay he appeared before the Commissioner for the “judicial proceeding * * to decide between the informer or prosecutor and the accused on the preliminary question of his temporary restraint.” Wood v. United States, 75 U.S.App. D.C. 274, 279-280, 128 F.2d 265, 270-271, 141 A.L.R. 1318 (1942). But no “informer” was presented to meet the evidentiary burden necessary to continue the detention of the accused, and no “prosecutor” appeared even for the purpose of requesting a continuance. In view of petitioner’s inability to obtain bail, a request for continuance could properly be granted only for the minimal period required to secure the attendance of necessary witnesses.
It was clearly improper to delay the hearing four days for the purpose of awaiting a hearing scheduled for another.
At the proceedings on December 17, the defendant requested an immediate hearing. The Commissioner nevertheless granted a seven-day continuance at the Government’s request based on its statement that the matter had been presented to the grand jury. It seems clear that the failure to afford petitioner a hearing at that time rendered his deten
tion illegal and would' require his release on habeas corpus.
The Government says, in effect, that since petitioner refused the hearing offered on December 24, 1963, he may be deemed to have waived it. One of the reasons petitioner offered for his refusal was that the Commissioner denied his request for a court reporter. The Commissioner stated that he had no authority to request a reporter.
But the Manual for United States Commissioners shows that he was in error:
“In all cases in which the defendant does not waive hearing, a record should be made of the testimony and proceedings taken at the hearing. Either the defendant or the prosecution, if they so elect, may employ, at their own expense, a stenographer to take the testimony under oath, and make a verbatim record of the proceedings. Occasionally, when he is not otherwise occupied in recording proceedings in court or before the judges, or pursuant to their order, the regular official court reporter appointed by the Court under U.S.C., Title 28 (1948 Revision), § 753, may be available, and, with the consent of the judge, he may be called upon to make the necessary record without charge to the parties * * [p. 10]
James v. Lawrence, 84 U.S.App.D.C. 355, 176 F.2d 18 (1949), is distinguishable on its facts. See the statement of three judges on the petition for rehearing en banc in Lloyd v. United States, 104 U.S.App.D.C. 48, 259 F.2d 334 (1958), cert. denied, 359 U.S. 912, 79 S.Ct. 593 (1959). Moreover, the decision in James is questionable in light of more recently developed doctrine governing arrests and post-arrest procedures. See, e. g., Giordenello v. United States, 357 U.S. 480, 78 S.Ct. 1245 (1958); Mallory v.
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Filed: April 30, 1964
BAZELON, Chief Judge.
Because Louis Wilson was without funds to provide bail, he has been in jail ever since his arrest on November 28, 1963. Twenty-four hours after his arrest, he was taken before the United States Commissioner, but the proceeding before the Commissioner was continued from time to time thereafter and was dismissed shortly after he was indicted on January 6, 1964. The trial in the District Court is now scheduled for May 5, 1964.
On January 7, 1964, Wilson petitioned for habeas corpus alleging that he was arrested and detained without probable cause and that he was unlawfully denied a preliminary hearing. Upon respondent’s answer that the arrest could be challenged at trial and that the complaint of the denial of a preliminary hearing had been mooted by the return of the indictment, the District Court dismissed the petition, without hearing or findings. It also denied Wilson’s request for leave to appeal in forma pauperis. He renews this request in the present petition before this court. I think we are bound to grant it since the appeal presents questions which are not plainly frivolous. Cf. Coppedge v. United States, 369 U.S. 438, 82 S.Ct. 917, 8 L.Ed.2d 21 (1962).
These facts are undisputed: Petitioner requested an immediate hearing when he was brought before the Commissioner on November 29, 1963 — a full day after his arrest. Because “no Assistant United States Attorney was present,”
the Commissioner indicated that he would continue the hearing to December 3, 1963, when witnesses would be present for the preliminary hearing for Wilson’s co-defendant. But since petitioner’s counsel found that date unsatisfactory, the case was continued to December 10, when it was further continued, without objection, to December 17 at the request of the defendant.
The Commissioner’s record of the proceedings on December 17 shows the following :
Dec. 17: AUSA Schaffner — Govt, advised Def. that Mr. Kaiser [defendant’s counsel] this date told U. S. Comm — he was out of case — Def. stated he knew this — that he did not want any counsel and req. a hearing now- — Govt. req. continuance to after 1st of year — matter has been heard by a grand jury — Case Ctd. to Dec. 24— if no return by G.J. before 24t.h — that
Def. would be given a hearing on 24th*
Although petitioner was not indicted by December 24, he refused to proceed with the hearing on that day because (1) none of the complainants was present, and (2) no stenographic reporter was present to record the proceedings. After being advised that the Government was ready and that the Commissioner had no authority to obtain a reporter for him, he persisted in his refusal and the hearing was continued to January 14, 1964. The proceedings were dismissed as moot on January 10 following return of the indictment on January 6.
Every arrested person has “the right not to be held in the absence of a finding by the Commissioner of probable cause that he has committed an offense.” Giordenello v. United States, 357 U.S. 480, 484, 78 S.Ct. 1245, 1249, 2 L.Ed.2d 1503 (1958). Continued constraint of a citizen without such a finding is a deprivation of liberty without due process of law, in violation of the Fifth Amendment.
Petitioner was arrested by authority of a warrant issued under Rule 4 of the Rules of Criminal Procedure and implementing rights guaranteed by the Fourth and Fifth Amendments. The warrant commanded the police to “bring him forthwith before the nearest available United States Commissioner to answer to a complaint charging him with [robbery] * * After an unexplained 24-hour delay he appeared before the Commissioner for the “judicial proceeding * * to decide between the informer or prosecutor and the accused on the preliminary question of his temporary restraint.” Wood v. United States, 75 U.S.App. D.C. 274, 279-280, 128 F.2d 265, 270-271, 141 A.L.R. 1318 (1942). But no “informer” was presented to meet the evidentiary burden necessary to continue the detention of the accused, and no “prosecutor” appeared even for the purpose of requesting a continuance. In view of petitioner’s inability to obtain bail, a request for continuance could properly be granted only for the minimal period required to secure the attendance of necessary witnesses.
It was clearly improper to delay the hearing four days for the purpose of awaiting a hearing scheduled for another.
At the proceedings on December 17, the defendant requested an immediate hearing. The Commissioner nevertheless granted a seven-day continuance at the Government’s request based on its statement that the matter had been presented to the grand jury. It seems clear that the failure to afford petitioner a hearing at that time rendered his deten
tion illegal and would' require his release on habeas corpus.
The Government says, in effect, that since petitioner refused the hearing offered on December 24, 1963, he may be deemed to have waived it. One of the reasons petitioner offered for his refusal was that the Commissioner denied his request for a court reporter. The Commissioner stated that he had no authority to request a reporter.
But the Manual for United States Commissioners shows that he was in error:
“In all cases in which the defendant does not waive hearing, a record should be made of the testimony and proceedings taken at the hearing. Either the defendant or the prosecution, if they so elect, may employ, at their own expense, a stenographer to take the testimony under oath, and make a verbatim record of the proceedings. Occasionally, when he is not otherwise occupied in recording proceedings in court or before the judges, or pursuant to their order, the regular official court reporter appointed by the Court under U.S.C., Title 28 (1948 Revision), § 753, may be available, and, with the consent of the judge, he may be called upon to make the necessary record without charge to the parties * * [p. 10]
James v. Lawrence, 84 U.S.App.D.C. 355, 176 F.2d 18 (1949), is distinguishable on its facts. See the statement of three judges on the petition for rehearing en banc in Lloyd v. United States, 104 U.S.App.D.C. 48, 259 F.2d 334 (1958), cert. denied, 359 U.S. 912, 79 S.Ct. 593 (1959). Moreover, the decision in James is questionable in light of more recently developed doctrine governing arrests and post-arrest procedures. See, e. g., Giordenello v. United States, 357 U.S. 480, 78 S.Ct. 1245 (1958); Mallory v. United States, 354 U.S. 449, 77 S.Ct. 1356, 1 L.Ed.2d 1479 (1957); Killough v. United States, 114 U.S.App.D.C. 305, 315 F.2d 241 (1962); Ginoza v. United States, 279 F.2d 616 (9th Cir. 1960); Report and Recommendations of the Commissioners’ Committee on Police Arrests for Investigation (District of Columbia 1962); Proposed Amendments to Rules of Criminal Procedure, Second Preliminary Draft, Rules 4, 5, 44, 46, 46.1, 1964 U.S.Code Cong. & Admin.News, Pamphlet No. 6, pp. 805-00, 832-33, 834-30. And see Drew v. Beard, 110 U.S.App.D.C. 198, 290 F.2d 741 (1961).
This directive would appear to mean that an accused who can afford it has an absolute right to a stenographic reporter, while an accused who cannot afford it has only a “catch-as-catch-can” right. But such an invidious discrimination between rich and poor would raise serious questions of fundamental fairness. See Griffin v. Illinois, 351 U.S. 12, 76 S.Ct. 585, 100 L.Ed. 891 (1956); Douglas v. California, 372 U.S. 353, 83 5. Ct. 814, 9 L.Ed.2d 811 (1963); Hardy v. United States, 375 U.S. 277, 84 S.Ct. 424, 11 L.Ed.2d 331 (1964); Lane v. Brown, 372 U.S. 477, 83 S.Ct. 768, 9 L.Ed.2d 892 (1963); Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963) ; Coppedge v. United States, 369 U.S. 438, 82 S.Ct. 917 (1962). In any event, it is plain that Wilson's refusal to proceed without a reporter
may not be deemed a waiver of a preliminary hearing.
The Government appears to argue that the return of the indictment moots the issue of probable cause and hence legitimates petitioner’s detention. Violations of rights safeguarded by the Constitution and Rules of Court should not lightly be buried under claims of mootness. This is especially true where, as here, there is danger that the violations may occur so frequently that the interests of the general public, as well as the individual petitioner, are directly at stake.
Since a court cannot retroactively prevent an unreasonable search or an unlawful period of police detention, the ordinary means of vindicating Fourth Amendment and Rule 5(a) rights is to exclude evidence derived from their violation. But denial of the right to confront witnesses in a preliminary hearing and refute evidence on probable cause does not directly result in evidence and therefore presents a difficult question of remedies.
The fact that there is no right to confront and refute the witnesses in the secret ex parte proceedings of a grand jury accentuates the critical nature of the right to confront them when the criminal process is begun by an arrest. It seems clear to me that the question how to vindicate this critical right is not frivolous and requires thorough consideration in the exercise of our supervisory power over the processes of criminal justice. I therefore dissent from the order of the Court denying Wilson’s petition for leave to appeal in forma pauperis.