Louis M. Ford v. Superintendent, Kentucky State Penitentiary

687 F.2d 870, 1982 U.S. App. LEXIS 25787
CourtCourt of Appeals for the Sixth Circuit
DecidedSeptember 9, 1982
Docket80-3528
StatusPublished
Cited by9 cases

This text of 687 F.2d 870 (Louis M. Ford v. Superintendent, Kentucky State Penitentiary) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Louis M. Ford v. Superintendent, Kentucky State Penitentiary, 687 F.2d 870, 1982 U.S. App. LEXIS 25787 (6th Cir. 1982).

Opinions

LIVELY, Circuit Judge.

Petitioner Ford appeals from denial by the district court of his application for a writ of habeas corpus. Ford was indicted on February 9, 1954 for the crime of robbery with a deadly weapon. He pled not guilty and the court appointed an attorney to defend him and his three co-defendants. On the date set for trial Ford withdrew his not guilty plea and entered a guilty plea to the lesser charge of assault with intent to rob. On the same day, March 8, 1954, Ford was sentenced to serve 21 years in the Kentucky State Reformatory. Because of an intervening federal sentence, an intervening incarceration in Florida, and two unsuccessful parole attempts, Ford is still in state custody.

In 1968, fourteen years after his conviction, Ford filed a motion in state court to vacate the 1954 judgment. The motion, which Ford made under oath, listed three grounds for vacating his conviction: (1) that he was denied counsel at his preliminary hearing; (2) that his counsel, appointed approximately one month before the date set for trial, was ineffective and had coerced and intimidated him into pleading guilty; and (3) that he was the victim of an illegal search and seizure. He did not allege that his appointed counsel was not present at the change of plea and sentencing. The motion to vacate was denied.

[871]*871In 1970 Ford filed a second motion to vacate in the state court where he was convicted. In this motion the prisoner claimed that he had never had an attorney during the entire 1954 proceedings and that the record which showed the appointment of counsel had been altered. This motion was denied and in his brief on appeal Ford claimed for the first time that he was “alone” at the time he changed his plea and was sentenced. Contrary to his sworn statement in his first state post-conviction proceedings where he conceded that counsel had been appointed to represent him approximately one month before his scheduled trial date in 1954, he now alleged, also under oath, that counsel had never been appointed to represent him. The judgment of the trial court denying the second motion to vacate was affirmed.

On December 8, 1977 petitioner’s pro se application for a writ of habeas corpus was filed in district court and the respondent filed a return. Counsel was appointed and Ford has had legal assistance throughout these proceedings. The claim for habeas relief was based on the allegation that Ford had been denied “the presence of counsel at the time of plea and sentence.”

The case was referred to a magistrate who conducted an evidentiary hearing on July 24, 1978. The petitioner Ford testified at the hearing and one month later filed a motion for a “supplemental evidentiary hearing” for the purpose of receiving the testimony of his co-defendant in the 1954 proceedings, George Elmer Hamilton. This motion was overruled, but the magistrate granted leave to take Hamilton’s deposition in Chicago, Illinois, the place of his residence. Hamilton testified by deposition that he was not aware that the 1954 state court records contained an entry noting the appointment of an attorney to represent him and Ford. He said he had never met the attorney, Robert B. Halloran, whose name appeared, and “The court, in order to cover up its own inadequacies, might have put his name there.” He stated that there was no attorney present when he and Ford changed their pleas and were sentenced to 21 years.

Hamilton acknowledged on cross-examination that he had been convicted of two felonies after his release from the Kentucky prison: armed robbery in 1961 and interstate transportation of forged securities in 1971. He testified to a religious conversion in 1971 and stated that he had been involved in many community activities since his last release from prison.

The magistrate noted the fact that Ford had waited 14 years before seeking any relief from his conviction and that his post-conviction motions in state court were inconsistent in their claims concerning the assistance of counsel. In the first motion he stated under oath that an attorney was appointed to represent him, but had coerced and intimidated him to plead guilty. In his second motion, also under oath, he claimed that no attorney was ever appointed to represent him. The magistrate also stated that he had observed Ford as he testified. All of these factors led the magistrate to conclude that Ford was not a credible witness. As to Hamilton, the magistrate noted his felony conviction in 1971, which was within seven years of the hearing.

The. magistrate also observed that the records of the state trial court reflected that an attorney had been appointed to represent Ford and that this attorney was present in court on March 8, 1954 when the court conducted proceedings in connection with the indictment to which Ford pled guilty. Only two matters were considered by the court on that date. One was the plea and sentencing of Ford and Hamilton. The other was the plea and sentencing of the other co-defendants in the case, two female companions who had waited in a car while Ford and Hamilton robbed a savings institution. The record reflected that the attorney who represented all the defendants argued a motion for probation on behalf of the two women. Though the record did not reflect that the attorney was also present when Ford changed his plea and was sentenced, a deputy court clerk who had attended the proceedings testified at the evidentiary hearing that it would be an [872]*872“extraordinary situation” where counsel was not present at arraignment and sentencing. The magistrate found that since only the two related matters were heard by the court on the day in question, - “it is logical to assume that Mr. Halloran was present during all proceedings.” The magistrate also referred to the fact that between the date of sentencing and the date of Ford’s filing for federal habeas corpus relief, the trial judge, the prosecuting attorney and defense counsel of record all had died. In recommending that the application be denied the magistrate determined that Ford had not proved by a preponderance of the evidence that he was denied counsel at plea and sentencing.

Throughout the proceedings before the magistrate the respondent maintained that the application of Ford should be dismissed as a delayed petition pursuant to Rule 9(a) of the rules governing section 2254 proceedings. Rule 9(a) provides:

Rule 9. Delayed or Successive Petitions
(a) Delayed petitions. A petition may be dismissed if it appears that the state of which the respondent is an officer has been prejudiced in its ability to respond to the petition by delay in its filing unless the petitioner shows that it is based on grounds of which he could not have had knowledge by the exercise of reasonable diligence before the circumstances prejudicial to the state occurred.

Though the magistrate recommended denial of habeas corpus relief on the merits, the respondent filed an objection to the failure of the magistrate to dismiss under Rule 9(a). Petitioner filed six particularized objections to the magistrate’s report.

The district judge filed a memorandum opinion in which he stated he had reviewed the record and had considered the particularized objections filed by petitioner’s counsel. The district court found that the state had been prejudiced by petitioner’s delay in seeking habeas corpus relief and the intervening death of the trial judge, the prosecutor and the defense attorney of record.

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Bluebook (online)
687 F.2d 870, 1982 U.S. App. LEXIS 25787, Counsel Stack Legal Research, https://law.counselstack.com/opinion/louis-m-ford-v-superintendent-kentucky-state-penitentiary-ca6-1982.