Lorenzo Manuel v. State of Mississippi
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Opinion
IN THE COURT OF APPEALS OF THE STATE OF MISSISSIPPI
NO. 2020-KA-00711-COA
LORENZO MANUEL APPELLANT
v.
STATE OF MISSISSIPPI APPELLEE
DATE OF JUDGMENT: 10/06/2017 TRIAL JUDGE: HON. JEFF WEILL SR. COURT FROM WHICH APPEALED: HINDS COUNTY CIRCUIT COURT, FIRST JUDICIAL DISTRICT ATTORNEYS FOR APPELLANT: THOMAS M. FORTNER JENNIFER LYNN McGUIRE ROGERS ATTORNEY FOR APPELLEE: OFFICE OF THE ATTORNEY GENERAL BY: BARBARA WAKELAND BYRD DISTRICT ATTORNEY: JODY EDWARD OWENS II NATURE OF THE CASE: CRIMINAL - FELONY DISPOSITION: AFFIRMED - 03/22/2022 MOTION FOR REHEARING FILED: MANDATE ISSUED:
EN BANC.
WILSON, P.J., FOR THE COURT:
¶1. Lorenzo Manuel appeals from his convictions and sentences for second-degree murder
and aggravated assault. Manuel argues that the trial court erred by admitting testimony under
the excited utterance exception to the hearsay rule; by excluding other testimony as hearsay;
by excusing a juror mid-trial for failing to disclose information during voir dire; by collecting
the parties’ jury panel information sheets following jury selection and placing them under
seal; and by sentencing him as a habitual offender. We find no reversible error and therefore
affirm Manuel’s convictions and sentences. FACTS AND PROCEDURAL HISTORY
¶2. Around 1:30 a.m. on April 1, 2015, Justin Shannon returned home to the Jackson
apartment he shared with his girlfriend, Keandria Mitchell. Shannon had been at the Black
Diamonds Club, a local strip club. Shannon was agitated and told Mitchell that he had gotten
into a fight with Robert Manuel (Robert) at the club. Shannon told Mitchell he “ran out of
the club and hit the gate as he was leaving from the club to get away.” Shannon was so upset
that “it took [Mitchell] probably 30, 40 minutes to calm him down.” Eventually, they went
to bed.
¶3. In the morning, Shannon and Mitchell drove to Shannon’s other residence in West
Jackson. While there, Shannon received a series of phone calls from Robert’s brother,
Lorenzo Manuel (Manuel). Manuel was angry about the fight the night before and wanted
to know where Shannon was. Manuel said, in substance, that he and Robert were “fixing to
pull up and that they [were] going to handle this man to man and that it was messed up for
[Shannon] to do [Robert] how he did him.” This made Shannon angry.
¶4. Shannon and Mitchell drove to Frank Hobson’s house about two blocks away.
Hobson was in his front yard, and Shannon stopped in the street to talk to him. Suddenly,
another car pulled up next to them. Manuel was in the front passenger seat, and Robert was
in the backseat on the passenger side. Mitchell could not see who was driving the car.
Manuel and Robert immediately began shooting at Shannon and Mitchell. Shannon pushed
Mitchell down to protect her. Shannon told Mitchell he was sorry, that he never thought the
Manuels would do something like that to him, and that he never meant to put her in harm’s
2 way. After the shooting finally stopped, the Manuels’ car drove away. Both Shannon and
Mitchell had been shot. Hobson got in their car and drove them to the hospital.
¶5. Shannon had been shot six to eight times and was pronounced dead at the hospital.
Mitchell had been shot thirteen times. She survived, but she cannot work and is on disability
as a result of her injuries. A bullet is still lodged in her liver and remains life-threatening.
¶6. At the hospital, Mitchell identified Manuel and Robert as the shooters. Manuel and
Robert were arrested and indicted for first-degree murder, aggravated assault, and shooting
into a vehicle. Following a jury trial, Manuel was convicted of second-degree murder and
aggravated assault but acquitted of shooting into a vehicle.1 The court sentenced Manuel to
serve consecutive terms of forty years and twenty years as a nonviolent habitual offender in
the custody of the Department of Corrections. Manuel filed a motion for judgment
notwithstanding the verdict or a new trial, which was denied, and a notice of appeal.
¶7. On appeal, Manuel argues that the trial court erred by (1) allowing Mitchell to testify
regarding Shannon’s statements about his altercation with Robert at the Black Diamonds
Club; (2) excluding testimony about out-of-court statements that Mitchell allegedly made at
the hospital after the shooting; (3) striking a juror mid-trial for failing to disclose information
during voir dire; (4) collecting all jury panel information sheets following jury selection and
placing them under seal; and (5) sentencing him as a habitual offender.
ANALYSIS
1 Robert pled guilty to second-degree murder and aggravated assault but later filed a motion for post-conviction relief attacking his plea. See Manuel v. State, 304 So. 3d 713 (Miss. Ct. App. 2020).
3 I. The trial judge did not abuse his discretion by finding that Shannon’s statements to Mitchell were excited utterances.
¶8. Prior to trial, Manuel filed a motion in limine to prohibit Mitchell from testifying
about any statements that Shannon had made about the fight between him and Robert at the
Black Diamonds Club. Manuel argued that such testimony was inadmissible hearsay. In
response, the State argued that the relevant testimony was admissible as an “excited
utterance” under Mississippi Rule of Evidence 803(2). In a proffer, Mitchell testified that
when Shannon arrived home around 1:30 a.m., he told her that he had just been involved in
a fight with Robert at the Black Diamonds Club. She testified that the club was about a
fifteen-minute drive from her apartment. She stated that Shannon “was fidgeting, he was
pacing back and forth, and he was very angry.” As noted above, she later testified that
Shannon told her he ran out of the club and struck a gate as he was leaving in his car. She
also stated that it took her thirty to forty minutes to get Shannon to calm down. The trial
judge found that her testimony was admissible under Rule 803(2). On appeal, Manuel argues
that the trial judge’s ruling was an abuse of discretion.
¶9. Rule 803(2) provides that an out-of-court “statement relating to a startling event or
condition, made while the declarant was under the stress of excitement that it caused,” is “not
excluded by the rule against hearsay.” The Advisory Committee Note to the rule explains:
The underlying theory of the excited utterance exception is that circumstances may create such an excited condition that the capacity for reflection is temporarily impeded and that statements uttered in that condition are thus free of conscious fabrication. . . . [T]he essential ingredient here is spontaneity. With respect to the time element, the issue is the duration of the excited state. This, depending on the exact circumstances of a case, can vary greatly. The declarant need not be a participant but only an observer of the event which
4 triggered the excitement. An excited utterance need only “relate” to the startling event, and, therefore, the scope of the subject matter of the statement may be fairly broad.
MRE 803 advisory committee note.
¶10. “Appellate review of determinations of whether to admit hearsay is limited to whether
an error of law occurred, and if it did not, then appellate review is limited to the abuse of
discretion standard.” In re E.G., 191 So. 3d 763, 770-71 (¶24) (Miss. Ct. App. 2016)
(quoting Shirley v. State, 843 So. 2d 47, 48 (¶3) (Miss. Ct. App. 2002)). “The competency
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IN THE COURT OF APPEALS OF THE STATE OF MISSISSIPPI
NO. 2020-KA-00711-COA
LORENZO MANUEL APPELLANT
v.
STATE OF MISSISSIPPI APPELLEE
DATE OF JUDGMENT: 10/06/2017 TRIAL JUDGE: HON. JEFF WEILL SR. COURT FROM WHICH APPEALED: HINDS COUNTY CIRCUIT COURT, FIRST JUDICIAL DISTRICT ATTORNEYS FOR APPELLANT: THOMAS M. FORTNER JENNIFER LYNN McGUIRE ROGERS ATTORNEY FOR APPELLEE: OFFICE OF THE ATTORNEY GENERAL BY: BARBARA WAKELAND BYRD DISTRICT ATTORNEY: JODY EDWARD OWENS II NATURE OF THE CASE: CRIMINAL - FELONY DISPOSITION: AFFIRMED - 03/22/2022 MOTION FOR REHEARING FILED: MANDATE ISSUED:
EN BANC.
WILSON, P.J., FOR THE COURT:
¶1. Lorenzo Manuel appeals from his convictions and sentences for second-degree murder
and aggravated assault. Manuel argues that the trial court erred by admitting testimony under
the excited utterance exception to the hearsay rule; by excluding other testimony as hearsay;
by excusing a juror mid-trial for failing to disclose information during voir dire; by collecting
the parties’ jury panel information sheets following jury selection and placing them under
seal; and by sentencing him as a habitual offender. We find no reversible error and therefore
affirm Manuel’s convictions and sentences. FACTS AND PROCEDURAL HISTORY
¶2. Around 1:30 a.m. on April 1, 2015, Justin Shannon returned home to the Jackson
apartment he shared with his girlfriend, Keandria Mitchell. Shannon had been at the Black
Diamonds Club, a local strip club. Shannon was agitated and told Mitchell that he had gotten
into a fight with Robert Manuel (Robert) at the club. Shannon told Mitchell he “ran out of
the club and hit the gate as he was leaving from the club to get away.” Shannon was so upset
that “it took [Mitchell] probably 30, 40 minutes to calm him down.” Eventually, they went
to bed.
¶3. In the morning, Shannon and Mitchell drove to Shannon’s other residence in West
Jackson. While there, Shannon received a series of phone calls from Robert’s brother,
Lorenzo Manuel (Manuel). Manuel was angry about the fight the night before and wanted
to know where Shannon was. Manuel said, in substance, that he and Robert were “fixing to
pull up and that they [were] going to handle this man to man and that it was messed up for
[Shannon] to do [Robert] how he did him.” This made Shannon angry.
¶4. Shannon and Mitchell drove to Frank Hobson’s house about two blocks away.
Hobson was in his front yard, and Shannon stopped in the street to talk to him. Suddenly,
another car pulled up next to them. Manuel was in the front passenger seat, and Robert was
in the backseat on the passenger side. Mitchell could not see who was driving the car.
Manuel and Robert immediately began shooting at Shannon and Mitchell. Shannon pushed
Mitchell down to protect her. Shannon told Mitchell he was sorry, that he never thought the
Manuels would do something like that to him, and that he never meant to put her in harm’s
2 way. After the shooting finally stopped, the Manuels’ car drove away. Both Shannon and
Mitchell had been shot. Hobson got in their car and drove them to the hospital.
¶5. Shannon had been shot six to eight times and was pronounced dead at the hospital.
Mitchell had been shot thirteen times. She survived, but she cannot work and is on disability
as a result of her injuries. A bullet is still lodged in her liver and remains life-threatening.
¶6. At the hospital, Mitchell identified Manuel and Robert as the shooters. Manuel and
Robert were arrested and indicted for first-degree murder, aggravated assault, and shooting
into a vehicle. Following a jury trial, Manuel was convicted of second-degree murder and
aggravated assault but acquitted of shooting into a vehicle.1 The court sentenced Manuel to
serve consecutive terms of forty years and twenty years as a nonviolent habitual offender in
the custody of the Department of Corrections. Manuel filed a motion for judgment
notwithstanding the verdict or a new trial, which was denied, and a notice of appeal.
¶7. On appeal, Manuel argues that the trial court erred by (1) allowing Mitchell to testify
regarding Shannon’s statements about his altercation with Robert at the Black Diamonds
Club; (2) excluding testimony about out-of-court statements that Mitchell allegedly made at
the hospital after the shooting; (3) striking a juror mid-trial for failing to disclose information
during voir dire; (4) collecting all jury panel information sheets following jury selection and
placing them under seal; and (5) sentencing him as a habitual offender.
ANALYSIS
1 Robert pled guilty to second-degree murder and aggravated assault but later filed a motion for post-conviction relief attacking his plea. See Manuel v. State, 304 So. 3d 713 (Miss. Ct. App. 2020).
3 I. The trial judge did not abuse his discretion by finding that Shannon’s statements to Mitchell were excited utterances.
¶8. Prior to trial, Manuel filed a motion in limine to prohibit Mitchell from testifying
about any statements that Shannon had made about the fight between him and Robert at the
Black Diamonds Club. Manuel argued that such testimony was inadmissible hearsay. In
response, the State argued that the relevant testimony was admissible as an “excited
utterance” under Mississippi Rule of Evidence 803(2). In a proffer, Mitchell testified that
when Shannon arrived home around 1:30 a.m., he told her that he had just been involved in
a fight with Robert at the Black Diamonds Club. She testified that the club was about a
fifteen-minute drive from her apartment. She stated that Shannon “was fidgeting, he was
pacing back and forth, and he was very angry.” As noted above, she later testified that
Shannon told her he ran out of the club and struck a gate as he was leaving in his car. She
also stated that it took her thirty to forty minutes to get Shannon to calm down. The trial
judge found that her testimony was admissible under Rule 803(2). On appeal, Manuel argues
that the trial judge’s ruling was an abuse of discretion.
¶9. Rule 803(2) provides that an out-of-court “statement relating to a startling event or
condition, made while the declarant was under the stress of excitement that it caused,” is “not
excluded by the rule against hearsay.” The Advisory Committee Note to the rule explains:
The underlying theory of the excited utterance exception is that circumstances may create such an excited condition that the capacity for reflection is temporarily impeded and that statements uttered in that condition are thus free of conscious fabrication. . . . [T]he essential ingredient here is spontaneity. With respect to the time element, the issue is the duration of the excited state. This, depending on the exact circumstances of a case, can vary greatly. The declarant need not be a participant but only an observer of the event which
4 triggered the excitement. An excited utterance need only “relate” to the startling event, and, therefore, the scope of the subject matter of the statement may be fairly broad.
MRE 803 advisory committee note.
¶10. “Appellate review of determinations of whether to admit hearsay is limited to whether
an error of law occurred, and if it did not, then appellate review is limited to the abuse of
discretion standard.” In re E.G., 191 So. 3d 763, 770-71 (¶24) (Miss. Ct. App. 2016)
(quoting Shirley v. State, 843 So. 2d 47, 48 (¶3) (Miss. Ct. App. 2002)). “The competency
of excited utterances is a matter largely discretionary with our trial courts.” C.A.M.F. v.
J.B.M., 972 So. 2d 656, 664-65 (¶35) (Miss. Ct. App. 2007) (quoting Stokes v. State, 797 So.
2d 381, 386 (¶14) (Miss. Ct. App. 2001)). “The determination of spontaneity ‘is a question
for the trial judge, whose action should not be overturned unless this Court would be justified
in concluding that under all and any reasonable interpretation of the facts, the exclamation
could not have been spontaneous.’” Wells v. State, 849 So. 2d 1231, 1236 (¶11) (Miss. 2003)
(quoting Clark v. State, 693 So. 2d 927, 932 (Miss. 1997)).
¶11. Lorenzo argues that Shannon’s statements to Mitchell were not excited utterances
because the fight occurred at the club, and Shannon had driven home before relating the
event to Mitchell. However, “[t]here is no hard and fast rule regarding the interval of time
that passes between an event and an utterance before the remark necessarily must be
classified as outside the excited utterance exception to the hearsay rule.” Barnett v. State,
757 So. 2d 323, 329 (¶17) (Miss. Ct. App. 2000). Whether too much time has passed “is a
question to be resolved by the trial court in its sound discretion.” Id. The circumstances of
5 the statements at issue in this case are comparable to other cases in which this Court and the
Mississippi Supreme Court have upheld the admission of testimony under Rule 803(2).
¶12. Recently, in Garcia-Lebron v. State, 323 So. 3d 1159 (Miss. Ct. App. 2021), this
Court held that a trial judge did not abuse his discretion by admitting testimony as an excited
utterance even though “several hours had passed since” the underlying event. Id. at 1165
(¶24). In Garcia-Lebron, the declarant (Anna) fled her home on foot after her fiancé had
beaten her and her son. Id. at 1164-65 (¶20). Several hours later, after walking about four-
and-a-half miles, she knocked on the door of another house and told the occupant (Mendoza)
about the abuse she and her son had experienced. Id. at 1160-61, 1165 (¶¶2, 4, 24).
“Mendoza . . . described Anna as ‘very hysterical and crying and bleeding’ when she showed
up on his doorstep . . . .” Id. at 1165 (¶24). Relying on Rule 803(2), the trial judge admitted
Mendoza’s testimony about what Anna had told him. Id. at 1164-65 (¶20). On appeal, this
Court held that the trial judge did not abuse his discretion because “[a]lthough several hours
had passed since the actual abuse, Anna was certainly still under the influence of the events”
when she spoke to Mendoza. Id. at 1165 (¶24).
¶13. Similarly, in Barron v. State, 130 So. 3d 531 (Miss. Ct. App. 2013), the trial judge
allowed two witnesses to testify about out-of-court statements that were made ten to twenty
minutes after the declarant had been involved in an altercation and witnessed a shooting. Id.
at 535, 537-38 (¶¶4-5, 21). On appeal, we held that the trial judge did not abuse his
discretion by allowing the witnesses to testify regarding the declarant’s statements about the
altercation and the shooting. Id. at 537-38 (¶¶21-23). We reasoned that although the
6 statements at issue “occurred approximately ten to twenty minutes after the shooting,” “[t]he
record suggest[ed] that [the declarant] was still under the excitement of the event” because
one of the witnesses testified that the declarant “seemed to be in shock and was visibly
‘shaken up.’” Id. at 538 (¶21).
¶14. Finally, in Carter v. State, 722 So. 2d 1258 (Miss. 1998), the Supreme Court held that
the trial judge did not abuse his discretion by allowing a police officer to testify about
statements made by a declarant (Cooley) about ten minutes after Cooley had witnessed a
shooting. Id. at 1261 (¶11). Although the officer testified that at the time Cooley made the
statements, “Cooley wasn’t hysterical and was ‘calm in a way,’ he also said that Cooley was
upset and crying and spoke in an excited manner.” Id. The Supreme Court held that the trial
judge did not abuse his discretion by admitting the officer’s testimony because the record
indicated that Cooley’s statements “were spontaneous enough to fall under the excited
utterance exception.” Id.
¶15. Likewise, in this case, Mitchell testified that Shannon was agitated, angry, and pacing
when he arrived back at their apartment. Shannon had fled the Black Diamonds Club after
the altercation and hit a gate as he was leaving. Mitchell testified that the club was only
about a fifteen-minute drive from her apartment. She also testified that it took her thirty or
forty minutes to calm Shannon. Under these circumstances, there was sufficient evidence
for the trial judge to find that Shannon’s statements “were spontaneous enough to fall under
the excited utterance exception.” Id. Therefore, we cannot say that the trial judge abused
his discretion by admitting Mitchell’s testimony.
7 II. The trial judge did not abuse his discretion by finding that Mitchell’s alleged statements at the hospital were hearsay and not excited utterances.
¶16. After the State rested its case-in-chief, Manuel attempted to call Mitchell’s friends
Donna McCall and Monique Carter to testify about statements Mitchell allegedly made at the
hospital after the shooting. When the State objected to the testimony as hearsay, Manuel
argued that Mitchell’s statements were admissible under Rule 803(2) as excited utterances.
McCall and Carter then testified by proffer outside the presence of the jury.
¶17. McCall testified that Mitchell called her shortly after the shooting and said that she
had been shot and was on her way to the hospital. McCall went to the hospital. At some
point, McCall called Carter, and Carter joined her at the hospital. McCall testified that she
did not get to see Mitchell immediately after she arrived at the hospital. Rather, she “had to
wait until some people came out[,] and [Mitchell’s] mother came out and got [her and
Carter].” McCall testified that “[p]robably like . . . no more than two hours” elapsed between
the shooting and when she was able to see Mitchell at the hospital. McCall testified that
when she and Carter went to Mitchell’s room, Mitchell “was just talking to us normal.”
McCall testified that when she asked Mitchell who had shot her, Mitchell said that she
“couldn’t see because [Shannon had been] covering [her]” during the shooting. McCall
testified that Mitchell “got upset” at that point and “started crying again.”
¶18. Carter testified similarly regarding Mitchell’s alleged statements. Carter testified that
she went to Mitchell’s room about twenty minutes after Carter arrived at the hospital.
However, it is not clear how long after the shooting Carter arrived at the hospital.
8 ¶19. The trial judge excluded McCall’s and Carter’s testimony after finding that Mitchell’s
alleged statements were not excited utterances under Rule 803(2). The judge found that by
the time McCall and Carter were allowed to see Mitchell at the hospital, Mitchell was no
longer “under the stress of excitement” caused by the shooting. MRE 803(2). The judge
noted that based on McCall’s testimony, she and Carter did not see Mitchell until as many
as two hours after the shooting. The judge found that to the extent Carter testified that they
saw Mitchell shortly after the shooting, her testimony was contradicted by McCall’s
testimony and simply was not credible. The judge reasoned it was not credible that two non-
family members were “spirited back in there to have a conversation with the victim” shortly
after “she had been shot 14 times [sic], including in the liver.”
¶20. As noted above, “[t]he competency of excited utterances is a matter largely
discretionary with our trial courts.” C.A.M.F., 972 So. 2d at 664-65 (¶35) (quoting Stokes,
797 So. 2d at 386 (¶14)). In this case, the conversation at issue occurred as many as two
hours after the shooting, and Mitchell was “just talking . . . normal.” By this time, Mitchell
had received medical treatment, and her condition had stabilized to the point that she could
see visitors. Under these circumstances, we cannot say that the trial judge abused his
discretion by finding that Mitchell was no longer “under the stress of excitement” when she
spoke to McCall and Carter. MRE 803(2). Accordingly, the trial judge did not abuse his
discretion by excluding their testimony pursuant to the hearsay rule.
¶21. Manuel also briefly argues that the exclusion of McCall’s and Carter’s testimony
violated “his constitutional right to confront his accuser” (Mitchell). However, Mitchell
9 testified at trial and was subject to full cross-examination. Moreover, Manuel did not argue
at trial that Mitchell’s alleged statements were admissible to impeach Mitchell. See MRE
613(b). Accordingly, this argument is without merit.
III. The trial judge did not abuse his discretion by excusing a juror and replacing her with an alternate, nor can Manuel show that he was prejudiced by the substitution.
¶22. During voir dire, the judge asked the potential jurors whether any of them had a
“family member” who had been convicted of a felony. Prior to the third day of trial, the
court learned that one juror, M.J., lived at the same address as another individual with the
same surname who had been the subject of a multi-count indictment for, inter alia, being a
felon in possession of a weapon. Although that indictment was nolle prosequied, it did
indicate that a family member living at the same address as M.J. had a prior felony
conviction—a fact that M.J. failed to disclose during voir dire. The judge and counsel then
questioned M.J. outside the presence of the other jurors. M.J. testified that her listed address
was actually her grandmother’s house. She said that she used the address to “go to school
on” but had not lived there since she was four years old. She was then asked about two
cousins and an uncle who used the same address. She stated two of them lived at the address,
and the third only used it for school. She stated that she knew that one of them sold drugs,
that another had “a long list of . . . crimes,” and that the third had been “in some trouble a
while back.” She explained that she did not respond to the judge’s question during voir dire
because she only knew that they had committed “crimes” and “didn’t know for sure if they
had felonies.” The judge ultimately dismissed M.J. from the jury over Manuel’s objection.
10 On appeal, Manuel argues that the trial judge abused his discretion because M.J. “did not
have any specific knowledge about her distant relatives’ criminal history.”
¶23. “The dismissal of a juror for good cause and her replacement with an alternate is
within the sound discretion of the trial judge.” Stevens v. State, 513 So. 2d 603, 604 (Miss.
1987). In addition, a defendant alleging that a juror was erroneously dismissed and replaced
by an alternate must “show actual prejudice resulting from the excusal and substitution.”
Shaw v. State, 540 So. 2d 26, 28 (Miss. 1989). As this Court has put it, although a defendant
“has the right to be tried by a fair and impartial jury, he does not have a vested right to any
particular juror.” Horton v. State, 726 So. 2d 238, 248 (¶41) (Miss. Ct. App. 1998).
¶24. Applying these standards, Manuel fails to establish reversible error. To begin with,
we cannot say that the trial judge abused his discretion because the record supports the
judge’s finding that M.J. was less than forthcoming during voir dire. More important,
Manuel wholly fails to “show actual prejudice.” Shaw, 540 So. 2d at 28. Indeed, Manuel
does not even attempt to explain how he was prejudiced by M.J.’s dismissal, and nothing
suggests that the alternate who replaced M.J. was anything but a qualified and impartial juror.
Accordingly, this issue is without merit.
IV. The trial judge did not abuse his discretion by collecting all jury panel information sheets and placing them under seal during trial, nor can Manuel show that he was prejudiced by this precaution.
¶25. On the morning of the second day of trial, the judge informed counsel that a juror had
reported to a bailiff that she had been contacted the previous evening and believed that the
contact was related to the case. Outside the presence of the other jurors, the juror stated that
11 a high school classmate (“Michael”), whom she had not seen in years, sent her a Facebook
message the previous evening and asked her to “call [him] real quick.” When the juror called
him, Michael said that he and “Mook” “need[ed] to see [her] in person” that night because
they “need[ed] to ask her something.” The juror had seen “Mook” at the courthouse that day
and believed that his presence was related to the case. The juror felt threatened because
Michael and Mook wanted to meet in person but would not say why or what they needed to
ask her. The juror stated that she had not spoken to Michael or Mook in years and that there
was no reason for either of them to have contacted her. The juror declined to meet with them
and instead reported the incident to a bailiff the next morning. Without objection, the judge
excused the juror and replaced her with an alternate. In addition, the prosecutor reported that
witnesses in the case had received threats from persons related to or associated with Manuel,
and a bailiff reported that Manuel had removed his copy of the jury panel information sheets
from the courtroom during the first day of trial. Based on this information, the judge directed
counsel to hand their jury panel information sheets to his court administrator to be kept for
the duration of the trial. The judge stated that the sheets were being collected “for security
reasons” only and would be kept under “seal” and would “not be looked at by anybody.”
Manuel did not object. Indeed, Manuel’s counsel stated that he had left the sheets “on [his]
kitchen table” because he “didn’t think he would need [them].” Counsel offered to retrieve
the sheets and bring them to the court administrator during lunch.
¶26. On appeal, Manuel argues that the judge’s directive regarding the jury panel
information sheets violated Rule 17.6(a)(1) of the Mississippi Rules of Criminal Procedure
12 by requiring counsel to disclose attorney work product. Manuel also argues that the judge’s
directive required his trial attorney to disclose confidential information in violation of Rule
1.6 of the Mississippi Rules of Professional Conduct.
¶27. This issue is both procedurally barred and without merit. Manuel waived the issue
because he did not object at trial. See, e.g., Smith v. State, 724 So. 2d 280, 313 (¶127) (Miss.
1998) (“A trial judge will not be found in error on a matter not presented to him for
decision.” (quoting Jones v. State, 606 So. 2d 1051, 1058 (Miss. 1992))). In addition,
Manuel fails to articulate how he was prejudiced by this precaution. Indeed, his trial counsel
had left the sheets at home because “didn’t think he would need [them].” Finally, counsel
was not required to disclose work product or confidential client information because the
sheets were kept under seal and not disclosed to anyone.2
V. Manuel’s habitual-offender sentence is not plain error or a manifest miscarriage of justice.
¶28. Manuel’s indictment alleged that he was a habitual offender under Mississippi Code
Annotated section 99-19-81 (Rev. 2020) because he had been convicted of at least two prior
felonies, namely, the sale of hydrocodone in Hinds County Circuit Court case number 08-1-
180-01, and the sale of hydrocodone in Hinds County Circuit Court case number 08-1-181-
01. In conformity with section 99-19-81, the indictment also alleged that the two prior
convictions were based on “charges separately brought” and arose “out of separate incidents
2 For this reason, the only case that Manuel cites—Thorson v. State, 721 So. 2d 590 (Miss. 1998)—is readily distinguishable. In Thorson, the Supreme Court held “that the defense is not entitled to discover a prosecutor’s notes made about jurors during the voir dire.” Id. at 596 (¶15). Here, the State did not “discover” anything because both sides’ jury panel information sheets were kept under seal for the duration of trial.
13 at different times.” Both prior convictions and sentencing orders were entered on the same
date, March 9, 2009.
¶29. At Manuel’s sentencing hearing, the State introduced certified copies of the
sentencing orders from Manuel’s two prior convictions. The judge initially noted that the
two orders appeared to be “identical” and asked the State for clarification. The prosecutor
then pointed out that the orders were from two different cases. The judge asked whether the
State had “anything further,” and the prosecutor stated, “No, Your Honor, other than the fact
that I believe that we’ve presented evidence that shows that he has been charged with two
different felonies arising out of separate charges, separate times, and sentenced to a term of
one year or more.” The judge then asked whether Manuel had any evidence or argument he
wished to present, and defense counsel stated that he had nothing to present other than letters
of support for Manuel, which the judge had already received and reviewed. The judge then
sentenced Manuel as a habitual offender under section 99-19-81.
¶30. In his opening brief on appeal, Manuel argues—for the first time—that the trial judge
erred by sentencing him as a habitual offender because the sentencing orders from his two
prior convictions do not establish that the convictions arose “out of separate incidents at
different times.” Miss. Code Ann. § 99-19-81. Manuel concedes that he failed to raise this
issue in the trial court, but he argues that we may address the issue under the plain error
doctrine. See, e.g., Green v. State, 183 So. 3d 28, 30-31 (¶6) (Miss. 2016). In response, the
State filed a motion to supplement the record with the indictments underlying Manuel’s two
prior convictions. Manuel did not respond to the State’s motion, and a panel of this Court
14 granted the motion. Manuel v. State, No. 2020-KA-00711-COA (Miss. Ct. App. Mar. 17,
2021) (order). The indictments in the supplemental record show that Manuel’s two prior
convictions arose from two different drug sales that occurred on different days—one on
August 20, 2008, and the other on August 26, 2008. Thus, Manuel’s prior convictions
clearly arose “out of separate incidents at different times,” as required by the statute. See,
e.g., Cook v. State, 161 So. 3d 1057, 1069-70 (¶¶34-38) (Miss. 2015). Accordingly, the State
argues that the trial judge did not commit “plain error” in sentencing Manuel.
¶31. “Plain-error review is properly utilized for correcting obvious instances of injustice
or misapplied law.” Green, 183 So. 3d at 31 (¶6) (quotation marks omitted). “[T]o
determine if plain error has occurred, we must determine if the trial court has deviated from
a legal rule, whether that error is plain, clear, or obvious, and whether the error has
prejudiced the outcome of the trial.” Id. (quotation marks and brackets omitted). In addition,
“[f]or the plain-error doctrine to apply, there must have been an error that resulted in a
manifest miscarriage of justice or seriously affects the fairness, integrity or public reputation
of judicial proceedings.” Hall v. State, 201 So. 3d 424, 428 (¶12) (Miss. 2016) (quotation
marks and brackets omitted).
¶32. Interpreting section 99-19-81, the Supreme Court and this Court have held that crimes
committed on the same day can satisfy the statutory requirement of “arising out of separate
incidents at different times,” even if the crimes were committed only minutes apart. For
example, in Pittman v. State, 570 So. 2d 1205, 1206-07 (Miss. 1990), the Supreme Court
held that the defendant was properly sentenced as a habitual offender even though his two
15 prior convictions were for burglaries committed on the same day at two adjacent elementary
schools that shared a common walkway, auditorium, and cafeteria. The Court stated that the
record was silent as to whether the defendant committed the two burglaries “on one trip to
the school ‘complex’ or two.” Id. at 1206. But the Court held that even if the defendant
committed the two burglaries “as quickly as one could physically accomplish the[] acts, one
after the other,” they would still be “separate incidents at different times.” Id. at 1207.
¶33. Similarly, in Crump v. State, 288 So. 3d 364, 369-72 (¶¶12-22) (Miss. Ct. App. 2019),
this Court held that a defendant’s prior convictions for burglary of a business and, on the
same day, burglary of a car parked in the business’s parking lot arose from “separate
incidents at different times.” We held that the defendant’s crimes against the property of two
different persons were “separate” even though they “occurred in close proximity to each
other and on the same day.” Id. at 371 (¶22); see also Davis v. State, 850 So. 2d 176, 179-80
(¶¶13-17) (Miss. Ct. App. 2003) (holding that prior convictions for burglary of a dwelling
and aggravated assault arose from “separate incidents at different times”—even though the
crimes were committed “within minutes of each other,” and the defendant was convicted of
aggravated assault for firing a gun he took from the dwelling).
¶34. In addition, in Cook, the Supreme Court held that the defendant’s prior convictions
for stealing four-wheelers from different locations on the same day arose from “separate
incidents at different times.” Cook, 161 So. 3d at 1069-70 (¶¶34-38). The Court stated that
“[a]lthough the crimes occurred on the same day, [the defendant was] charged in two
separate indictments for stealing four-wheelers from two different persons in different
16 locations . . . .” Id. at 1070 (¶38).
¶35. Here, based on the indictments contained in the supplemental record on appeal,
Manuel was properly sentenced as a habitual offender. As noted above, the indictments
show that Manuel was separately charged and convicted for two drug sales that occurred
several days apart. Under the precedents discussed above, the two drug sales clearly
constitute “separate incidents at different times” for purposes of section 99-19-81.
¶36. The partial dissent nonetheless argues that we should vacate Manuel’s habitual-
offender sentence based on this Court’s decision in Floyd v. State, 155 So. 3d 883, 889-90
(¶¶19-20) (Miss. Ct. App. 2014). In Floyd, the trial court sentenced the defendant as a
habitual offender based on a prior sentencing order that showed he previously pled guilty to
three counts of transfer of a controlled substance on the same day. Id. at 890 (¶19). On
appeal, this Court held that the trial court erred by sentencing the defendant as a habitual
offender because the record did not establish that his three prior convictions arose “out of
separate incidents at different times.” Id. at (¶20).
¶37. However, this Court’s opinion in Floyd is inapposite because it did not apply or even
mention the plain-error doctrine.3 Moreover, Floyd is distinguishable because the
3 The partial dissent notes that a review of the briefs in Floyd shows that the State argued the plain-error doctrine applied. Ante at n.6. In Floyd, the State discussed the plain- error doctrine only in its supplemental brief, and even then it devoted only one paragraph to the issue. More important, this Court’s opinion in Floyd did not mention, let alone apply, the plain-error doctrine. Therefore, Floyd has no precedential value as a plain-error case. See, e.g., Alias v. City of Oxford, 70 So. 3d 1114, 1118 (¶16) (Miss. Ct. App. 2010) (“It is a long-standing legal principle that a decision is not precedent for a legal point if that point is not considered by the reviewing court.”); Johnson v. State, 44 So. 3d 400, 408 (¶23) (Miss. Ct. App. 2010) (“[I]f a point is not considered by a reviewing court in a previous decision, it is not regarded as precedent[.]”).
17 supplemental record in this case shows that Manuel’s two prior convictions clearly satisfy
the requirements for sentencing under section 99-19-81. As stated above, under the plain-
error doctrine, we will not reverse unless there has “been an error that resulted in a manifest
miscarriage of justice or seriously affects the fairness, integrity or public reputation of
judicial proceedings.” Hall, 201 So. 3d at 428 (¶12) (quotation marks and brackets omitted).
Given that Manuel is a habitual offender, his habitual-offender sentence is hardly a
“miscarriage of justice.” Nor does it seriously affect the fairness, integrity, or public
reputation of judicial proceedings.
¶38. In support of his plain-error argument, Manuel relies on Grayer v. State, 120 So. 3d
964 (Miss. 2013), but Grayer is also distinguishable. In Grayer, the Supreme Court stated,
[A]lthough the State informed the circuit court that it had certified copies of Grayer’s prior convictions and had provided copies to Grayer and his counsel, [the State] failed to place the certified copies into the record or to offer any evidence to support Grayer’s habitual-offender status, other than a recitation of his prior felony convictions. Simply put, the State failed to prove Grayer’s prior convictions by competent evidence. Therefore, we find that the circuit court committed error, rising to the level of plain error, by sentencing Grayer as a habitual offender without evidence of his prior convictions.
Id. at 969 (¶19). This case is distinguishable from Grayer because the State proved Manuel’s
prior convictions “by competent evidence” that was properly introduced at the sentencing
hearing.
¶39. In sum, we hold that Manuel’s sentence as a habitual offender is not a manifest
miscarriage of justice because the supplemental record shows that Manuel is a habitual
offender. Therefore, Manuel is not entitled to relief under the plain-error doctrine.
CONCLUSION
18 ¶40. Manuel fails to show any error or abuse of discretion in any of the trial judge’s rulings
during trial. In addition, Manuel fails to show that his sentence as a habitual offender
constitutes a miscarriage of justice or plain error.
¶41. AFFIRMED.
BARNES, C.J., CARLTON, P.J., GREENLEE, LAWRENCE AND SMITH, JJ., CONCUR. EMFINGER, J., CONCURS IN PART AND IN THE RESULT WITHOUT SEPARATE WRITTEN OPINION. McDONALD AND McCARTY, JJ., CONCUR IN PART AND DISSENT IN PART WITHOUT SEPARATE WRITTEN OPINION. WESTBROOKS, J., CONCURS IN PART AND DISSENTS IN PART WITH SEPARATE WRITTEN OPINION, JOINED BY McDONALD AND McCARTY, JJ.
WESTBROOKS, J., CONCURRING IN PART AND DISSENTING IN PART:
¶42. While I agree with the majority’s position on all other issues in this case, I disagree
with the majority’s conclusion that Manuel’s habitual-offender sentence pursuant to
Mississippi Code Annotated section 99-19-81 (Rev. 2020) fails to constitute a manifest
miscarriage of justice that would rise to the level of plain error. Therefore, I respectfully
dissent in part.
¶43. Manuel contends that his sentence as a habitual offender pursuant to section 99-19-81
was illegal and unconstitutional because the State failed to prove beyond a reasonable doubt
that he had incurred two felony charges “arising out of separate incidents at different times.”
Miss. Code Ann. § 99-19-81. Defense counsel did not challenge the sufficiency of this proof
at trial, but Manuel correctly asserts that this Court may address the issue under the plain-
error doctrine to determine whether the court imposed an illegal sentence.
¶44. This Court’s review is normally limited to the de novo standard for issues of law, or
the abuse of discretion standard for issues of fact. The plain-error doctrine does not give this
19 Court the opportunity to rehear cases at the appellate level any more than it gives the State
the opportunity to retry cases at the appellate level. Instead, the plain-error doctrine is
designed to open up our limited standard of review to prevent injustice from being used as
a means to achieve a legally acceptable end. The doctrine allows this Court to correct
prejudicial errors, to prevent miscarriages of justice, to protect fundamental rights and the
integrity of the court system, and to assure fairness. Swinney v. State, 241 So. 3d 599, 605
(¶14) (Miss. 2018); Hall v. State, 201 So. 3d 424, 428 (¶12) (Miss. 2016); Grayer v. State,
120 So. 3d 964, 969 (¶15) (Miss. 2013). The doctrine allows us to reach beyond the review
for abuse of discretion to correct “obvious” error. Green v. State, 183 So. 3d 28, 31 (¶6)
(Miss. 2016).
¶45. The Mississippi Supreme Court has explained that “[t]he plain error doctrine is
employed only in situations when a defendant’s substantive or fundamental rights are
affected.” Swinney, 241 So. 3d at 605 (¶14) (quoting Green, 183 So. 3d at 31 (¶6)).
“Plain-error review is properly utilized for correcting obvious instances of injustice or
misapplied law.” Id. Our Supreme Court specifically found that a defendant’s argument that
the State failed to prove his habitual-offender status with competent evidence was reviewable
for plain error. Grayer, 120 So. 3d at 969 (¶16). The Grayer court set forth the following
test for plain-error review: “To determine if plain error has occurred, this Court must
determine ‘if the trial court has deviated from a legal rule, whether that error is plain, clear[,]
or obvious, and whether that error has prejudiced the outcome of the trial.’” Id. at (¶15)
(quoting Lafayette v. State, 90 So. 3d 1215, 1220 (¶18) (Miss. 2012)).
20 I. Deviation from a Legal Rule
¶46. We must first look to the statute and burden of proof to determine whether the trial
court deviated from a legal rule. Section 99-19-81 provides in part, as it did in early 2015:
Every person convicted in this state of a felony who shall have been convicted twice previously of any felony or federal crime upon charges separately brought and arising out of separate incidents at different times and who shall have been sentenced to separate terms of one (1) year or more in any state and/or federal penal institution, whether in this state or elsewhere, shall be sentenced to the maximum term of imprisonment prescribed for such felony . . . .
(Emphasis added).
¶47. A further breakdown of the pertinent statutory elements of section 99-19-81 is as
follows: (1) A person (2) convicted of a felony (3) in Mississippi (4) who was twice
previously convicted (5) of any felony, state or federal, (6) upon charges separately brought
and (7) arising out of separate incidents at different times, (8) with each sentence being for
a separate term of one year or more (9) in any state and/or federal penal institution. The
statutory element at issue is whether the previous convictions were ones “arising out of
separate incidents at different times.” Our Supreme Court has provided the following
valuable guidance for the analysis of this element:
Our problem is that the text does not tell us how distant in time the prior criminal acts must be.
....
But before such behavior should be labeled habitual, it would seem that the events should be sufficiently separate that the offender’s criminal passions may have cooled so that he has time to reflect, and if after such an interval the individual forms and actualizes a new criminal design, and then does so a third time, he should be met with all of the power of the public force. Conversely,
21 two offenses committed in rapid succession do not suggest the same repetitiveness of criminal design such that the offender may be thought predictably habitual thereafter, or deserving of severe sanction.
Pittman v. State, 570 So. 2d 1205, 1206 (Miss. 1990) (emphasis added); accord Crump v.
State, 288 So. 3d 364, 370 (¶15) (Miss. Ct. App. 2019). The majority cites Pittman and
Crump to support the premise that crimes in close temporal proximity can be used to support
a finding under this element, but the majority ignores the guidance quoted above.4
¶48. Procedurally, habitual offenders receive bifurcated trials to determine whether they
qualify for an enhanced penalty. Seely v. State, 451 So. 2d 213, 214 (Miss. 1984). At the
sentencing portion of the trial, “the circuit judge is to . . . determin[e] whether the habitual
offender part of the indictment is established by the requisite degree of proof.” Conner v.
State, 138 So. 3d 143, 151 (¶20) (Miss. 2014). The State has the burden of proving the
elements in the applicable habitual-offender statute, and the elements must be proved beyond
a reasonable doubt. Id. at (¶¶20-21). “[T]he state has the same burden of proof as to the
habitual offender portion of the indictment as it has on the principal charge.” Id. at (¶21)
(quoting Young v. State, 507 So. 2d 48, 50 (Miss. 1987)). “The defendant has the same rights
at the habitual-offender sentencing hearing as at trial.” Id. The Supreme Court emphasized
that “a bifurcated trial means a full two-phase trial prior to any finding that the defendant is
4 Specifically, Crump (citing Pittman) observes, “In order for an offender’s criminal activity to be labeled habitual, ‘the events should be sufficiently separate that the offender’s criminal passions may have cooled so that he has time to reflect, and if after such an interval the individual forms and actualizes a new criminal design’”—which is exactly what the State failed to do in this case. Crump, 288 So. 3d at 370 (¶15) (quoting Pittman, 570 So. 2d at 1206). Additionally, “Pittman correctly reminds us that the prosecution bore the burden of proving each element of his habitual offender status beyond a reasonable doubt, the same as at any criminal proceeding.” Pittman, 570 So. 2d at 1206.
22 [a] habitual offender and subject to enhanced punishment.” Id.
¶49. To determine if there was a deviation from the rule, we must determine whether the
State presented sufficient evidence at the sentencing hearing to show that Manuel was a
habitual offender under section 99-19-81. Brown v. State, 217 So. 3d 805, 807 (¶5) (Miss.
Ct. App. 2017) (“The relevant question is whether, after viewing the evidence in the light
most favorable to the prosecution, any rational trier of fact could have found the essential
elements of the crime beyond a reasonable doubt.”). Our Supreme Court has observed that
“there appears to be some tendency to routinely allow the State to produce some
documentation of prior offenses and for the trial court to perfunctorily find the defendant [a]
habitual offender, then routinely pass out the sentence mandated . . . .” Seely, 451 So. 2d at
215. Our Supreme Court is adamant that the sentencing portion of the habitual-offender
status hearing should not be deficient and that a full two-phase trial should occur. See
Young, 507 So. 2d at 50 (holding that no true two-phase trial occurred when the State
produced documents at the sentencing phase without the proper foundation, declaring
“Certainly, no two-phase trial occurred. The state simply introduced the documents to prove
prior convictions, and that was that. This is the epitome of the evil against which the Seely
court protested.”).
¶50. At Manuel’s sentencing proceedings, the State presented the trial court with two
certified copies of prior sentencing orders, which were marked and received into evidence.
As the trial court struggled to tell the documents apart, the following exchange ensued:
THE COURT: All right. Do you have any -- what I’m looking at is -- it looks like two pages of the same document. Am I
23 looking at that wrong?
Mr. McNAMARA: Your Honor, one is labeled as 08-1180 and one is 08-1181.
THE COURT: All right. Hold on a second. I’m going to hand these back to you. Are you telling me that these documents are not identical to one another? Show me -- tell me what you’re talking about.
Mr. McNAMARA: Yes, Your Honor. In the -- the cause number –
THE COURT: Yeah.
Mr. McNAMARA: -- this one is 08-1180. The cause number in the second is 08-1181.
THE COURT: Okay. All right. Very well. Okay. I see. Do you have anything further?
Mr. McNAMARA: No, Your Honor, other than the fact that I believe that we’ve presented evidence that shows that he has been charged with two different felonies arising out of separate charges, separate times, and sentenced to a term of one year or more. That would be all, Your Honor.
¶51. It is true that “sentencing orders are competent evidence of previous convictions.”
Harper v. State, 887 So. 2d 817, 828 (¶49) (Miss. Ct. App. 2004) (citing Duplantis v. State,
708 So. 2d 1327, 1347 (¶101) (Miss. 1998)). Even so, an analysis of cases in which
sentencing orders are used as evidence of prior crimes to prove habitual-offender status
reveals that sentencing orders typically have different dates and are supplemented with
additional documents, such as indictments. This makes clear to the trial court that the
charges arose out of separate incidents at different times. See Moore v. State, 631 So. 2d
805, 806 (Miss. 1994) (holding that copies of indictments and sentencing orders with
24 separate dates are sufficient); Heidelberg v. State, 45 So. 3d 730, 733 (¶13) (Miss. Ct. App.
2010) (holding that sentencing orders depicting a defendant’s convictions for different crimes
listed in different years are admissible as evidence); accord Brown, 217 So. 3d at 807 (¶7)
(holding that three sentencing orders were insufficient proof that a defendant actually served
over one year for his convictions under the violent habitual-offender statute).
¶52. A further survey of cases specifically analyzing the statutory language “separate
incidents at different times” shows that there is always some evidence provided to show the
crimes were indeed separate incidents at different times. See Cook v. State, 161 So. 3d 1057,
1070 (¶¶37-38) (Miss. 2015) (holding prior crimes as separate incidents at different times
when the record showed prior indictments proved that a grand larceny charge, while
committed on the same date, was at a different location and committed against a different
victim); Burt v. State, 493 So. 2d 1325, 1329 (Miss. 1986) (holding as separate crimes two
felony convictions proved by indictments showing different dates for prior burglary offenses,
as well as two different dwellings and victims, even though the date of the conviction was
the same); Jones v. State, 304 So. 3d 702, 705 (¶¶6-7, 10) (Miss. Ct. App. 2020) (finding
charges were sufficiently separate and distinct when both offenses occurred on the same date,
but the record showed the State proffered indictments and sentencing orders describing grand
larceny and burglary of two different automobiles, presumably with different two different
victims); Davis v. State, 850 So. 2d 176, 179-80 (¶¶14, 16-17) (Miss. Ct. App. 2003)
(holding two crimes—a burglary followed by an aggravated assault—arose from separate
incidents because although the crimes were close together in time, the latter offense was
25 committed against a different victim).
¶53. A review of the sentencing orders offered in Manuel’s trial court proceedings, as well
as a review of his indictment as a habitual offender, shows that there is no mention of the
date, location, or a description of the two crimes. The indictment describes the crimes as
follows:
[T]he said Lorenzo Manuel, having been previously convicted of at least two felonies, to-wit: the crime of sale of hydrocodone in the Circuit Court of the First Judicial District of Hinds County, Mississippi, on 03-02-2009, in Cause number 08-1-180-01 in said Court, and the crime of sale [of] hydrocodone in the Circuit Court of the First Judicial District of Hinds County, Mississippi, on 03-02-2009, in cause number 08-1-181-01 in said Court, each of said felony convictions being upon charges separately brought and arising out of separate incidents at different times . . . .
The sentencing orders are similarly short of facts surrounding the incidents. All the
information, including the charge, sentence, and sentencing date, is identical except for the
cause number.
¶54. On the whole, it appears the State need not provide much in the way of evidence that
the crimes arose out of separate incidents at different times. The majority points to Pittman,
where burglaries of neighboring Dotson and Wilson Elementary Schools were found to be
separate incidents under the habitual-offender statute when they were committed on the same
night.5 Pittman, 570 So. 2d at 1206-07. Similarly in Crump, another case the majority cites,
the defendant’s convictions of burglary of two entities in the same day—a car owned by one
victim and a business owned by another—were upheld under the habitual-offender statute.
5 Notably, the record is silent on whether the offenses were committed on one trip to the school “complex” or two. Pittman, 570 So. 2d at 1206.
26 Crump, 288 So. 3d at 370-72 (¶¶15-22). I do not suggest that crimes committed in close
proximity in time cannot be used for habitual offender sentencing, as “the statute’s language
offers no bright-line rule as to how distant in time the prior criminal acts must be.” Id. at 370
(¶15) (internal quotation marks omitted). However, these cases are easily distinguishable
from Manuel’s case. In Pittman, Crump, and each of the additional cases we surveyed, the
“separate incidents” could be distinguished and established because the State had provided
adequate information to show different dates, different victims, or a sufficient lapse in time
between the crimes for an offender’s criminal passions to cool. In the present case, there is
a glaring absence in the record of such facts. In Manuel’s case the State provided no
evidence during the sentencing phase of the trial to prove the statutory element that these
convictions were ones “arising out of separate incidents at different times,” aside from
different cause numbers.
¶55. The State must provide some evidence that establishes each element of the statute
beyond a reasonable doubt, including the requirement that the prior crimes “ar[ose] out of
separate incidents at different times.” Miss. Code Ann. § 99-19-81. In the present case, the
sentencing orders indisputably proved the existence of the prior crimes beyond a reasonable
doubt. However, it is apparent from the record that the prosecution deviated from the legal
standard when it did not prove the essential statutory element of “separate incidents at
different times” beyond a reasonable doubt. Id. Thus, this prong of the plain-error-review
inquiry is met.
II. Plain, Clear, or Obvious Error
27 ¶56. Next, we must determine “whether that error is plain, clear[,] or obvious.” Grayer,
120 So. 3d at 969 (¶15). Here the error is “plain, clear, or obvious” because the trial court’s
actions contradict this Court’s prior ruling in a nearly identical case. In Floyd v. State, 155
So. 3d 883, 890 (¶19) (Miss. Ct. App. 2014), the State produced to the trial court a prior
order from the Harrison County Circuit Court that recorded Floyd’s guilty plea to three
charges as evidence to establish Floyd’s habitual-offender status. As in the present case, the
charges described were indistinguishable except for their cause numbers, with the order
stating that Floyd was found guilty of “transfer of a controlled substance in B24019800717
and transfer of a controlled substance—2 cts. in B24019800865.” Id. The record also
included a second order revoking probation and ordering Floyd to serve three concurrent
sentences. Id. Under plain error review,6 this Court held these orders were not enough
because “[t]he record does not include any further information on these three charges, as
required by section 99-19-81—whether they constitute at least two prior charges separately
brought and arising out of separate incidents at different times.” Id. at (¶20) (internal
quotation marks omitted). This Court concluded by cautioning against the perfunctory
6 Floyd’s precedential value is in its set of nearly identical facts. On these similar facts, this Court relied on Supreme Court holdings and reached a different holding than the majority opinion in the present case. Although the Floyd court did not mention plain-error review in its opinion, Floyd did not object at the trial level to the State’s evidence for his adjudication as a habitual offender, which the State pointed out in its appellee’s brief. The result is that plain-error review was the only avenue for review of this issue, as the State indicated in its supplemental appellate briefing. See MRE 103(f). Because it is implausible that this Court did not use plain-error review under these circumstances, as the majority suggests, this case is of enormous precedential value. We may take judicial notice of Court of Appeals’ files. Crawford v. Fisher, 213 So. 3d 44, 47 (¶10) (Miss. 2016). We take judicial notice that there was no contemporaneous objection to this issue in Floyd, and thus the issue was only reviewable for plain error as described in the State’s briefs.
28 finding of defendants as habitual offenders. Id. (citing Young, 507 So. 2d at 50). This Court
subsequently vacated Floyd’s sentence, holding that the State “failed to follow the statutory
requirements to prove his habitual offender status.” Id. at (¶21). Floyd’s case was remanded
for re-sentencing with the understanding that “the State [was] not entitled to a second chance
to prove the defendant’s habitual-offender status on remand.” Id. Given this case, as well
as the “obvious” understanding that each element of the habitual offender statute must be
met, it is clear that the error by the trial court was “plain, clear[,] or obvious.” Brown, 217
So. 3d at 807 (¶5); Grayer, 120 So. 3d at 969 (¶15). Therefore this prong of plain error
review is also met.
III. Error that Prejudiced the Outcome of the Trial
¶57. This court must also determine “whether that error has prejudiced the outcome of the
trial.” Id. “Generally, an illegal sentence causes the defendant prejudice.” Edwards v. State,
839 So. 2d 578, 580 (¶8) (Miss. Ct. App. 2003) (citing Robinson v. State, 836 So. 2d 747,
748 (¶¶3-5) (Miss. 2002)). “[A]n illegal sentence is one that ‘does not conform to the
applicable penalty statute.’” Grayer, 120 So. 3d at 969 (¶16) (quoting Foreman v. State, 51
So. 3d 957, 962 (¶22) (Miss. 2011)). Furthermore, the United States Supreme Court has
analyzed an error for its effect on a defendant’s “substantial rights” while acknowledging that
the inquiry of whether error has a serious effect on “the fairness, integrity[,] or public
reputation of judicial proceedings” is “independent of the defendant’s innocence.” United
States v. Olano, 507 U.S. 725, 736-37 (1993). Olano is one example of how the United
States Supreme Court does not view plain error with an eye to the end result. As discussed
29 above, it is clear that the State’s evidence fell short and did not conform to the statute at the
trial when sentencing Manuel as a habitual offender, making his sentence illegal and thus
prejudicial. Given this insufficiency and the foregoing cases, obvious error is present that
prejudiced the outcome of the trial, and thus this prong is met as well.
IV. Substantive or Fundamental Rights and the Integrity of the Judicial System
¶58. Finally, we must assess whether a fundamental right has been injured, because “[t]he
plain error doctrine is employed only in situations when a defendant’s substantive or
fundamental rights are affected.” Swinney, 241 So. 3d at 605 (¶14). Additionally, plain-error
review is used to protect “the integrity of the court system . . . and to assure fairness.”
Grayer, 120 So. 3d at 969 (¶15). “Just as providing proper jury instructions and correctly
weighing evidence affect fundamental rights, basing a sentence enhancement on insufficient
evidence [also] affects an individual’s fundamental rights.” Williams v. State, 794 So. 2d
181, 188 (¶¶28-29) (Miss. 2001) (reversing judgment and remanding for re-sentencing after
finding plain error), overruled on other grounds by Brown v. State, 955 So. 2d 698, 703
(¶19-20) (Miss. 2008). “An accused has a fundamental right to be free of an illegal
sentence.” Grayer, 120 So. 3d at 969 (¶16).
¶59. After Manuel appealed his habitual-offender sentence, the State supplemented the
appellate court record with indictments for Manuel’s prior offenses per this Court’s March
17, 2021 order. The indictments do in fact list two separate dates for the crimes used to
determine Manuel’s habitual-offender status. This is the evidence that should have been
provided at Manuel’s trial court sentencing hearing. The majority improperly points to the
30 indictments that the State provided to the appellate court as sufficient to satisfy the statutory
requirements for sentencing under section 99-19-81. Since the indictments supplied to the
appellate court indicate that Manuel was indeed eligible to be sentenced as a habitual
offender, the majority posits that his sentence enhancement was not a “manifest miscarriage
of justice.” The majority would have this Court review plain error with an eye toward the
end result instead of adhering to our role of reviewing the actions of the trial court for error.
¶60. In Rosales-Mireles v. United States, 138 S. Ct. 1897 (2018), the United States
Supreme Court addressed the same stance the majority takes when an inmate was sentenced
to a longer-than-necessary sentence based on an error in calculating the petitioner’s
sentencing guidelines. Id. at 1905. The United States argued that in the end, the incorrect
sentence still fell within the Federal Sentencing Guidelines range and was presumptively
reasonable. Id. at 1910. The United States Supreme Court, however, determined that the end
result does not justify the error that the trial court made, stating that “[b]efore a court of
appeals can consider the substantive reasonableness of a sentence, ‘[i]t must first ensure that
the district court committed no significant procedural error, such as failing to calculate (or
improperly calculating) the Guidelines range.’” Id. at 1910 (quoting Gall v. United States,
552 U.S. 38, 51 (2007)). “This makes eminent sense, for the district court is charged in the
first instance with determining whether, taking all sentencing factors into consideration, . . .
a sentence is ‘sufficient, but not greater than necessary.’” Id. (quoting 18 U.S.C. § 3553).
The Supreme Court reasoned that “regardless of its ultimate reasonableness, a sentence that
lacks reliability because of unjust procedures may well undermine public perception of the
31 proceedings. . . . [T]he mere fact that Rosales-Mireles’ sentence falls within the corrected
Guidelines range does not preserve the fairness, integrity, or public reputation of the
proceedings.” Id. (citations omitted) (emphasis added).
¶61. In the present case, the majority repeats the circuit court’s error from Rosales-Mireles.
It fails to contemplate that this Court is designed to correct errors at the trial level, not to give
the State a second chance to try the case on appeal. Few things would more seriously affect
the fairness, integrity, or public reputation of judicial proceedings than to allow the State to
essentially retry cases for which it provided insufficient evidence at trial by supplying the
appellate court with additional evidence. Furthermore, to let such a ruling by the trial court
stand would be tantamount to ratifying the State’s ineptitude with regard to its duty to prove
each element of the statute beyond a reasonable doubt at the trial level. Since these
indictments were not provided at the trial court level, they should not be taken into
consideration by this Court when reviewing the trial court’s error in sentencing Manuel as
a habitual offender.
¶62. It is difficult to imagine a more “obvious” miscarriage of justice and threat to the
integrity of the court system and Manuel’s fundamental rights than the present case.
Manuel’s habitual-offender status, while not impacting his sentence for second-degree
murder under Mississippi Code Annotated section 97-3-21 (Rev. 2014),7 seriously impacts
his consecutive sentence for aggravated assault under Mississippi Code Annotated section
7 “No person sentenced for . . . [m]urder in the second degree, as defined in Section 97-3-19 [on or after June 30, 1995], shall be eligible for parole[.]” Miss. Code Ann. § 47-7- 3(1)(d) (Supp. 2021).
32 97-3-7 (Rev. 2014). A habitual offender is not eligible for the earned-time allowance. Miss.
Code Ann. § 47-5-139(1)(b) (Rev. 2015). A habitual offender is not eligible for parole. Id.
§ 47-7-3(1)(a) (Supp. 2014). A habitual offender is not eligible for early release. See id.
§ 47-7-3.2(2)(b) (Supp. 2014). A habitual offender is not eligible for geriatric parole. Id.
§ 47-7-3(h)(iii)(1) (Supp. 2021). Manuel’s conviction for aggravated assault under section
97-3-7, as one of the violent offenses specifically listed in Mississippi Code Annotated
section 97-3-2 (Rev. 2014), falls squarely within the list of crimes now eligible for parole
“after having served fifty percent (50%) or twenty (20) years, whichever is less, of the
sentence . . . .” Id. § 47-7-3(h)(i)(2) (Supp. 2021). The improper application of the habitual-
offender enhancement to Manuel’s aggravated-assault sentence will prevent his ability to
apply for these reductions in his sentences when the time comes. Because of the foregoing,
it is apparent that Manuel’s fundamental rights were impacted, and the error is one that
affects the “fairness, integrity[,] or public reputation of judicial proceedings.” Hall, 201 So.
3d at 428 (¶12). Thus, this final requirement for plain-error review is fulfilled.
¶63. It is simply impossible to say that someone who received a harsher sentence as a
habitual offender based on insufficient evidence is fair. The majority’s opinion suggests that
the ends justify the means since Manuel would have been found to be a habitual offender had
the State fulfilled its burden at the trial level to prove the elements of the habitual-offender
enhancement beyond a reasonable doubt. This is not so under our system of justice. The
means of how we dispense justice at the trial level are equally important, if not more
33 important, than the final result reached by our judicial system. Because the State deviated
from the appropriate legal rule in Manuel’s case, the error is plain and obvious; the error
created prejudice by producing an illegal sentence, and because the error affected a
fundamental right by basing a sentencing enhancement on insufficient evidence, the
sentences here call for reversal within the scope of plain-error review. Grayer, 120 So. 3d
at 969 (¶15).
¶64. For the foregoing reasons, I believe that the circuit court committed plain error in
Manuel’s case by failing to have sufficient evidence to find that Manuel’s prior convictions
arose out of separate incidents at different times. Given this, I dissent under the belief that
the habitual-offender portions of Manuel’s sentences should be reversed and vacated.
McDONALD AND McCARTY, JJ., JOIN THIS OPINION.
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Cite This Page — Counsel Stack
Lorenzo Manuel v. State of Mississippi, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lorenzo-manuel-v-state-of-mississippi-missctapp-2022.