Lopez v. State

96 S.W.3d 406, 2002 WL 1987904
CourtCourt of Appeals of Texas
DecidedMarch 26, 2003
Docket03-01-00599-CR
StatusPublished
Cited by87 cases

This text of 96 S.W.3d 406 (Lopez v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lopez v. State, 96 S.W.3d 406, 2002 WL 1987904 (Tex. Ct. App. 2003).

Opinion

JOHN F. ONION, JR., Justice (Retired).

Appellant Michael Lopez appeals his conviction in a bench trial for aggravated sexual assault of a child. See Tex. Pen. Code Ann. § 22.021(a)(l)(B)(i) (West Supp. 2002). Appellant’s punishment was assessed by the trial court at twelve years’ imprisonment. This appeal is another case spawned in troubled waters left in the wake of Issa v. State, 826 S.W.2d 159 (Tex.Crim.App.1992), holding that a defendant is entitled to a separate hearing on punishment following revocation of a deferred adjudication “probation.”

Points of Error

Appellant advances two points of error. First, appellant contends that he was entitled to but denied a separate hearing on punishment after the trial court “revoked” his deferred adjudication and proceeded to an adjudication of guilt. Second, appellant claims that he was denied the effective assistance of counsel when his trial counsel did not secure his right to a separate punishment hearing. We will affirm the conviction.

Background

After the presentation of appellant’s indictment, his case was transferred by court order to a criminal law magistrate for Travis County. See Tex. Gov’t Code Ann. §§ 54.971-54.984 (West 1998 & Supp. 2002). This action was apparently taken under section 54.946, which provides in part for a transfer for “(1) a negotiated plea of guilty and sentencing.” Tex. Gov’t Code Ann. § 54.946 (West 1998). On February 11, 1998, appellant waived trial by jury and entered a guilty plea to the offense of aggravated sexual assault of a child. Appellant was duly admonished of the consequences of his plea, and evidence was heard. The magistrate recommended to the district court that the finding of guilt be deferred and appellant placed on deferred adjudication probation. See Tex. Code Crim. Proc. Ann. art. 42.12, § 5(a) (West Supp.2002).

On March 3, 1998, the district court adopted the findings, conclusions, and recommendations of the magistrate. On April 27, 1998, the district court signed an order dated April 22, 1998, which placed appellant on deferred adjudication “probation” for eight years subject to certain conditions.

On September 19, 2001, the trial court heard the State’s amended motion to proceed to adjudication of guilt. After hearing the evidence, the trial court adjudicated guilt and assessed punishment at twelve years’ imprisonment. On December 17, 2001, appellant’s motion for new trial was overruled after a hearing.

Deferred Adjudication, Issa, its Progeny and the Preservation of Error

Appellant acknowledges that he did not request a separate hearing on punishment *411 or object to the lack of such hearing after the trial court proceeded to an adjudication of guilt. He complained of the absence of a bifurcated procedure for the first time in his motion for a new trial. Relying upon Issa, 826 S.W.2d at 161, appellant claims he was entitled to a separate punishment hearing and that the complaint lodged in his motion for new trial was sufficient to preserve error. Appellant’s contention causes us to examine the deferred adjudication type of clemency as it applies to him.

Deferred adjudication of guilt “is a constitutional form of ‘probation’ under the terms of Article III, § 1 of the State Constitution, even though statutorily it is neatly tucked in Article 42.12, V.A.C.C.P., the enabling act for Article IV, § 11-A of the State Constitution, which provides for a different type of probation.” McNew v. State, 608 S.W.2d 166, 176 (Tex.Crim.App.1978) (op. on reh’g); see also 43A George E. Dix & Robert O. Dawson, Texas Practice: Criminal Practice and Procedure § 39.14 (2d ed.2001).

The current statutory procedure is set forth in article 42.12, section 5. Tex.Code Crim. Proc. Ann. art. 42.12, § 5 (formerly section 3d). In 1984, the same contention that appellant raises was advanced in Duhart v. State, 668 S.W.2d 384, 386 (Tex.Crim.App.1984). Relying in part upon McNew, 608 S.W.2d at 174, and Jackson v. State, 628 S.W.2d 119 (Tex.App.-Beaumont 1981, pet. ref'd), the Duharb court held:

We observe that the statute, Article 42.12, Sec.3d(b), V.A.C.C.P., does not mandate a separate punishment hearing, nor can we conclude that due process of law nor the due course of the law of the land is violated because such a separate hearing is not accorded. Fairness would dictate that a defendant be accorded an opportunity to offer appropriate evidence in mitigation of punishment after the revocation of “probation” and the adjudication of guilt and before the assessment of punishment if such evidence has not already been elicited during the proceedings, particularly if the defendant requests the opportunity.

Duhart, 668 S.W.2d at 387 (emphasis added).

In Issa, the court only quoted the “fairness” sentence from Duharb and then called attention to the language in article 42.12, section 5(b) which provides: that “[a]fter an adjudication of guilt, all proceedings, including the assessment of punishment, the pronouncement of sentence, granting of probation, and defendant’s appeal continue as if the adjudication of guilt had not been deferred.” Issa, 826 S.W.2d at 161. The Court of Criminal Appeals then added:

Thus, based on the statute, the defendant is entitled to a punishment hearing after the adjudication of guilt, and the trial judge must allow the accused the opportunity to present evidence. The trial court in the instant case erred in not so doing.

Id. (emphasis in original). The Issa court left no doubt that upon adjudication of guilt “the court must then conduct a second phase to determine punishment.” Id.

Without question, the Issa court overruled Duhart and McNew sub silentio and based its holding upon statutory language that does not call for a bifurcated proceeding—the language being the same as that in former section 3d(b) when Du-hart was decided. Nothing in the plain language of section 5 of article 42.12 requires a separate hearing on punishment or a bifurcation of the adjudication hearing. Where a statute is clear and unambiguous, the legislature must be understood to mean what it has expressed, and it is not for the courts to add to or subtract *412 from such a statute. Boykin v. State, 818 S.W.2d 782, 785 (Tex.Crim.App.1991).

When a defendant waives trial by jury and enters a plea of guilt or nolo contendere before the court to a non-capital offense, the proceedings become a unitary trial, “that is the issues of guilt and punishment are submitted at the same time.” Barfield v. State, 63 S.W.3d 446, 449 (Tex.Crim.App.2001). These issues cannot be separated. State v. Kersh,

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Bluebook (online)
96 S.W.3d 406, 2002 WL 1987904, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lopez-v-state-texapp-2003.