Lopez v. McDonough

Court of Appeals for the Federal Circuit·Decided June 13, 2022·No. 22-1507·Unpublished

Opinion

NOTE: This disposition is nonprecedential.

United States Court of Appeals for the Federal Circuit

GUADALUPE LOPEZ, JR.,

Claimant-Appellant

v.

DENIS MCDONOUGH, SECRETARY OF VETERANS AFFAIRS, Respondent-Appellee

2022-1507

Appeal from the United States Court of Appeals for Veterans Claims in No. 20-7393, Judge Michael P. Allen.

Decided: June 13, 2022

GUADALUPE LOPEZ, JR., San Antonio, TX, pro se.

IGOR HELMAN, Commercial Litigation Branch, Civil Division , United States Department of Justice, Washington, DC, for respondent-appellee. Also represented by BRIAN M. BOYNTON, CLAUDIA BURKE, PATRICIA M. MCCARTHY; AMANDA BLACKMON, Y. KEN LEE, Office of General Counsel, United States Department of Veterans Affairs, Washington , DC.

2 LOPEZ v. MCDONOUGH

Before NEWMAN, STOLL, and STARK, Circuit Judges.

PER CURIAM.

Guadalupe Lopez, Jr., a United States Marine Corps veteran, appeals the decision of the United States Court of Appeals for Veterans Claims. Mr. Lopez argues that his entitlement to disability benefits for coronary artery disease should have been effective as of the date he was discharged from service. Because Mr. Lopez’s challenges on appeal involve the application of law to fact, we dismiss for lack of jurisdiction.

BACKGROUND

Mr. Lopez served in the Marine Corps from February 1967 to March 1970, including service in the Republic of Vietnam. SAppx. 6. 1 During the time frame between now and his discharge, he has claimed, and received, service connection for numerous disabilities, including PTSD, tension headaches, carpal tunnel syndrome, coronary artery disease, and a variety of disabilities stemming from shell fragment wounds. SAppx. 145–46. The current appeal relates to his claim for service connection for coronary artery disease.

Although Mr. Lopez sought service connection for numerous disabilities shortly after his discharge in March 1970, SAppx. 176–78, he did not seek service connection for coronary artery disease at that time. In October 1984, Mr. Lopez sought service connection for other health problems , including a heart problem. SAppx. 167. The Veterans Administration Regional Office (RO) denied his claims in January 1985. Id.

1 “SAppx.” refers to the supplemental appendix filed by the Government.

LOPEZ v. MCDONOUGH 3

In January 1997, Mr. Lopez filed a request to reopen claims for service connection for several conditions, including dizziness, shortness of breath, and high blood pressure. SAppx. 164. The RO denied his request to reopen, finding that Mr. Lopez had failed to present new and material evidence warranting reopening. Id.

In March 2002, Mr. Lopez reported to the VA medical center in San Antonio, Texas that he had a history of coronary artery disease. SAppx. 160. That reporting was reflected in his records which were received by the VA on September 17, 2002. Id.

On October 13, 2009, the VA added “ischemic heart disease ” (also known as coronary artery disease) to the list of disabilities that are presumptively service-connected based on exposure to herbicides in the Republic of Vietnam. Accordingly , in February 2010, Mr. Lopez sought “retroactive benefits” for coronary artery disease. SAppx. 163. The RO granted service connection for coronary artery disease and assigned a ten percent disability rating effective September 17, 2002, the date the VA received Mr. Lopez’s medical record reporting his history of coronary artery disease. SAppx. 150, 159–61. Mr. Lopez appealed this decision to the Board of Veterans’ Appeals.

While Mr. Lopez’s appeal was pending, he underwent a VA examination on January 29, 2015, in which the examiner noted Mr. Lopez’s coronary artery disease impacted his ability to work. SAppx. 66, 143. Accordingly, the RO increased Mr. Lopez’s rating from ten percent to thirty percent , effective January 29, 2015. SAppx. 143–44.

The Board, in September 2016, denied Mr. Lopez’s request for an increased rating and earlier effective date for the thirty percent rating. SAppx. 98–99. Mr. Lopez appealed this decision to the Court of Appeals for Veterans Claims.

4 LOPEZ v. MCDONOUGH

The Veterans Court vacated the Board’s determination as to a thirty percent disability rating effective January 29, 2015. SAppx. 66. The Veterans Court determined that the Board failed to account for the 2015 VA examiner’s finding that Mr. Lopez’s coronary artery disease affected his ability to work and did not make specific findings as to why this was appropriately addressed by his thirty percent rating. Id.

On remand, the Board considered the VA examiner’s statement, but denied a rating higher than thirty percent. SAppx. 52–53. The Board, however, assigned an earlier effective date for Mr. Lopez’s coronary artery disease based on an exception from the general rules for establishing an effective date. SAppx. 61–63. Specifically, in the wake of a successful class action lawsuit 2 against the VA regarding veterans’ exposure to certain herbicides, including Agent Orange, the VA promulgated a regulation implementing the court’s orders—38 C.F.R. § 3.816. This regulation specifies rules for determining retroactive effective dates for Vietnam -era veterans whose disabilities are later presumed service-connected by statute or regulation. The Board applied that regulation here.

The Board determined that Mr. Lopez’s claim that was denied in January 1985 fell outside the window for this exception . SAppx. 62; see also § 3.816(c)(1) (listing date range as September 25, 1985 to May 3, 1989), (c)(2) (listing date range as “pending before VA on May 3, 1989, or was received by VA between that date and the effective date of the statute or regulation establishing a presumption of service connection for the covered disease”). But the Board

2 Nehmer v. U.S. Veterans’ Admin., 712 F. Supp.

1404 (N.D. Cal. 1989) (Nehmer I); Nehmer v. U.S. Veterans Admin., 32 F. Supp. 2d 1175 (N.D. Cal. 1999) (Nehmer II); Nehmer v. Veterans’ Admin. of Gov’t of U.S., 284 F.3d 1158 (9th Cir. 2002) (Nehmer III).

LOPEZ v. MCDONOUGH 5

interpreted Mr. Lopez’s 1997 request to reopen, which fell within the window of the exception, as “reasonably includ [ing] symptomology contemplated by a heart disorder.” SAppx. 62. Accordingly, the Board assigned an effective date of January 4, 2001, which was the date the Board determined that the “disability arose” under § 3.816(c)(2). SAppx. 63. Mr. Lopez again appealed this decision to the Veterans Court.

The Veterans Court again vacated the Board’s decision and remanded. The Veterans Court found the Board’s determination of the effective date as being the date of diagnosis to be deficient in its reasoning. SAppx. 31. Accordingly, the Veterans Court remanded the case to the Board.

In a July 2020 decision, the Board applied an effective date of January 17, 1997, SAppx. 14, 19, the date of Mr. Lopez’s request to reopen which the Board had previously interpreted as “reasonably includ[ing] symptomology contemplated by a heart disorder,” SAppx. 62. The Board again confirmed, however, that Mr. Lopez’s earlier 1984 claim that included “heart problems” was filed outside of the window for the special Nehmer rules governing effective dates. SAppx. 18. The Board also denied an increased rating (above thirty percent). SAppx. 22. Mr. Lopez then appealed this decision to the Veterans Court.

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