Lopes v. United States

CourtDistrict Court, D. Hawaii
DecidedMarch 27, 2020
Docket1:19-cv-00036
StatusUnknown

This text of Lopes v. United States (Lopes v. United States) is published on Counsel Stack Legal Research, covering District Court, D. Hawaii primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Lopes v. United States, (D. Haw. 2020).

Opinion

UNITED STATES DISTRICT COURT

DISTRICT OF HAWAII

UNITED STATES OF AMERICA, CR NO. 13-00220 LEK CV NO. 19-00036 LEK-KJM Plaintiff,

vs.

JOSEPH LOPES,

Defendant.

ORDER DENYING MOTION UNDER 28 U.S.C. § 2255 TO VACATE, SET ASIDE, OR CORRECT SENTENCE BY A PERSON IN FEDERAL CUSTODY AND DENYING A CERTIFICATE OF APPEALIBILITY

Before the Court is pro se Defendant/Petitioner Joseph Lopes’s (“Lopes”) Motion under 28 U.S.C. § 2255 to Vacate, Set Aside, or Correct Sentence by Person in Federal Custody (“§ 2255 Motion”), filed January 22, 2019. [Dkt. no. 109.] On January 24, 2019, an Order to Show Cause was issued, directing Plaintiff/Respondent the United States of America (“the Government”) to file an answer, pursuant to Rule 5 of the Rules Governing Section 2255 Proceedings for the United States District Courts. [Dkt. no. 110.] The Government filed its “Response” to the § 2255 Motion (“Answer”) on August 15, 2019. [Dkt. nos. 129 (Answer), 130 (sealed documents in support of Answer).] Lopes’s § 2255 Motion is hereby denied, and a certificate of appealability is also denied, for the reasons set forth below. BACKGROUND On February 27, 2013, Lopes was charged in a Criminal Complaint with knowingly and intentionally attempting to possess, with intent to distribute, fifty grams or more of methamphetamine, its salts, isomers, and salts of its isomers

(“methamphetamine”), in violation of 21 U.S.C. §§ 841(a)(1), (b)(1)(A), and 846. [Dkt. no. 1.] An Indictment was filed on March 6, 2013, with the same charge, but specifying that the date of the alleged offense was on or about February 26, 2013, and that the amount was approximately six pounds. [Dkt. no. 9.] Lopes initially entered a plea of not guilty, [Minutes, filed 3/8/13 (dkt. no. 12), at 1,] but, on October 7, 2013, he withdrew his plea and entered a plea of guilty, pursuant to a plea agreement. [Minutes, filed 10/7/13, (dkt. no. 26); Memorandum of Plea Agreement (“Plea Agreement”), filed 10/7/13 (dkt. no. 27).] As of February 27, 2013, Joseph Mottl, Esq., represented Lopes. [CJA 20 form, filed 2/27/13 (dkt.

no. 6).] The Presentence Investigation Report (“PSR”) was filed on October 25, 2017. [Dkt. no. 75.] The PSR found that Lopes’s base offense level was thirty-six. [Id. at ¶ 20.] The PSR applied a two-level increase because Lopes was an organizer, leader, manager, or supervisor of the criminal activity, a two- level decrease for accepting responsibility, and a one-level decrease for timely informing the Government that he intended to plead guilty, for a total offense level of thirty-five. [Id. at ¶¶ 23, 27-29.] His criminal history category was I. [Id. at ¶ 37.] His imprisonment range under the United States Sentencing Guidelines (“U.S.S.G.” or “the Guidelines”) was 168

to 210 months, [id. at ¶ 60,] with a required term of five years to life of supervised release [id. at ¶ 63]. The fine range for the offense was $20,000 to $10,000,000, and a special assessment of $100. [Id. at ¶¶ 68-70.] On October 31, 2017, the Government filed, under seal, a motion pursuant to U.S.S.G. § 5K1.1 and 18 U.S.C. § 3553(e) to impose a sentence below sentencing guidelines for substantial assistance (“§ 5K1.1 Motion”). [Dkt. no. 76.] The Government recommended that Lopes’s offense level be adjusted five levels downward “to level 30 (guideline range 97 – 121 months) and a sentence of 110 months” due to Lopes’s cooperation in other cases and investigations. [§ 5K1.1 Motion at 3.] The

Government specified the substantial assistance rendered to Drug Enforcement Administration (“DEA”) agents, and also informed the Court that Lopes testified as a witness in United States v. Isaak Paopao, CR. No. 13-0327-02 CRB, in the United States District Court for the Northern District of California. [Id. at 2-3.] The United States Attorney’s Office for the District of Hawai`i stated that it did not credit Lopes’s testimony in Paopao because his testimony was already credited in Lopes’s Northern District of California case.1 [Id. at 3 n.1.] Lopes also successfully assisted in other investigations. [Id. at 2.] Lopes’s sentencing hearing was held on January 25, 2018. [Minutes, filed 1/25/18 (dkt. no. 106).] The Court

accepted the Plea Agreement and adopted the factual findings in the PSR. The Court also granted the Government’s § 5K1.1 Motion, and sentenced Lopes to ninety months imprisonment, five years of supervised release and a special assessment of $100. [Id. at 1-2.] The Judgment in a Criminal Case was filed on January 30, 2018. [Dkt. no. 107.] Lopes timely filed the instant § 2255 Motion, which alleges his counsel rendered constitutionally ineffective assistance by: 1) not communicating necessary and sufficient information to Lopes at the pleading stage; and 2) not communicating necessary and sufficient information to both Lopes and the Court at the sentencing stage. In its Answer, the

Government argues the § 2255 Motion should be denied because Lopes fails to establish that he received ineffective assistance.

1 Lopes also pleaded guilty and was sentenced in the United States District Court for the Northern District of California, CR. No. 13-00327-005. See Minutes, filed 1/25/19 (dkt. no. 106); see also § 2255 Motion at 5. STANDARD Section 2255(a) states: A prisoner in custody under sentence of a court established by Act of Congress claiming the right to be released upon the ground that the sentence was imposed in violation of the Constitution or laws of the United States, or that the court was without jurisdiction to impose such sentence, or that the sentence was in excess of the maximum authorized by law, or is otherwise subject to collateral attack, may move the court which imposed the sentence to vacate, set aside or correct the sentence.

This district court has described the standards applicable to § 2255 motions as follows: A court may dismiss a § 2255 motion if “it plainly appears from the motion, any attached exhibits, and the record of prior proceedings that the moving party is not entitled to relief.” R. 4(b), Rules Governing Section 2255 Proceedings. A court need not hold an evidentiary hearing if the allegations are “palpably incredible [or] patently frivolous,” Blackledge v. Allison, 431 U.S. 63, 76 (1977) (internal quotation marks and citation omitted), or if the issues can be conclusively decided on the basis of the evidence in the record. See United States v. Mejia-Mesa, 153 F.3d 925, 929 (9th Cir. 1998) (noting that a “district court has discretion to deny an evidentiary hearing on a § 2255 claim where the files and records conclusively show that the movant is not entitled to relief”). Conclusory statements in a § 2255 motion are insufficient to require a hearing. United States v. Johnson, 988 F.2d 941, 945 (9th Cir. 1993). A petitioner must “allege specific facts which, if true, would entitle him to relief.” United States v. Rodrigues, 347 F.3d 818, 824 (9th Cir. 2003) (internal quotation marks and citation omitted). Malivao v. United States, CR 13-00885 LEK, 2018 WL 6834704, at *2 (D. Hawai`i Dec. 28, 2018) (alteration in Malivao) (some citations omitted).

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