Lonnie Donaldson v. Frank Bova

552 F. App'x 554
CourtCourt of Appeals for the Sixth Circuit
DecidedJanuary 23, 2014
Docket12-3248
StatusUnpublished
Cited by1 cases

This text of 552 F. App'x 554 (Lonnie Donaldson v. Frank Bova) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lonnie Donaldson v. Frank Bova, 552 F. App'x 554 (6th Cir. 2014).

Opinion

OPINION

CURTIS L. COLLIER, District Judge.

Appellant Lonnie Donaldson (“Donaldson”) appeals the denial of his petition for a writ of habeas corpus. In 2009, six days into Donaldson’s capital murder trial, defense counsel discovered that their investigator had recorded conversations with several testifying witnesses. Defense counsel claimed one witness’s recorded interview contradicted testimony given at an earlier hearing. When they informed the trial judge of the tapes, counsel admitted they had not listened to the recordings in the nearly two-year period since they were recorded. After hearing this candid admission, the trial judge declared a mistrial sua sponte based upon defense counsel’s deficient performance. When the case was reset for trial, Donaldson filed a motion to dismiss the indictment on the grounds that his retrial was barred by the Double Jeopardy Clause. Donaldson then filed a petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2241 in the Northern District of Ohio. The court denied the petition and dismissed the case, concluding that the mistrial was supported by manifest necessity. This court then granted Donaldson’s application for certification of appeal “with respect to Donaldson’s double jeopardy claim.” For the following reasons, we AFFIRM.

I

On October 23, 2007, a grand jury charged Donaldson with aggravated murder with a mass murder specification in violation of Ohio Revised Code § 2903.01(A) and attempted murder in violation of Ohio Revised Code §§ 2903.02(A), 2923.02. Donaldson’s trial began on December 2, 2009 and he was represented by Jeffrey Saffold and Thomas Rein (“defense counsel”). On December 3, 2009, defense counsel informed the trial court they did not know if the statements of a witness to their investigator had been transcribed into a statement. Defense counsel claimed they asked the investigator to provide a copy of a memorandum describing the interview, and they also asked him if there were any “audio statements.” The court asked defense counsel if there were any other statements or notes of witnesses, and defense counsel only indicated one such statement.

However, on December 8th, defense counsel spoke to a witness, Jahmil Young, in the courthouse hallway. Young informed defense counsel he had spoken with the county prosecutors and gave a recorded interview to a homicide detective. According to defense counsel, Young told the detective he had been shot in a location different from where he initially claimed he was shot. Mistakenly believing that this recording was made by law enforcement, defense counsel claimed such exculpatory evidence should have been previously disclosed. The prosecutor, however, stated it was not the practice of homicide detectives to record telephone interviews with witnesses. But, as far as he was aware, that was the practice of defense counsel’s investigator.

The following day, defense counsel admitted they had only then become aware of audio recordings made by their investigator, some of which contained interviews with trial witnesses. Outside court, de *556 fense counsel played a portion of one recording for the prosecutor, the contents of which counsel then claimed directly conflicted with the testimony of a witness at a preliminary hearing. Defense counsel informed the court there were two tapes, each approximately one hour in length, although they could not be sure if they had obtained all the recordings. 1

The trial court ordered defense counsel to allow review of the tapes by the prosecutor. Defense counsel were hesitant to comply because they had not listened to the tapes and wanted to review their contents before the prosecutor heard them as well. 2 The prosecutor suggested defense counsel hand over the investigator’s work file and the tapes to the court for in camera consideration. Again, defense counsel expressed hesitation because the trial court, this being a capital case, would be tasked with deciding whether Donaldson would receive the death penalty and might be prejudiced by the contents of the tapes. 3

The court held a brief recess during which defense counsel was to provide the tapes to the prosecution, but the prosecution did not receive the tapes during the break. When the court asked why the tapes had not been provided to the prosecution, defense counsel made a new objection to turning over the tapes on the basis of work product and attorney-client privilege, stating they did not believe the tapes were discoverable. The court clarified that she only expected defense counsel to provide the portions of the recording that were inconsistent with testimony. The court then instructed defense counsel to listen to the tapes and provide her with those inconsistent portions.

After defense counsel finally reviewed the tapes, they stated that only three testifying witnesses could be heard and none of their statements was consequential. For instance, the supposedly inconsistent statement played for the prosecutor was in fact a hearsay statement the witness was merely repeating. Defense counsel suggested they had needlessly caused “alarm” because the tapes contained nothing that would affect the trial. The prosecutor, however, stated he heard only a small portion of the tape and questioned defense counsel’s representations.

The court then asked defense counsel when the tapes were made. As it happens, they were made in February 2008— some twenty-two months previously. The court expressed its “grave concern” that defense counsel did not know of or listen to the recordings until the sixth day of trial. The court’s concern had “shifted” beyond the discovery issue. In an attempt to assuage the court’s concerns, defense *557 counsel claimed they previously received memoranda from their investigator outlining the contents of his interviews with witnesses, although they were not aware that he had actually recorded them. The prosecutor shared the court’s concern that “two appointed defense counsel stand up and tell [the court], in the sixth day of trial, that they commenced this capital case without knowing the fruits of their own defense investigation.” The court responded that it too found this issue troubling.

At this point, the prospect of a mistrial was raised. The prosecutor noted the presence of some “tricky issues” with respect to double jeopardy, but argued that if the trial proceeded, an appellate body would likely find defense counsel’s conduct sufficient to reverse the conviction. The court then engaged in a colloquy with the head of the appellate unit, who was present in the courtroom, about the circumstances under which a mistrial would be appropriate:

Here’s what I would like to know, and maybe your appellate counsel can inform me, because at what point does ineffective assistance of counsel attach?
Must counsel be effective in plea negotiations? Must they be effective in pretrial discovery? Must they be effective during pretrial motion hearings?

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Bluebook (online)
552 F. App'x 554, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lonnie-donaldson-v-frank-bova-ca6-2014.