Logan City v. Carlsen

799 P.2d 224, 146 Utah Adv. Rep. 38, 1990 Utah App. LEXIS 152, 1990 WL 146087
CourtCourt of Appeals of Utah
DecidedOctober 4, 1990
Docket890742-CA
StatusPublished
Cited by12 cases

This text of 799 P.2d 224 (Logan City v. Carlsen) is published on Counsel Stack Legal Research, covering Court of Appeals of Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Logan City v. Carlsen, 799 P.2d 224, 146 Utah Adv. Rep. 38, 1990 Utah App. LEXIS 152, 1990 WL 146087 (Utah Ct. App. 1990).

Opinions

OPINION

GARFF, Judge:

Defendant appeals a jury verdict finding him guilty of driving under the influence of alcohol, driving a vehicle without a Utah registration, and failing to wear a sfeat belt.

Although defendant raises a number of issues on appeal, we concern ourselves with the threshold issue of whether the trial court erred in denying defendant’s motion for a mistrial because of an unauthorized conversation between the bailiff and the jury during a recess.

Defendant stated that during a recess he overheard the bailiff discussing sentencing and jurisdiction with the jury. The bailiff was then questioned by the court as to the nature of his discussion, to which he replied:

The question was asked of me by one of the jurors what is the difference between circuit and district court, and I pointed out that the one is a misdemeanor and one is a felony. I said that the maximum sentence that can be handed down by a circuit court is up to a year in jail, whereas the minimum sentence in a district court, you know, barring suspension of sentence, is a year in prison. I was just making that illustration as to the difference between district and circuit court.... There was no reference whatsoever, believe me, to this trial.... It was simply an illustration of what is the difference between circuit and district court.

Defendant moved for a mistrial because the possible sentence had now been disclosed to the jury. The court found that the bailiffs discussion with the jury, though improper, was harmless error, and denied the motion for mistrial.

Standard of Review

A trial court’s denial of a motion for new trial, which is in effect a mistrial motion, will not be overturned on appeal absent an abuse of discretion. State v. Williams, 712 P.2d 220, 222 (Utah 1985). We presume the trial court exercised proper discretion unless the record clearly shows the contrary. Goddard v. Hickman, 685 P.2d 530, 534-35 (Utah 1984); accord Hancock v. Planned Dev. Corp., 791 P.2d 183, 184-85 (Utah 1990).

Jury Misconduct

“The right to trial by a fair and impartial jury is an important one which should be scrupulously safeguarded.” State v. Durand, 569 P.2d 1107, 1109 (Utah 1977); Art. I, Sec. 12, Utah Const. In State v. Pike, 712 P.2d 277 (Utah 1985), the Utah Supreme Court reviewed Utah law regarding juror contact with parties and court personnel and stated the rule as follows:

a rebuttable presumption of prejudice arises from any unauthorized contact during a trial between witnesses, attorneys or court personnel and jurors which [226]*226goes beyond a mere incidental, unintended, and brief contact.... [Wjhen the contact is more than incidental, the burden is on the prosecution to prove that the unauthorized contact did not influence the juror.

Id. at 280.

The Pike court gives two bases for its rule. First, the fact that it is nearly impossible to prove a taint: “[Ijmproper contacts may influence a juror in ways he or she may not even be able to recognize.” State v. Anderson, 65 Utah 415, 237 P. 941, 943 (1925). The second basis involves the avoidance of the appearance of impropriety. Durand, 569 P.2d at 1109; Glazier v. Cram, 71 Utah 465, 267 P. 188, 190 (1928).

Of course, incidental or inconsequential contacts will not give rise to this rule. Pike, 712 P.2d at 280; Durand, 569 P.2d at 1109 (where jurors went to sheriffs office for coffee and engaged in casual conversation with officers who were witnesses for the state, court held conversation inconsequential because it was not connected to trial). See also State v. Jonas, 793 P.2d 902 (Utah Ct.App.1990); petition for cert. filed, 141 Utah Adv.Rep. 29 (1990) (bailiffs announcement regarding juror’s dismissal was incidental and raised no presumption of prejudice).

Here, the bailiff explained to the jury the difference between circuit and district court jurisdiction, and the sentences for misdemeanors and felonies. Even though the bailiffs comments did not specifically relate to the instant case, they nevertheless went far beyond a brief, incidental contact. More importantly, those comments touched on the extremely sensitive issue of sentencing.

At trial, Logan City argued that such a discussion could actually have benefitted the defendant:

[Prosecutor]: If anything, the prejudice is not going to be against the defendant, the prejudice is going to be against the city, in that the jurors may think, that, hey, we don’t want to have the responsibility of somebody having to go to jail on their shoulders, and therefore may not render a verdict of guilty because of that fear. If any prejudice occurred, it has occurred to the city and not to the defendant; in fact, I think it’s probably beneficial to the defendant.

The prosecutor’s comments point out how a seemingly innocent response by the bailiff to a juror’s question opens a Pandora’s box of possibilities of improper juror influence and the appearance of impropriety. Accordingly, if those comments benefitted either the defendant or the City, then such comments constitute reversible error. The logic of the rule in Pike and State v. Erickson, 749 P.2d 620 (Utah 1987), prohibiting anything other than a brief, incidental, unintended contact, becomes apparent in this case. If that rule had been followed, conjecture as to possible prejudice could have been avoided.

The City attempts to support its contention that no prejudice occurred because the incident involved a bailiff rather than a witness for the state, as was the case in Erickson and Pike. However, the supreme court made no such distinction and precluded any unauthorized contact by witnesses, attorneys, or court personnel. Erickson, 749 P.2d at 621.

One further problem also justifies a reversal. In Pike, the supreme court ruled that any improper contact between witnesses, attorneys or court personnel and jurors raises a rebuttable presumption of prejudice because of the “inherent difficulty in proving how or whether a juror has in fact been influenced ... [and] the deleterious effect upon the judicial process because of the appearance of impropriety.” 712 P.2d at 280. The burden then rests on the prosecution to prove that such contact did not influence the jury. State v. Jonas, 793 P.2d 902 (Utah Ct.App.1990); State v. Larocco, 742 P.2d 89 (Utah Ct.App.1987), rev’d on other grounds, 794 P.2d 460 (Utah 1990).

Here, the only evidence to show absence of improper influence was the bailiff’s unsworn testimony.

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Logan City v. Carlsen
799 P.2d 224 (Court of Appeals of Utah, 1990)

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Bluebook (online)
799 P.2d 224, 146 Utah Adv. Rep. 38, 1990 Utah App. LEXIS 152, 1990 WL 146087, Counsel Stack Legal Research, https://law.counselstack.com/opinion/logan-city-v-carlsen-utahctapp-1990.