Lockhart v. United States

26 Fla. L. Weekly Fed. S 9, 136 S. Ct. 958, 194 L. Ed. 2d 48, 577 U.S. 347, 136 U.S. 958, 2016 U.S. LEXIS 1611, 84 U.S.L.W. 4112
CourtSupreme Court of the United States
DecidedMarch 1, 2016
Docket14–8358.
StatusPublished
Cited by260 cases

This text of 26 Fla. L. Weekly Fed. S 9 (Lockhart v. United States) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lockhart v. United States, 26 Fla. L. Weekly Fed. S 9, 136 S. Ct. 958, 194 L. Ed. 2d 48, 577 U.S. 347, 136 U.S. 958, 2016 U.S. LEXIS 1611, 84 U.S.L.W. 4112 (U.S. 2016).

Opinion

Justice SOTOMAYOR delivered the opinion of the Court.

Defendants convicted of possessing child pornography in violation of 18 U.S.C. § 2252 (a)(4) are subject to a 10-year mandatory minimum sentence and an increased maximum sentence if they have "a prior conviction ... under the laws of any State relating to aggravated sexual abuse, sexual abuse, or abusive sexual conduct involving a minor or ward." § 2252(b)(2).

The question before us is whether the phrase "involving a minor or ward" modifies all items in the list of predicate crimes ("aggravated sexual abuse," "sexual abuse," and "abusive sexual conduct") or only the one item that immediately precedes it ("abusive sexual conduct"). Below, the Court of Appeals for the Second Circuit joined several other Courts of Appeals in holding that it modifies only "abusive sexual conduct." The Eighth Circuit has reached the contrary result. We granted certiorari to resolve that split. 575 U.S. ----, 135 S.Ct. 2350 , 192 L.Ed.2d 143 (2015). We affirm the Second Circuit's holding that the phrase "involving a minor or ward" in § 2252(b)(2) modifies only "abusive sexual conduct."

I

In April 2000, Avondale Lockhart was convicted of sexual abuse in the first degree under N.Y. Penal Law Ann. § 130.65 (1) (West Cum. Supp. 2015). The *962 crime involved his then-53-year-old girlfriend. Presentence Investigation Report (PSR), in No. 11-CR-231-01, p. 13, ¶¶ 47-48. Eleven years later, Lockhart was indicted in the Eastern District of New York for attempting to receive child pornography in violation of 18 U.S.C. § 2252 (a)(2) and for possessing child pornography in violation of § 2252(a)(4)(b). Lockhart pleaded guilty to the possession offense and the Government dismissed the receipt offense.

Lockhart's presentence report calculated a guidelines range of 78 to 97 months for the possession offense. But the report also concluded that Lockhart was subject to § 2252(b)(2)'s mandatory minimum because his prior New York abuse conviction related "to aggravated sexual abuse, sexual abuse, or abusive sexual conduct involving a minor or ward." PSR ¶¶ 87-88.

Lockhart objected, arguing that the statutory phrase "involving a minor or ward" applies to all three listed crimes: "aggravated sexual abuse," "sexual abuse," and "abusive sexual conduct." He therefore contended that his prior conviction for sexual abuse involving an adult fell outside the enhancement's ambit. The District Court rejected Lockhart's argument and applied the mandatory minimum. The Second Circuit affirmed his sentence. 749 F.3d 148 (C.A.2 2014).

II

Section 2252(b)(2) reads in full:

"Whoever violates, or attempts or conspires to violate [ 18 U.S.C. § 2252 (a)(4) ] shall be fined under this title or imprisoned not more than 10 years, or both, but ... if such person has a prior conviction under this chapter, chapter 71, chapter 109A, or chapter 117, or under section 920 of title 10 (article 120 of the Uniform Code of Military Justice ), or under the laws of any State relating to aggravated sexual abuse, sexual abuse, or abusive sexual conduct involving a minor or ward, or the production, possession, receipt, mailing, sale, distribution, shipment, or transportation of child pornography, such person shall be fined under this title and imprisoned for not less than 10 years nor more than 20 years."

This case concerns that provision's list of state sexual-abuse offenses. The issue before us is whether the limiting phrase that appears at the end of that list-"involving a minor or ward"-applies to all three predicate crimes preceding it in the list or only the final predicate crime. We hold that "involving a minor or ward" modifies only "abusive sexual conduct," the antecedent immediately preceding it. Although § 2252(b)(2)'s list of state predicates is awkwardly phrased (to put it charitably), the provision's text and context together reveal a straightforward reading. A timeworn textual canon is confirmed by the structure and internal logic of the statutory scheme.

A

Consider the text. When this Court has interpreted statutes that include a list of terms or phrases followed by a limiting clause, we have typically applied an interpretive strategy called the "rule of the last antecedent." See Barnhart v. Thomas, 540 U.S. 20 , 26, 124 S.Ct. 376 , 157 L.Ed.2d 333 (2003). The rule provides that "a limiting clause or phrase ... should ordinarily be read as modifying only the noun or phrase that it immediately follows." Ibid. ; see also Black's Law Dictionary 1532-1533 (10th ed. 2014) ("[Q]ualifying words or phrases modify the words or phrases immediately preceding them and not words or phrases more remote, unless the extension is necessary from the context or the spirit of the entire *963 writing"); A. Scalia & B. Garner, Reading Law: The Interpretation of Legal Texts 144 (2012).

This Court has applied the rule from our earliest decisions to our more recent. See, e.g., Sims Lessee v. Irvine, 3 Dall. 425 , 444, n., 1 L.Ed. 665 (1799) ; FTC v. Mandel Brothers, Inc.,

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Bluebook (online)
26 Fla. L. Weekly Fed. S 9, 136 S. Ct. 958, 194 L. Ed. 2d 48, 577 U.S. 347, 136 U.S. 958, 2016 U.S. LEXIS 1611, 84 U.S.L.W. 4112, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lockhart-v-united-states-scotus-2016.