LNV Corp. v. Duzan

2014 Mass. App. Div. 78, 2014 Mass. App. Div. LEXIS 25
CourtMassachusetts District Court, Appellate Division
DecidedApril 28, 2014
StatusPublished

This text of 2014 Mass. App. Div. 78 (LNV Corp. v. Duzan) is published on Counsel Stack Legal Research, covering Massachusetts District Court, Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
LNV Corp. v. Duzan, 2014 Mass. App. Div. 78, 2014 Mass. App. Div. LEXIS 25 (Mass. Ct. App. 2014).

Opinion

Coven, J.

In this appeal from a summary process action involving a foreclosed property in which the trial court found for the plaintiff, LNV Corporation, on its claim of possession against the defendant, the former mortgagor, the defendant argues that (1) pretrial rulings were issued in error and prejudiced his defenses, (2) his motion for a new trial was improperly denied, and (3) the court improperly allowed his counsel to withdraw from representation.

We begin with examining the propriety of the pretrial rulings, but in order to do so, we must first address the nature of the rulings. The plaintiff argues that the issue involves the action taken by the court on its motion in limine and that, because the defendant made no trial objection, the issue has not been properly preserved. On the other hand, the defendant argues that his claim of error should be viewed as error in disallowing discovery requests.

The distinction is substantive. “A ruling in limine is not final. The ruling is subject to change when the case unfolds.... Indeed even if nothing unexpected happens at trial, the ... judge is free, in the exercise of sound judicial discretion, to alter a previous in limine ruling.’” McGowan v. Amaru, 2013 Mass. App. Div. 91, quoting Luce v. United States, 469 U.S. 38, 41-42 (1984). In contrast, we uphold discovery rulings “unless the appellant can demonstrate an abuse of discretion that resulted in prejudicial error.” Buster v. George W. Moore, Inc., 438 Mass. 635, 653 (2003), citing Solimene v. B. Grauel & Co., 399 Mass. 790, 799 (1987). Depending on its context, in [79]*79the former review may not be preserved, and in the latter appellate review may exist.

To inform our review, we set out the discovery request and, in part, note the content of the plaintiffs motion in limine that bears on our review. The defendant, through a motion to compel discovery, sought (1) “[p]roof of the Plaintiffs status as proper assignee to the original mortgage to the [foreclosed property]”; (2) “[p]roof of Plaintiffs failure and refusal to provide defendant with a reliable and accurate amount required to redeem said mortgage and of the conflicting amounts that were provided to him”; and (3) “[a]ll documents, including publications, demonstrating that the foreclosure sale of the Defendant’s home was reasonably conducted.” The motion judge denied the defendanf s request, ruling that the discovery request related to issues over which only the Superior Court had jurisdiction. Through its motion in limine, the plaintiff sought to exclude, inter alia, any evidence relating to the discovery request.

At its conceptual level, the defendant was denied his request for discovery, and the plaintiff sought, through its motion, to exclude evidence on the exact issues that the defendant was denied discovery. In these circumstances, we are of the view that the issue presented in this appeal should be addressed through an examination of whether the motion judge erred in ruling that the discovery sought was relevant only in a Superior Court action and, if there were error, whether it requires reversal. We conclude that the motion judge erred, in part, in determining that some of the information would be relevant only to a Superior Court action, but we find that the defendant has not demonstrated any prejudice flowing from the error.

Pursuant to Mass. R. Civ. E, Rule 34 (a), 365 Mass. 792 (1974), a party may request any other party “to produce and permit the party malting the request... to inspect and copy, any designated documents ... which constitute or contain matters within the scope” of discoverable evidence. Under Rule 26(b), a party is entitled to request all documents of “any matter, not privileged, which is relevant to the subject matter involved in the pending action,” including information that, although inadmissible at trial, “appears reasonably calculated to lead to the discovery of admissible evidence.” See Hull Mun. Lighting Plant v. Massachusetts Mun. Wholesale Elec. Co., 414 Mass. 609, 615 (1993). When a party fails to respond adequately to a request for production of documents pursuant to Rule 34, the party seeking discovery may move for an order compelling production of the documents as provided in Rule 37(a) (2).

In response to the discovery request, the plaintiff took the position that the issue of assignment was a contractual issue and if deficiencies existed they could not be claimed by an individual, such as the defendant, who was not a party to the contract. It nevertheless did produce documents. The documents produced demonstrated two assignments. The first was from Mortgage Electronic Registration Systems, Inc., as nominee for Countrywide Home Loans, Inc., to which the defendant granted a mortgage, to Residential Funding Company, LLC. The second was from Residential Funding Company, LLC to the plaintiff, effective four years before the foreclosure sale. In regard to documents concerning the right of redemption, the plaintiff asserted that the request was not relevant to the summary process action. And in the context of the conduct of the foreclosure sale, no objection was asserted and documents were produced, including the foreclosure deed, affidavit of sale, and notice published in a Winchester, MA newspaper, a paper published in the location of the foreclosed property.

[80]*80“ [T]he structure of Rule 34 throws upon the discovering party the burden of overcoming an objection to disclosure.” J.W. SMITH & H.B. ZOBEL, RULES PRACTICE §34.5, at 503 (2d ed. 2006). The defendant has failed to identify in his motion to compel any deficiencies with the responses to the requested discovery. However, in the circumstances of this case, we must first address the motion judge’s ruling that the material requested was subject to Superior Court jurisdiction only.

“Four Departments of the Massachusetts Trial Court have jurisdiction over summary process actions (Superior Court, District Court, Boston Municipal Court and Housing Court).” Commentary to Rule 1 of the Uniform Summary Process Rules. See also Bank of N.Y. v. Bailey, 460 Mass. 327, 332 (2011). “The purpose of summary process is to enable the holder of the legal title to gain possession of premises wrongfully withheld. Right to possession must be shown and legal title may be put in issue.... Legal title is established in summary process by proof that the title was acquired strictly according to the power of sale provided in the mortgage; and that alone is subject to challenge.” Bailey, supra at 333, quoting Wayne Inv. Corp. v. Abbott, 350 Mass. 775, 775 (1966).

Cognizant that the “United States Supreme Court has defined relevancy under Fed. R. Civ. R, Rule 26(b)(1), the parallel rule to Mass. R. Civ. R, Rule 26(b)(1), broadly to encompass any matter that bears on, or that reasonably could lead to other matter that could bear on, any issue that is or may be in the case,” and that the scope of discovery is “not limited to issues raised by the pleadings, for discovery itself is designed to help define and clarify the issues,” Cronin v. Strayer, 392 Mass. 525, 534 (1984), we turn to the discovery requested in the context of this summary process proceeding.

Although the first request may be expansive in nature, it did encompass a call for the production of evidence of assignments of the mortgage. The request is beyond marginally relevant.

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Related

Luce v. United States
469 U.S. 38 (Supreme Court, 1984)
Cronin v. Strayer
467 N.E.2d 143 (Massachusetts Supreme Judicial Court, 1984)
Solimene v. B. GRAUEL & CO., KG
507 N.E.2d 662 (Massachusetts Supreme Judicial Court, 1987)
Hull Municipal Lighting Plant v. Massachusetts Municipal Wholesale Electric Co.
609 N.E.2d 460 (Massachusetts Supreme Judicial Court, 1993)
In Re Kiley
947 N.E.2d 1 (Massachusetts Supreme Judicial Court, 2011)
Bank of New York v. Bailey
951 N.E.2d 331 (Massachusetts Supreme Judicial Court, 2011)
Wayne Investment Corp. v. Abbott
215 N.E.2d 795 (Massachusetts Supreme Judicial Court, 1966)
Buster v. George W. Moore, Inc.
438 Mass. 635 (Massachusetts Supreme Judicial Court, 2003)
Wojcicki v. Caragher
447 Mass. 200 (Massachusetts Supreme Judicial Court, 2006)
U.S. Bank National Ass'n v. Schumacher
467 Mass. 421 (Massachusetts Supreme Judicial Court, 2014)
McGowan v. Amaru
2013 Mass. App. Div. 91 (Mass. Dist. Ct., App. Div., 2013)

Cite This Page — Counsel Stack

Bluebook (online)
2014 Mass. App. Div. 78, 2014 Mass. App. Div. LEXIS 25, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lnv-corp-v-duzan-massdistctapp-2014.