Lloyd E. Schlup v. Paul K. Delo

11 F.3d 738
CourtCourt of Appeals for the Eighth Circuit
DecidedNovember 17, 1993
Docket93-3272
StatusPublished
Cited by46 cases

This text of 11 F.3d 738 (Lloyd E. Schlup v. Paul K. Delo) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lloyd E. Schlup v. Paul K. Delo, 11 F.3d 738 (8th Cir. 1993).

Opinions

BEAM, Circuit Judge.

Lloyd Eugene Schlup, a Missouri death-row inmate, requests a stay of execution and reversal of the district court’s judgment denying his second petition for a writ of habeas corpus under 28 U.S.C. § 2254. The district [739]*739court1 dismissed Mr. Schlup’s second petition on August 23, 1993, and denied his subsequent Fed.R.Civ.P. 59(e) motion to set aside the dismissal order. The district court’s final ruling came on September 13, 1993, and Mr. Sehlup’s appeal and motion for a stay of execution pending the resolution of his appeal followed.

The district court dissolved its stay of execution on September 15, 1993, in conjunction with its final rulings on the second petition. After a hearing, we denied the motion for stay pending appeal. Schlup v. Delo, No. 93-3272, 1993 WL 409815, 1993 U.S.App. LEXIS 26748 (8th Cir. Oct. 15, 1993). We now vacate that opinion and consider a renewed request for stay and the merits of Mr. Sehlup’s appeal.

In support of his second petition for habe-as relief, this appeal, and the renewed request for stay of execution, Mr. Schlup tendered to the district court and now tenders to this court several affidavits and statements, mostly from present or former prisoners, purporting to be newly discovered evidence tending to establish that he was not present at the scene of the murder for which he was sentenced to death. He also renews his reliance on a videotape, offered at trial as part of an alibi defense, showing his presence in the dining room near the time of the murder. In other words, appellant says he could not have been present at the assault and is actually innocent of the crime.

I.

In his second petition, Mr. Schlu~ asserts a number of constitutional claims not raised, or raised and denied in his first petition. Thus, these allegations constitute either successive or abusive uses of the writ, 2~ U.S.C. § 2244(b), and may be considered by this court only under limited circumstances. Sawyer v. Whitley, - U.S. -, -, 112 S.Ct. 2514, 2518, 120 L.Ed.2d 269 (1992),

Unless a habeas petitioner shows cause and prejudice, see Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977), a court may not reach the merits of: (a) successive claims which raise grounds identical to grounds heard and decided on the merits in a previous petition, Kuhlmann v. Wilson, 477 U.S. 436, 106 S.Ct. 2616, 91 L.Ed.2d 364 (1986); (b) new claims, not previously raised which constitute an abuse of the writ, McCleskey v. Zant, 499 U.S. 467, 111 S.Ct. 1454, 113 L.Ed.2d 517 (1991); or (c) procedurally defaulted claims in which the petitioner failed to follow applicable state procedural rules in raising the claims. Murray v. Carrier, 477 U.S. 478, 106 S.Ct. 2639, 91 L.Ed.2d 397 (1986). These cases are premised on our concerns for the finality of state judgments of conviction, and the “significant costs of federal habeas review.” McCleskey, supra, at 490-91, 111 S.Ct. at 1468; see, e.g., Engle v. Isaac, 456 U.S. 107, 126-128, 102 S.Ct. 1558, 1571-1572, 71 L.Ed.2d 783 (1982).

Id. (parallel citations omitted).

Mr. Schlup seeks to establish “cause and prejudice” or, in the alternative, seeks to establish his “actual innocence” of the crime as a means of obtaining federal court review of his constitutional claims. The district court reviewed and denied his cause and prejudice allegations. We agree with this result and adopt the well-reasoned opinion of the district court in this regard.

II.

A. Procedural Bar

Under a second federal habeas review of a petitioner’s state court conviction, a claim of actual innocence requires a dual analysis. First, we must consider Mr. Schlup’s attempt to invoke the rule announced in Kuhlmann v. Wilson, 477 U.S. 436, 106 S.Ct. 2616, 91 L.Ed.2d 364 (1986) that even if a petitioner cannot meet the cause and prejudice standard, a federal court may examine the merits of a constitutional claim if failure to do so would result in a miscarriage of justice. Id., at 454, 106 S.Ct. at 2627. A petitioner “may make the requi[740]*740site showing by establishing that ... he has a colorable claim of factual innocence.” Id. The contours of this qualification were more clearly delineated by the Supreme Court in Sawyer v. Whitley, which referred to the test as the miscarriage of justice or “actual innocence” exception. Sawyer, — U.S. at -, 112 S.Ct. at 2519.

In this context, actual innocence is “not itself a constitutional claim, but instead a gateway through which a habeas petitioner must pass to have his otherwise barred constitutional claim considered on the merits.” Herrera v. Collins, — U.S. -, -, 113 S.Ct. 853, 862, 122 L.Ed.2d 203 (1993). Thus, the question is: Has this appellant established “actual innocence” as defined by the Supreme Court? We think not, at least under the test this panel must apply.

Sawyer dealt with the punishment phase of the criminal proceeding as opposed to the guilt or innocence phase of the trial. Therefore, appellant argues, with some justification, that Sawyer announced only a test for analyzing the fairness of the death penalty portion of a trial. And, the Supreme Court did say, in Sawyer, with regard to guilt or innocence:

Our standard for determining actual innocence was articulated in Kuhlmann as: “[T]he prisoner must ‘show a fair probability that, in light of all the evidence, including that alleged to have been illegally admitted (but with due regard to any unreliability of it) and evidence tenably claimed to have been wrongly excluded or to have become available only after the trial, the trier of the facts would have entertained a reasonable doubt of his guilt.’ ”

Sawyer, — U.S. at -, 112 S.Ct. at 2519, n. 5 (citations omitted).

On the other hand, Sawyer says that “actual innocence” under the death penalty phase of a ease must be determined by considering whether a “petitioner has shown by clear and convincing evidence that but for constitutional error, no reasonable juror would find him eligible for the death penalty.” Id., at -, 112 S.Ct. at 2523. Says appellant, this seemingly higher (penalty) test is necessary because the amorphous concept of being actually “innocent of death” requires a more objective standard. Id., at -, 112 S.Ct. at 2519-20. In other words, in the context of guilt or innocence of the crime itself, the concept of “actual innocence” is easier to grasp. Id., at -, 112 S.Ct. at 2520. Thus, the more subjective Kuhlmann test is sufficient.

Whatever the merits of appellant’s contentions, we do not write on a clean slate.

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Bluebook (online)
11 F.3d 738, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lloyd-e-schlup-v-paul-k-delo-ca8-1993.