Livingston's Petition

2 Abb. Pr. 1, 32 How. Pr. 20
CourtNew York Court of Appeals
DecidedJune 15, 1866
StatusPublished

This text of 2 Abb. Pr. 1 (Livingston's Petition) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Livingston's Petition, 2 Abb. Pr. 1, 32 How. Pr. 20 (N.Y. 1866).

Opinion

Morgan, J.

This trust deed was voluntary on the part of William Winter, securing to himself the rents, issues and profits of a real estate, confessedly worth one hundred thousand ($100,000) dollars during his life, with remainder over to his heirs: and on default of heirs to his nephews, Mortimer and Henry W. Livingston. As he has no children, it may perhaps be assumed that the nephews in question take a vested remainder under our statute: which doubtless gives them a standing in court to invoke its aid to protect the corpus of the estate from destruction, by the unlawful acts of the tenant for life.

So far as the deed creates a trust in Birdsall to receive the rents and profits, and apply them to the use of William Winter during his life, it is expressly authorized by statute (1 Rev. Stut., 729, § 55). So far as it requires the trustee to assign or convey the legal estate to those who shall be entitled in remainder under the trust deed, his services will be useless: as the transfer will be made, if at all, by operation of the statute of uses, and his office as trustee will then terminate (1 Rev. Stat., 730, § 67).

As against William Winter, the creator of the trust and the beneficial owner of the rents, issues and profits of the legal estate, during his life, the court will not, I think, interfere in behalf of his nephews, to give them more than is secured to them by the very terms of the settlement (Hill on T., 83; Hays v. Kershaw, 1 Sandf. Ch., 258). Although the deed of settlement is silent on the subject, doubtless those claiming in remainder under it are interested in the management of the estate : and the tenant for life owes them certain duties which a court of equity may enforce. A tenant for life in respect to these duties stands in the nature of a trustee to the remainder: but this is an implied, and not an express trust (Joyce v Gunnels, 2 Rich. Eq., 259).

If the tenant for life is guilty of any species of waste calculated materially to injure or destroy the value of the estate in remainder, it is perfectly competent, and in truth is the constant practice, in this country as well as England, for the re[15]*15mainder man to resort to the prompt and efficacious remedy by an injunction bill (4 Kent, 77). Upon such a bill, a court of equity might require security of the trustee for the due performance of those duties which the law casts upon him in respect to the preservation of the corpus of the trust estate.

Since it has become impossible under our statute (1 Rev. Stat., 730, § 65) for the trustee in such a case to alien or dispose of’the real estate to the injury of the remainderman, there are but few occasions when it can be necessary or proper for the court to interfere with the management of the trust, except on behalf of the beneficial owner for life.

In this case, William Winter, the creator of the trust deed, is the only person who is legally interested in the execution of the express trusts, therein mentioned. .

There are no express trusts in f acor of the petitioners. The " obligation on the part of the trustee to preserve the corpus of the estate for the benefit of those entitled in remainder, does not rest upon any express trusts, but is to be implied, if it exists at all.

Keeping in view the relations which these several persons sustain towards each other, I will now proceed to notice the several questions presented by the appeals.

I. It will be seen that William Winter, the equitable owner of the estate for life, and who alone is interested in the execution of the trusts mentioned in the deed of trusts, is a party defendant in these proceedings. I am not aware of any case where the court has entertained a petition for the removal of a trustee, under our statutes, at the instance of those entitled in remainder, and against the wishes of the cestui que trust for life. Nor do I think the statute intended to authorize such a proceeding. Section 55 (1 Rev. Stat., 723), authorizes the creation of an express trust to receive the rents and profits "of lands, and apply them to the use of any person during the ‘‘ life of such person.”

This is such a trust. Section 70, taken in connection with section 72, provides that upon the bill or petition of any person interested in the execution of an express trust theretofore au thorized, the court of chancery may remove any trustee who shall have violated or threatened to violate his trust, or who shall be insolvent, or who shall for any cause be deemed an [16]*16unsuitable person to execute the trust. It was said by the chancellor in the matter of Van Wyck (1 Barb. Ch., 565), that independently of these statutory provisions, the court had no power upon a mere petition to discharge a trustee, and that the usual course of proceedings was by bill (and see Hill on T., 194).

As a general rule petitions 'can only be presented in an action already commenced, or in a matter over which the court has jurisdiction by some act of the legislature, or other special authority. Under the English statutes, sundry cases of trust were provided for, in which a remedy might be had by petition; but the courts uniformly held that the remedy could not be extended by construction to include other cases. In Ex parte Brown (C. Cooper, 295,) Lord Eldow discharged an order that had been made upon petition, stating that in his opinion, constructive trusts were not within the meaning of the statute.

And in Ex parte Skinner (2 Mer., 453), it was held that the statute was meant to extend only to cases of plain breach of trust, committed in the character of trustees (and see Hill on T., 193; 3 Dan. Ch. Pr., 2099).

t It is quite certain that bur statute authorizing any persons interested in the execution of express trusts to apply for the removal of the trustee upon petition, was only intended to embrace that class of persons who were immediately interested, and who might be injured by a violation of the trust, or by the insolvency, or other incompetency of the trustee.

■In this case, I think William Winter was the only person interested in the execution of the trust, within the meaning of the statute ; and that it was erroneous for the court below to entertain a petition for the removal of Birdsall from his trust, except upon the application of Winter. It does not, however, appear that the appellants took any objection of this character; perhaps they should have moved to dismiss the petition in order to avail themselves of the objection; and it may be too late after litigating the petition upon the merits to raise such a question. If, however, the court below was without jurisdiction in the first instance, as I am inclined to believe, I think it is not too late to raise the objection, although it is .well settled that a stranger could not avail himself of it (People v. Norton, 9 N. Y. [5 Seld.], 176).

[17]*17II.

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Bluebook (online)
2 Abb. Pr. 1, 32 How. Pr. 20, Counsel Stack Legal Research, https://law.counselstack.com/opinion/livingstons-petition-ny-1866.