Livesay v. Principi

15 Vet. App. 165, 2001 U.S. Vet. App. LEXIS 1009, 2001 WL 987781
United States Court of Appeals for Veterans Claims·Decided August 30, 2001·No. No. 00-51·Published·Cited by 77 cases

Opinions

FARLEY, Judge, filed the opinion of the Court. KRAMER, Chief Judge, with whom STEINBERG, Judge, joined, filed a dissenting opinion.

FARLEY, Judge:

The appellant appeals two decisions of the Board of Veterans’ Appeals (BVA or Board) dated December 23, 1999. In the first decision (Decision 1), the Board denied the appellant’s claim for an effective date earlier than January 2, 1997, for his service-connected disorder of the larynx, including laryngeal carcinoma. In the second decision (Decision 2), the Board found that neither the December 1985 BVA decision denying the appellant’s claim for service connection for a chronic disorder of the larynx nor the Board’s November 1987 decision denying his claim on reconsideration was the product of clear and unmistakable error (CUE). This appeal is timely and the Court has jurisdiction pursuant to 38 U.S.C. § 7252(a). For the reasons that follow, the Court will vacate and remand Decision 1 and affirm Decision 2.

I. BACKGROUND

The veteran served on active duty from February 1943 to November 1945 and from June 1953 to January 1955. Record (R.) at 28, 31. In April 1947, the veteran was awarded service connection for residuals of pneumonia and pleurisy. R. at 214. The regional office (RO) also granted service connection for psychoneurosis, anxiety reaction in July 1947. R. at 229-30. In September 1965, the RO denied the veteran’s claim for service connection for laryngitis. R. at 293.

In March 1982, the veteran sought to reopen his claim for laryngitis. R. at 295. The veteran claimed that he developed laryngitis, pneumonia, and severe malnutrition as a prisoner of war (POW), and that the combination of these conditions led to his carcinoma. Id. He submitted private medical records that reflected that he underwent a direct laryngoscopy for a carcinoma of the vocal cord in April 1977. R. at 298. A VA examination dated in May 1982 lists diagnoses of anxiety neurosis with depressive features, nephrolithia-sis, benign prostatic hypertrophy, and bilateral pleural thickening. R. at 313-15.

In September 1982, the RO denied service connection for postoperative laryngec-tomy as residuals of laryngitis and malnutrition secondary to POW status. R. at 330-31. In December 1982, the veteran provided sworn testimony at a personal hearing. R. at 339-47. He submitted medical records that established treatment for renal colic, leukoplakia and chronic inflammation of the larynx and true vocal cords, and hoarseness for one year. R. at 350-61, 363-66, 369, 374-75, 380-87, 392-406, 408-15, 417-24, 426-34. VA treatment records dated in August 1947 contain diagnoses of chronic pleurisy, residuals of pneumonia, hysteria, and foreign body reaction of the left hand. R. at 465. In April 1983, the RO granted service connection for malnutrition, rated at 0% disabling, but denied service connection for total laryngectomy, secondary to carcinoma of the larynx and chronic laryngitis. R. at 473-75.

In December 1983, the veteran provided sworn testimony at a hearing before the Board. R. at 494-516. He submitted ad[169]*169ditional medical records of treatment for cancer of the larynx. R. at 518-22. In March 1984, the BVA remanded the matter. R. at 524-26. VA received surgical pathology slides that indicated carcinoma of the true vocal cord, left. R. at 529-37. In December 1984, the veteran provided sworn testimony in a hearing at the RO. R. at 553-60. At the hearing, the veteran stated that although no one could ever say with authority exactly what caused his cancer, 80% to 90% of all carcinomas are caused by either a chemical reaction, a viral infection, or a nutritional imbalance. R. at 556. He also expressed his personal view that “[p]ractically all POW’s suffered from some degree of malnutrition, gastritis, dysentery, respiratory disease, skin disease, arthritis, frostbite, exposure!,] and nervous condition,” and that “[e]very POW should automatically be service connected for these ailments and any ailments related to them.” R. at 557. The veteran concluded that because he believes his chronic disorder of the larynx and cancer were caused by malnutrition, he should be awarded service connection for those conditions. R. at 553-60.

In July 1985, a physician from the Armed Forces Institute of Pathology opined that the veteran’s laryngeal malignancy had its origin within two years prior to his positive biopsy material from the larynx obtained in October 1966. R. at 584-85. In December 1985, the Board denied service connection for a chronic disability of the larynx. R. at 609-20. The Board found that the veteran’s laryngeal carcinoma was first manifested to a compensable degree many years after his separation from service and that this disability, including laryngeal carcinoma, was not shown to be causally related to a disease or injury of service origin. R. at 620. The Board noted that because the veteran’s condition was not one of the conditions afforded presumptive service connection in, or otherwise encompassed by, Public Law 97-37, that law was not applicable to the veteran’s claim. R. at 618.

In April 1986, the veteran provided sworn testimony at a hearing before the RO. R. at 622-33. In July 1986, the RO determined that new and material evidence had not been submitted to reopen the claim. R. at 635. In December 1986, the veteran provided sworn testimony in a hearing before the Board. R. at 658-73. In November 1987, the Board reconsidered its December 1985 decision and concluded that it contained no obvious error. R. at 696-97.

In 1989, the veteran submitted a letter to this Court, copied to VA, in an attempt to appeal this matter to this Court. R. at 705-06. The veteran was advised that the Court did not have jurisdiction to review his claim. R. at 709. Thereafter, the veteran continued to submit numerous letters to VA expressing his disagreement with the denial of his claim and seeking a proper hearing on his claim based upon Public Law 97-37.

In January 1997, the RO advised the veteran that a VA General Counsel opinion provided for the possibility of service connection secondary to smoking and that his condition might be related to smoking during service. R. at 828. In his response, the veteran stated that although he had never claimed that smoking was a contributing factor to his problems he realized it could have been; he also stated that he continued to believe that the primary cause of his condition was malnutrition. R. at 846. The veteran was given a VA POW protocol examination in December 1997. R. at 849-53. The examiner opined that it was more likely than not that malnutrition and smoking were the positive agents for the veteran’s laryngeal cancer. R. at 852. In March 1998, the RO granted [170]*170service connection for cancer of the larynx, status post laryngectomy with a 100% evaluation, effective January 2, 1997. In April 1998, the veteran filed a Notice of Disagreement with that decision. R. at 878. He argued that the effective date of his award should be in 1982, when he originally filed a claim under Public Law 97-37. In October 1998, the appellant provided sworn testimony in a hearing before the Board. R. at 928-38. In the two BVA decisions here on appeal, the Board found that an effective date prior to January 2, 1997, was not warranted on a direct basis, or on the basis of CUE in the 1985 or 1987 BVA decisions. R. at 1-26.

II. ANALYSIS

A. Decision 1: Earlier Effective Date

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Livesay v. Principi, 15 Vet. App. 165, 2001 U.S. Vet. App. LEXIS 1009, 2001 WL 987781 (Cal. 2001).

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