Lindsey Childers, as Administratrix of the Estate of Cameron Pearson v. William S. Albright

• Court: Kentucky Supreme Court
• Decided: December 14, 2021
• Docket: 2019 SC 0226
• Status: Unknown

Opinion

RENDERED: DECEMBER 16, 2021 TO BE PUBLISHED

Supreme Court of Kentucky 2019-SC-0226-DG

LINDSEY CHILDERS, AS ADMINISTRATRIX APPELLANTS OF THE ESTATE OF CAMERON PEARSON; LINDSEY CHILDERS, AS NEXT FRIEND AND GUARDIAN OF A.P., C.P., AND E.P., MINORS; AND AMANDA WAITS

ON REVIEW FROM COURT OF APPEALS V. NOS. 2017-CA-0669 & 2017-CA-0670 JEFFERSON CIRCUIT COURT NO. 16-CI-003155

WILLIAM S. ALBRIGHT; BASU PROPERTIES, APPELLEES LLC; AND HARDSHELL TACTICAL, LLC

OPINION OF THE COURT BY SPECIAL JUSTICE TENNYSON

VACATING AND REMANDING

This case presents a novel issue for consideration by this Court: whether

the Court of Appeals had jurisdiction to review an appeal from an interlocutory

order in a civil action denying immunity under Kentucky Revised Statute (KRS)

503.085, Kentucky’s “Stand Your Ground” law. We hold that it did not because

an order denying KRS 503.085 immunity in a civil case does not satisfy the

required elements for interlocutory review under the collateral order doctrine. Accordingly, we vacate the opinion of the Court of Appeals for lack of

jurisdiction and remand the case to the Jefferson Circuit Court.

I. BACKGROUND

William Albright co-owned and worked at Hardshell Tactical, LLC—a gun

shop—in Louisville. The store was in a shopping center owned by BASU

Properties, LLC. On July 8, 2015, while Albright was working at Hardshell, he

heard a gunshot outside of the store. Albright, armed with two guns, decided to

investigate. In the parking lot of the shopping center, he encountered Kyle

Pearson wielding a handgun. Other witnesses to the incident observed Kyle

waving the gun around and pointing it at his own head. Kyle’s brother,

Cameron Pearson, unarmed, and also in the parking lot, began wrestling with

Kyle for control of the handgun. As the brothers fought, Albright ordered Kyle

to drop the gun but the fight continued, resulting in several errant shots being

discharged from Kyle’s gun. Albright, ultimately, fired several shots at the

brothers. Kyle was injured. Cameron was killed.

A Jefferson County Grand Jury indicted Albright on charges of murder

and first-degree assault in September 2015. After his indictment, in June

2016, Albright moved the trial court in his criminal case to find him immune

from prosecution citing KRS 503.085, Kentucky’s “Stand Your Ground” law.1

1 KRS 503.085 provides:

(1) A person who uses force as permitted in KRS 503.050, 503.055, 503.070, and 503.080 is justified in using such force and is immune from criminal prosecution and civil action for the use of such force, unless the person against whom the force was used is a peace

2 The next month, Lindsey Childers, as administratrix of Cameron’s estate, and

as guardian of Cameron’s three minor children, A.P., C.P., and E.P.; Cameron’s

sister, Amanda Waits (who was also present in the parking lot at the time of

the shooting); and Kyle (collectively “the Pearson family”), filed a civil suit in the

Jefferson Circuit Court against Albright, Hardshell, and BASU Properties

alleging negligence and wrongful death claims. On August 11, 2016, the

Jefferson Circuit Court judge presiding over Albright’s criminal case granted

his motion for immunity and ordered that the indictments against him be

dismissed with prejudice.

Following the grant of KRS 503.085 immunity in the criminal action,

Albright and Hardshell each filed CR212.03 motions for judgment on the

pleadings in the civil case filed by the Pearson family, arguing that collateral

officer, as defined in KRS 446.010, who was acting in the performance of his or her official duties and the officer identified himself or herself in accordance with any applicable law, or the person using force knew or reasonably should have known that the person was a peace officer. As used in this subsection, the term “criminal prosecution” includes arresting, detaining in custody, and charging or prosecuting the defendant.

(2) A law enforcement agency may use standard procedures for investigating the use of force as described in subsection (1) of this section, but the agency may not arrest the person for using force unless it determines that there is probable cause that the force that was used was unlawful.

(3) The court shall award reasonable attorney's fees, court costs, compensation for loss of income, and all expenses incurred by the defendant in defense of any civil action brought by a plaintiff, if the court finds that the defendant is immune from prosecution as provided in subsection (1) of this section.

2 Kentucky Rules of Civil Procedure.

3 estoppel and KRS 503.085(1) required that Albright be “immune from . . . civil

action.” The trial court denied the motions. Albright and Hardshell appealed

from the order denying their CR 12.03 motions, asserting that an order denying

a substantial claim of immunity is immediately appealable even in the absence

of a final judgment.

The Court of Appeals, without addressing jurisdiction, reversed the civil

circuit court, finding that collateral estoppel applied and that the grant of self-

defense immunity in Albright’s criminal case barred continued litigation of the

civil action. This Court granted discretionary review, and specifically directed

that the parties’ briefs “address the question of whether the Court of Appeals

had jurisdiction to consider an appeal from an interlocutory order denying self-

defense immunity in a civil action.” Because we hold that the Court of Appeals

lacked jurisdiction to consider the appeal, we need not consider other issues

addressed in its opinion.

III. ANALYSIS

Jurisdiction is a threshold issue; “a court must have [it] before it has

authority to decide a case.” Wilson v. Russell, 162 S.W.3d 911, 913 (Ky. 2005).

It cannot be waived or conferred by agreement of the parties. Id. A “court must

determine for itself whether it has jurisdiction.” Hubbard v. Hubbard, 303 Ky.

411, 412, 197 S.W.2d 923, 923 (1946). This Court is not excepted from that

statement.

Appellate review is generally limited to final orders that “adjudicate[] all

the rights of all the parties in an action or proceeding, or a judgment made

4 final under Rule 54.02 [after a determination that no just reason for delay

exists].” CR 54.01; CR 54.02(1). But in certain instances, interlocutory appeals

are expressly permitted by statute, civil rule, or common law. See, e.g.,

Breathitt Cnty. Bd. of Educ. v. Prater, 292 S.W.3d 883, 886 (Ky. 2009)

(identifying circumstances in which interlocutory appeal is permitted); see also

KRS 22A.020; Commonwealth v. Farmer, 423 S.W.3d 690, 693 (Ky. 2014)

(interpreting KRS 22A.020 to mean “the Court of Appeals has appellate

jurisdiction in those civil matters determined by this Court”). In 2009, in

Prater, this Court recognized for the first time, though not explicitly by name, a

new exception to the general rule that appeals may be taken only from final

orders known as the collateral order doctrine. 292 S.W.3d at 886-87.

The collateral order doctrine originates from the U.S. Supreme Court’s

decision in Cohen v. Beneficial Indus. Loan Corp., 337 U.S. 541 (1949), which

held that interlocutory appeals, not otherwise permitted under federal

procedural rules or by statute, were permitted “in a small class of cases which

finally determine claims of right separable from, and collateral to, rights

asserted in the action, too important to be denied review and too independent

of the cause itself to require appellate consideration be deferred until the whole

case is adjudicated.” Id. at 545. In Cohen, the Supreme Court reasoned that the

interlocutory order appealed from in that case was “appealable because it was

a final disposition of a claimed right” and “not an ingredient of the cause of

action” requiring “consideration with it.” Id. at 546-47.

5 Applying the doctrine in Prater, this Court held an immediate appeal

from an interlocutory order denying immunity to a school board from tort

claims made outside of the Kentucky Board of Claims was permissible, 292

S.W.3d at 886-87, because the school board’s claim to immunity could not be

vindicated following entry of a final judgment. Id. After Prater, the scope of

permissible interlocutory appeals in Kentucky expanded to include “order[s]

denying a substantial claim of absolute immunity . . . even in the absence of a

final judgment.” Id. at 887.

This Court has honed its application of the collateral order doctrine since

its decision in Prater, beginning with Commonwealth v. Farmer, 423 S.W.3d

690 (Ky. 2014). In that case, Farmer, a criminal defendant, argued he was

immune from prosecution for murder because he had been legally justified to

act in self-defense. Id. at 691-92. After the trial court denied Farmer’s motion

to dismiss the indictment, he pursued an interlocutory appeal. Id. The Court of

Appeals held that it had jurisdiction to consider the appeal, analogizing

Farmer’s claim for immunity to the civil circumstances presented in Prater. Id.

at 692. This Court reversed, finding that the Court of Appeals lacked

jurisdiction because the collateral order doctrine did not apply in the

circumstances presented in that case. Id. at 691.

In its analysis, the Farmer Court, drawing upon the Supreme Court’s

decisions in Mitchell v. Forsyth, 472 U.S. 511 (1985), and Nixon v. Fitzgerald,

457 U.S. 731 (1982), adopted a three-element test to determine when the

collateral order doctrine applies. Farmer, 423 S.W.3d at 696-97. As stated in

6 Farmer, the elements of the test were: (1) the order must conclusively

determine the disputed question; (2) the order must “resolve an important

issue completely separate from the merits of the action”; and (3) the order must

be effectively unreviewable on appeal from final judgment. Farmer, 423 S.W.3d

at 696 (citing Nixon, 457 U.S. at 742). As to the final element of the test, this

Court noted “‘it is not mere avoidance of a trial, but avoidance of a trial that

would imperil a substantial public interest, that counts when asking whether

an order is ‘effectively’ unreviewable if review is to be left until later.’” Id. at 697

(quoting Will v. Hallock, 546 U.S. 345, 352-53 (2006)).

Applying the test in Farmer, the Court held that the first element of the

doctrine was satisfied because the order denying the motion to dismiss the

indictment conclusively decided the disputed question—whether Farmer was

legally immune from prosecution. 423 S.W.3d at 697. The second element of

the doctrine, however, was not present because whether a person justifiably

acts in self-defense “is inextricably part of the merits of the case.” Id. at 697.

Finally, the Court held that the third element of the doctrine was “simply

absent” because Farmer’s immunity claim did not present a risk to “a

substantial public interest.” Id. Rather, “Farmer's interest in asserting

immunity and avoiding prosecution . . . is purely personal in nature.” Id.

In the years following Farmer, the Court continued to refine the contours

of Kentucky’s collateral order doctrine, applying it to various interlocutory

appeals. See, e.g., Maggard v. Kinney, 576 S.W.3d 559 (Ky. 2019) (dismissing

appeal regarding application of judicial statements privilege between two

7 physicians in litigation); Hampton v. Intech Contracting, LLC, 581 S.W.3d 27

(Ky. 2019) (holding Court of Appeals properly dismissed appeal in workers’

compensation case because it was without jurisdiction to consider

interlocutory order granting motion for partial summary judgment). In Maggard

in 2019, the Court emphasized that interlocutory appeals are “rare” and that

“Kentucky courts have in some instances allowed the collateral order doctrine

to expand beyond ‘its logic and . . . the [Cohen] criteria.’” 576 S.W.3d at 566

(quoting Ashcroft v. Iqbal, 556 U.S. 662, 672 (2009)).

Most recently, in Sheets v. Ford Motor Company, 626 S.W.3d 594 (Ky.

2021), the Court held that Ford Motor Company did not have a right to take an

interlocutory appeal from an order denying up-the-ladder immunity under the

Workers’ Compensation Act. Id. at 596. In its analysis, the Court also took the

opportunity to review “the progression of our jurisprudence” concerning the

collateral order doctrine. Id. at 599. First, it reiterated that all three elements of

the doctrine must be met before an appellate court has jurisdiction to review

an interlocutory order. Id. Second, the Court succinctly recited and clarified the

three elements of the doctrine, stating that the challenged interlocutory order

“must (1) conclusively decide an important issue separate from the merits of

the case; (2) be effectively unreviewable following final judgment; and (3) involve

a substantial public interest that would be imperiled absent an immediate

appeal.” Id. (citing Farmer, 423 S.W.3d at 696-97). Significantly, the Court

noted the increased emphasis on the third element of the test, i.e., that the

8 interlocutory order involves a substantial public—not personal—interest that

would be imperiled without an immediate appeal. Id.

This Court’s decision in Sheets recognized that not all denials of

immunity satisfy the third element of the collateral order doctrine. “In fact, in

instances when no governmental entity or official is a party to the case and

there is no concern with ‘preserving the efficiency of government,’ it is unlikely

that a denial of a party's claim of immunity will meet this final element.” Id. at

599 (citing Maggard, 576 S.W.3d at 566; Will, 546 U.S. at 352-53).

Applying the Court’s jurisprudence to the present appeal, we hold that

the trial court’s order denying Albright and Hardshell’s CR 12.03 motions does

not satisfy the collateral order doctrine, and accordingly, does not merit

interlocutory review. While the first element—that the order must conclusively

decide an important issue separate from the merits of the case—arguably may

be met,3 the other two elements are not. The order denying the motions does

not involve a substantial public interest that would be imperiled absent an

immediate appeal. Neither Albright nor Hardshell is a governmental entity or

official, nor do Albright’s immunity claims raise any concern implicating

governmental efficiency. In the circumstances presented, the Appellees’ interest

in asserting immunity is best characterized as being “purely personal in

nature.” Farmer, 423 S.W.3d at 697. Albright and Hardshell’s right to appeal

3 We need not decide whether a claim of self-defense made pursuant to KRS

503.085 in a civil action is “inextricably part of the merits of the case,” Farmer, 423 S.W.3d at 697, because we have determined that the other elements of the collateral order doctrine are not met.

9 the trial court’s rulings following a final judgment is not disturbed by the

Court’s holdings. Because the interlocutory orders at issue do not meet all

elements of the collateral order doctrine, the Court of Appeals and this Court

lack jurisdiction to hear Albright and Hardshell’s interlocutory appeal on the

merits.

III. CONCLUSION

For the foregoing reasons, we vacate the opinion of the Court of Appeals

and remand this matter to the trial court for further proceedings.

Minton, C.J.; Conley, Hughes, Keller, and Vanmeter, JJ.; and Special

Justice Cheryl U. Lewis and Special Justice Julie A. Tennyson sitting. All

concur. Lambert and Nickell, JJ., not sitting.

COUNSEL FOR APPELLANTS:

Kevin C. Burke Jamie K. Neal Burke Neal PLLC

Martin Pohl Rick Hessig Hessig & Pohl, PLLC

COUNSEL FOR APPELLEE, WILLIAM S. ALBRIGHT:

Gregg E. Thornton Maxwell D. Smith Betsy R. Catron Ward, Hocker & Thornton, PLLC

10 COUNSEL FOR APPELLEE, BASU PROPERTIES, LLC:

Charles H. Cassis Aida Almasalkhi Goldberg Simpson, LLC

COUNSEL FOR APPELLEE, HARDSHELL TACTICAL, LLC:

Melissa Thompson Richardson Ashley L. Daily Walters Richardson, PLLC

COUNSEL FOR AMICUS CURIAE, KENTUCKY DEFENSE COUNSEL, INC.:

Jeffrey C. Mando Olivia F. Amlung Adams, Stepner, Woltermann & Dusing, PLLC

COUNSEL FOR AMICUS CURIAE, KENTUCKY LEAGUE OF CITIES:

Derrick T. Wright Charles D. Cole Sturgill, Turner, Barker & Moloney, PLLC