Lindsay v. Department of Social Services

791 N.E.2d 866, 439 Mass. 789, 2003 Mass. LEXIS 568
CourtMassachusetts Supreme Judicial Court
DecidedJuly 17, 2003
StatusPublished
Cited by20 cases

This text of 791 N.E.2d 866 (Lindsay v. Department of Social Services) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lindsay v. Department of Social Services, 791 N.E.2d 866, 439 Mass. 789, 2003 Mass. LEXIS 568 (Mass. 2003).

Opinion

Sosman, J.

Adele Lindsay, the owner and director of a day care center, sought judicial review of the decision of the Department of Social Services (department) to “support” an allegation that a child had suffered “neglect” at that center. See G. L. c. 119, § 5IB; 110 Code Mass. Regs. § 4.32 (2000). A judge in the Superior Court affirmed the department’s decision, and the present appeal followed. We transferred the case to this court on our own motion. On appeal, Lindsay raises three arguments: (1) that an allegation of neglect cannot be supported unless the neglect has actually caused the child to suffer physical or emotional injury (no such injury having occurred here); (2) that the department’s decision was not supported by substantial evidence; and (3) that the standard for supporting an allegation of abuse or neglect, “reasonable cause” to believe that the abuse or neglect did occur (see G. L. c. 119, § 5IB; 110 Code Mass. Regs. § 4.32[2]), violates due process because it is a lesser standard than preponderance of the evidence. We reject each of these arguments and therefore affirm the judgment in favor of the department.

1. Facts. Following an investigator’s report supporting allegations that Lindsay was responsible for two instances of “neglect” of a child, Lindsay sought an administrative appeal of that decision. See 110 Code Mass. Regs. §§ 10.00 (2000). After an evidentiary hearing, the hearing officer upheld the investigator’s decision with respect to one of the incidents and overturned the decision with respect to the other incident. The hearing officer’s decision was based on the following factual findings, most of which were undisputed.

Adele Lindsay is the operator of two day care centers in Fall River. Adrianna Dockery, between three and four years old at the time of these events, attended the center located on Somerset Street. Lindsay provided transportation for the children to and from the center, carrying up to seven children at a time in her station wagon. Children would ride in the front seat, the rear seat, and in seats located at the back of the vehicle that were accessed through the rear hatch. When bringing children [791]*791to the center, the customary procedure was for Lindsay to park the vehicle on the street in front of the facility and sound the ham as a signal. A teacher’s aide would then come outside to retrieve the children and escort them into the center. Lindsay would remain in the vehicle with the children until such time as the aide appeared to take over their supervision.

One day in June, 1999, sometime between 8:30 and 9 a.m., Lindsay transported children to the center and parked the vehicle in front as usual. Adrianna was in the farthest seat to the rear. Lindsay sounded the horn and an aide came out to get the children, whereupon Lindsay apparently left the vehicle. The aide retrieved the children, but failed to notice Adrianna in the rear seat and, as a result, abandoned Adrianna, who was buckled into her seat in the vehicle. At around 10:30 a.m., one of the teachers was outside when she heard a child crying. She discovered Adrianna, removed her from the vehicle, and brought her inside the day care center. Her clothes were wet with sweat, but she suffered no other ill effects from the incident.

Approximately one month later, on July 21, 1999, Lindsay was again transporting Adrianna to the center. Another child, age five years old, was in the front seat with Lindsay. Adrianna was again in the rearmost seat. Lindsay parked the vehicle on the street in front of the facility, and the child in the front seat got out and went into the center on her own. Lindsay had not sounded her horn, and no one had yet appeared to retrieve Adrianna. Lindsay got out of the vehicle and proceeded in through the front door. As she was entering, a teacher’s aide was coming out and asked Lindsay if she had sounded her ham. Lindsay replied that she had not. Understanding Lindsay’s negative response to mean that there were no children to be retrieved, the aide went back to her classroom. Lindsay proceeded to the kitchen, leaving Adrianna in the vehicle.1

Another employee leaving the center at sometime between [792]*79211 and 11:30 a.m. went by and heard a child whimpering. She discovered Adrianna in the station wagon and ran inside the center calling for someone to give her the keys to the vehicle. Lindsay gave her the keys, and the employee went back out and removed Adrianna from the vehicle. As with the prior incident, other than crying or whimpering while she was alone in the car and emerging with sweaty clothes, Adrianna showed no other adverse effects from this incident.

The hearing officer determined that, as to the first incident of the child being left in Lindsay’s vehicle, Lindsay had not neglected the child because Lindsay had transferred responsibility to the aide who had come out and retrieved all of the children except Adrianna. Having made that transfer, Lindsay was no longer Adrianna’s “caretaker” at the time the child was abandoned in the vehicle. See 110 Code Mass. Regs. § 2.00 (2000) (defining “[n]eglect” with reference to failure by “caretaker” to take necessary action to provide for child, and defining “caretaker” to include any person “entrusted with the responsibility for a child’s health or welfare”).

As to the July 21, 1999, incident, the hearing officer found that the department had properly supported the allegation of neglect. Lindsay had not transferred responsibility to any other staff member when she left Adrianna in the vehicle, and her failure to signal to or alert anyone that a child needed to be retrieved was negligent. Id. (to constitute “[n]eglect,” caretaker’s failure to provide for child must be either deliberate or due to “negligence or inability”). While Lindsay characterized the incident as a misunderstanding between herself and the aide who inquired whether the horn had sounded, the hearing officer concluded that any such “misunderstanding” was caused by Lindsay. Lindsay had failed to sound the horn at a time when she knew (or should have known) that a child was still in the car, and when questioned by a staff member about the absence of that signal, Lindsay answered the question literally without informing the aide that there was nevertheless a child in the car. The hearing officer thus held that Lindsay had negligently failed to provide “minimally adequate supervision” for the child at a time when she was the child’s sole caretaker, [793]*793and that she had therefore “neglect[ed]” the child within the meaning of the department’s regulations. See 110 Code Mass. Regs. § 2.00.

2. Discussion, a. Absence of physical or emotional injury. Lindsay contends that, under G. L. c. 119, §§ 51A and 51B, the department’s “jurisdiction” is limited to cases where a child has suffered “physical or emotional injury” as a result of abuse or neglect, and that the department’s regulation defining “neglect” is beyond the department’s authority because it does not include any prerequisite of actual “injury.” The regulation defines “neglect” as “failure by a caretaker, either deliberately or through negligence or inability, to take those actions necessary to provide a child with minimally adequate food, clothing, shelter, medical care, supervision, emotional stability and growth, or other essential care” (emphasis in original). 110 Code Mass. Regs. § 2.00.

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Bluebook (online)
791 N.E.2d 866, 439 Mass. 789, 2003 Mass. LEXIS 568, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lindsay-v-department-of-social-services-mass-2003.