Lillian Zucker, Adm'x, Estate of Marvin Jerome Zucker v. Hugo Vogt, D/B/A Hugo's Restaurant

329 F.2d 426, 1964 U.S. App. LEXIS 5859
Court of Appeals for the Second Circuit·Decided April 1, 1964·No. 265, Docket 28540·Published·Cited by 34 cases

Opinion

J. JOSEPH SMITH, Circuit Judge:

The defendant appeals from a judgment in the amount of $13,000 entered in the United States District Court for the District of Connecticut after a jury trial on a Dram Shop Act claim before District Judge T. Emmet Clarie. We find no error and affirm the judgment.

On the evening of February 22, 1961 plantiff’s decedent, Marvin Zucker, was changing a tire on his taxicab in a so-called “safety island” adjacent to Exit 13 on the New York Thruway. Zucker was fatally injured when struck by an automobile operated by William Baker, Jr. A blood sample taken from Baker revealed a .20 concentration of alcohol, indicating that he was clearly intoxicated at the time of the accident. Shortly before the accident, Baker had been served and had imbibed three Manhattan cocktails at the defendant’s restaurant in Stamford, Connecticut.

This action was brought under the Connecticut Dram Shop Act, Conn.Gen. Stat. § 30-102 (1958 Rev.), 1 which au *428 thorizes a party injured because of a second party’s intoxication to recover damages from any third party who sold liquor to the second party while that party was intoxicated. Lavieri v. Ulysses, 149 Conn. 396, 180 A.2d 632 (1962). In an earlier phase of this litigation, Judge Blumenfeld, in a well reasoned opinion reported at 200 F.Supp. 340 (D.C.Conn.1961), eliminated the false conflict of laws issue 2 from this case by holding that the Connecticut Dram Shop Act properly applied to this accident, even though it occurred in New York. This issue has not been raised on appeal.

Federal jurisdiction rests upon diversity of citizenship, the plaintiff being a citizen of New York and the defendant a citizen of Connecticut. We therefore sit as another court of Connecticut in adjudicating the right to recover under this Connecticut statute. Guaranty Trust Co. v. York, 326 U.S. 99, 65 S.Ct. 1464, 89 L.Ed. 2079 (1945).

The first point urged on this appeal is that the plaintiff has failed to comply with the notice requirement of the Dram Shop Act. The statute provides that “the aggrieved person shall give written notice to such seller within ninety days of the occurrence of such injury to person or property of his intention to bring an action under this section.” On April 25, 1961, after her appointment in New York as administratrix of her husband’s estate and well within the ninety day period, the plaintiff notified the defendant of the circumstances of the accident and of her intention to sue under the Dram Shop Act. However, the plaintiff was not appointed ancillary ad-ministratrix in Connecticut until May 24, 1961, more than ninety days after the accident occurred. The defendant contends that the notice was invalid because the plaintiff had no legal capacity to act in any way in Connecticut for the benefit of her husband’s estate until she had been appointed ancillary administra-trix in Connecticut.

There are no Connecticut cases directly on point. Two recent decisions of the Connecticut Superior Court display decidedly different attitudes toward the notice requirement in the Dram Shop Act. Compare Saur v. Tobin, 23 Conn. Sup. 104, 177 A.2d 225 (1961), sustaining a demurrer to a complaint which alleged that notice had been given 106 days after a fatal accident, with Saur v. Tobin, 23 Conn.Sup. 145, 178 A.2d 158 (1961), overruling a demurrer to the amended complaint, which alleged extenuating circumstances for failure to give timely notice. The Connecticut Supreme Court of Errors has recently declined an invitation to be strictly technical about the notice requirement holding that notice signed by plaintiffs’ attorney rather than by the plaintiffs themselves was sufficient to satisfy the requirements of the Dram Shop Act. Lavieri v. Ulysses, supra. And in the leading case of Pierce v. Albanese, 144 Conn. 241, 129 A.2d 606, 613 (1957), the Supreme Court of Errors declared that the Dram Shop Act should be construed liberally “to suppress the mischief and advance the remedy.” To uphold the technical nicety of the defendant’s argument would be to advance the mischief and suppress the remedy. The purpose of the notice requirement is to enable a prospective defendant to begin marshalling his evidence while memories are still fresh. Plaintiff’s notice was plainly sufficient to fulfill that function, and plaintiff, as New York administratrix, even though perhaps not yet qualified to sue in Connecticut at the time of notice, 3 must be considered a “person aggrieved” within the meaning of the statute.

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Lillian Zucker, Adm'x, Estate of Marvin Jerome Zucker v. Hugo Vogt, D/B/A Hugo's Restaurant, 329 F.2d 426, 1964 U.S. App. LEXIS 5859 (2d Cir. 1964).

329 F.2d 426 (Lillian Zucker, Adm'x, Estate of Marvin Jerome Zucker v. Hugo Vogt, D/B/A Hugo's Restaurant) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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