1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 BRIAN DEVERICK LEWIS, Case No.: 3:22-cv-0029-GPC-DEB CDCR #J-49028 12 ORDER: (1) GRANTING MOTION 13 TO PROCEED IN FORMA Plaintiff, PAUPERIS [ECF No. 7] 14 vs. 15 (2) DISMISSING DEFENDANTS
GIPSON & DAVIS AND 16 DANIEL PARAMO, Warden, A. PLAINTIFF’S DUE PROCESS & HAMMETT, J. MENDEZ, R. BATTAD, 17 EQUAL PROTECTION CLAIMS F. GRISEZ, R. ESQUILIN, R. DAVIS, FOR FAILING TO STATE A 18 CONNIE GIPSON CLAIM UNDER 28 U.S.C. 19 Defendants. §§ 1915(e)(2) AND 1915A;
20 (3) DIRECTING U.S. MARSHAL TO 21 EFFECT SERVICE UPON REMAINING DEFENDANTS AS TO 22 PLAINTIFF’S FIRST 23 AMENDMENT CLAIMS ONLY PURSUANT TO 28 U.S.C. § 1915(d) 24 AND FED. R. CIV. P. 4(c)(3) 25 26 I. INTRODUCTION 27 On January 7, 2022, Brian Deverick Lewis (“Plaintiff” or “Lewis”), an inmate 28 currently incarcerated at California State Prison, located in Corcoran, California and 1 proceeding pro se, filed a civil rights complaint pursuant to 42 U.S.C. § 1983, along with 2 a Motion to Proceed In Forma Pauperis (“IFP”). ECF Nos. 1 & 2. The Court denied 3 Plaintiff’s IFP Motion and dismissed his Complaint on April 15, 2022 because Plaintiff’s 4 trust account statement indicated he could afford the filing fee. ECF No. 3. The Court gave 5 Lewis 45 days to either pay the filing fee or provide adequate proof of his inability to pay. 6 See id. After an extension of time, Plaintiff filed a First Amended Complaint (“FAC”) and 7 a renewed Motion to Proceed IFP. ECF Nos. 6 & 7. 8 II. MOTION TO PROCEED IN FORMA PAUPERIS 9 All parties instituting any civil action, suit or proceeding in a district court of the 10 United States, except an application for writ of habeas corpus, must pay a filing fee of 11 $402.1 See 28 U.S.C. § 1914(a). The action may proceed despite a plaintiff’s failure to 12 prepay the entire fee only if he is granted leave to proceed IFP pursuant to 28 U.S.C. 13 § 1915(a). See Andrews v. Cervantes, 493 F.3d 1047, 1051 (9th Cir. 2007); Rodriguez v. 14 Cook, 169 F.3d 1176, 1177 (9th Cir. 1999). However, the Prison Litigation Reform Act’s 15 (“PLRA”) amendments to § 1915 require that all prisoners who proceed IFP to pay the 16 entire fee in “increments” or “installments,” Bruce v. Samuels, 577 U.S. 82, 83–84 (2016); 17 Williams v. Paramo, 775 F.3d 1182, 1185 (9th Cir. 2015), and regardless of whether their 18 action is ultimately dismissed. See 28 U.S.C. § 1915(b)(1) & (2); Taylor v. Delatoore, 281 19 F.3d 844, 847 (9th Cir. 2002). 20 Section 1915(a)(2) requires all persons seeking to proceed without full prepayment 21 of fees to file an affidavit that includes a statement of all assets possessed and demonstrates 22 an inability to pay. See Escobedo v. Applebees, 787 F.3d 1226, 1234 (9th Cir. 2015). In 23 support of this affidavit, the PLRA also requires prisoners to submit a “certified copy of 24 the trust fund account statement (or institutional equivalent) for . . . the 6-month period 25 26 1 In addition to the $350 statutory fee, civil litigants must pay an additional administrative fee of 27 $52. See 28 U.S.C. § 1914(a) (Judicial Conference Schedule of Fees, District Court Misc. Fee Schedule, § 14 (eff. Dec. 1, 2021)). The additional $52 administrative fee does not apply to 28 1 immediately preceding the filing of the complaint.” 28 U.S.C. § 1915(a)(2); Andrews v. 2 King, 398 F.3d 1113, 1119 (9th Cir. 2005). From the certified trust account statement, the 3 Court assesses an initial payment of 20% of (a) the average monthly deposits in the account 4 for the past six months, or (b) the average monthly balance in the account for the past six 5 months, whichever is greater, unless the prisoner has no assets. See 28 U.S.C. § 1915(b)(1); 6 28 U.S.C. § 1915(b)(4). The institution having custody of the prisoner then collects 7 subsequent payments, assessed at 20% of the preceding month’s income, in any month in 8 which his account exceeds $10, and forwards those payments to the Court until the entire 9 filing fee is paid. See 28 U.S.C. § 1915(b)(2); Bruce, 577 U.S. at 84. 10 In support of his IFP Motion, Plaintiff has submitted a copy of his Inmate Trust 11 Account Statement. See ECF No. 7 at 4–6; 28 U.S.C. § 1915(a)(2); S.D. Cal. CivLR 3.2; 12 Andrews, 398 F.3d at 1119. The statement shows Lewis maintained an average monthly 13 balance of $217.60 and had $126.47 in average monthly deposits credited to his account 14 over the 6-month period immediately preceding the filing of his Complaint. His available 15 balance as of April 20, 2022, was $0.53. ECF No. 7 at 5. Therefore, the Court GRANTS 16 Plaintiff’s Renewed Motion to Proceed IFP [ECF No. 7], declines to exact any initial filing 17 fee because his prison certificates indicate he may have “no means to pay it,” Bruce, 577 18 U.S. at 84, and directs the Secretary of the California Department of Corrections and 19 Rehabilitation, or her designee, to instead collect the entire $350 balance of the filing fees 20 required by 28 U.S.C. § 1914 and forward them to the Clerk of the Court pursuant to the 21 installment payment provisions set forth in 28 U.S.C. § 1915(b)(1). 22 III. SCREENING PURUSANT TO 28 U.S.C. § 1915(e)(2)(B) 23 A. Standard of Review 24 Because Plaintiff is a prisoner proceeding IFP, his FAC requires a pre-Answer 25 screening pursuant to 28 U.S.C. §§ 1915(e)(2) & 1915A(b). Under these statutes, the Court 26 must sua sponte dismiss a prisoner’s IFP complaint, or any portion of it, which is frivolous, 27 malicious, fails to state a claim, or seeks damages from defendants who are immune. See 28 Lopez v. Smith, 203 F.3d 1122, 1126–27 (9th Cir. 2000) (en banc) (discussing 28 U.S.C. 1 § 1915(e)(2)); Rhodes v. Robinson, 621 F.3d 1002, 1004 (9th Cir. 2010) (discussing 28 2 U.S.C. § 1915A(b)). “The purpose of § 1915A is to ensure that the targets of frivolous or 3 malicious suits need not bear the expense of responding.” Nordstrom v. Ryan, 762 F.3d 4 903, 920 n.1 (9th Cir. 2014) (internal quote marks omitted). 5 “The standard for determining whether a plaintiff has failed to state a claim upon 6 which relief can be granted under § 1915(e)(2)(B)(ii) is the same as the Federal Rule of 7 Civil Procedure 12(b)(6) standard for failure to state a claim.” Watison v. Carter, 668 F.3d 8 1108, 1112 (9th Cir. 2012); see also Wilhelm v. Rotman, 680 F.3d 1113, 1121 (9th Cir. 9 2012) (noting that § 1915A screening “incorporates the familiar standard applied in the 10 contest of failure to state a claim under Federal Rule of Civil Procedure 12(b)(6)”). Rule 11 12(b)(6) requires a complaint to “contain sufficient factual matter, accepted as true, to ‘state 12 a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009), 13 quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007). Detailed factual 14 allegations are not required, but “[t]hreadbare recitals of the elements of a cause of action 15 supported by mere conclusory statements, do not suffice.” Id. “Determining whether a 16 complaint states a plausible claim for relief [is] . . . a context-specific task that requires the 17 reviewing court to draw on its judicial experience and common sense.” Id. at 679. The 18 “mere possibility of misconduct” or unadorned, “the defendant-unlawfully-harmed me 19 accusation[s]” fall short of meeting this plausibility standard. Id. at 678–79. 20 Title 42 U.S.C. § 1983 “creates a private right of action against individuals who, 21 acting under color of state law, violate federal constitutional or statutory rights.” Devereaux 22 v. Abbey, 263 F.3d 1070, 1074 (9th Cir. 2001). Section 1983 “is not itself a source of 23 substantive rights, but merely provides a method for vindicating federal rights elsewhere 24 conferred.” Graham v. Connor, 40 U.S. 386 U.S. 386, 393–94 (1989) (internal quotation 25 marks omitted). “To establish § 1983 liability, a plaintiff must show both (1) deprivation 26 of a right secured by the Constitution and laws of the United States, and (2) that the 27 deprivation was committed by a person acting under color of state law.” Tsao v. Desert 28 Palace, Inc., 698 F.3d 1128, 1138 (9th Cir. 2012). 1 B. Plaintiff’s Allegations 2 In his FAC, Plaintiff alleges he was an inmate at Richard J. Donovan Correctional 3 Facility (“RJD”) from 2012 to 2017. FAC, ECF No. 6 at 15. On September 6, 2014, 4 Defendant R. Davis (“Davis”), a Correctional Lieutenant, ordered Lewis confined to 5 quarters (“CTQ”) for 10 days. Id. at 42. Five days later, on September 11, 2014, Davis 6 conducted a Rules Violation Report (“RVR”) hearing related to alleged misconduct which 7 had occurred in August 2014. Id. at 39. After the hearing, Davis ordered Lewis CTQ for 8 an additional 10 days. Lewis alleges this resulted in his serving 15 consecutive days CTQ, 9 in violation of prison policies set forth in the title 15 of the California Code of Regulations, 10 section 2233(a), which limits consecutive days of CTQ to 10 days.2 Id. at 39, 42. For 11 reasons not clear in the FAC, Davis “reheard” the RVR on October 11, 2014. Id. at 39. 12 Plaintiff refused to attend the hearing because Davis was the Senior Hearing Officer 13 (“SHO”). Id. at 40. At the conclusion of the hearing, Davis ordered Lewis CTQ for 60 14 consecutive days and placed him on “C-status.” Id. at 42. Lewis had previously been 15 assigned A-1-status, which allowed him to work. On C-status, Plaintiff was unable to work, 16 his privileges were restricted, and he was unable to earn custody credits. Id. at 43. Lewis 17 alleges that his re-classification to C-status was in violation of state regulations, which 18 require a Unit Classification Committee (“UCC”) hearing prior to a change in 19 classification. Id. 20 The rest of Lewis’s allegations relate to events which took place in 2016. Lewis has 21 been a part of the RJD Men’s Advisory Council (“MAC”)3 since 2014. Id. at 4. In February 22
23 2 Lewis alleges that on March 16, 2015, G. Stratton, Chief Deputy Warden, “found that 24 Davis [had] violated Plaintiff’s rights when he CTQ’d Plaintiff for 15 consecutive days.” 25 FAC at 42.
26 3 Title 15 of the California Code of Regulations sets forth the guidelines for the Men’s 27 Advisory Council, which is established by the warden “to advise and communicate with the warden and other staff those matters of common interest and concern to the inmate 28 1 2016, Lewis became the MAC representative for culinary issues. Id. at 4, 19. In July 2016, 2 Lewis learned another inmate, McCloud, was “unassigned” to the kitchen and replaced 3 with an inmate whose custody classification level, “A close custody,” did not permit him 4 to work in the kitchen for security reasons. Id. at 19–20. As the culinary MAC 5 representative, Lewis spoke to McCloud, and also to the inmate who replaced McCloud, 6 who told Lewis he “was not assigned to the position” because of his close custody status 7 but was working as a “volunteer.” Id. at 20. 8 On July 13, 2016, Lewis spoke to Defendants J. Mendez (“Mendez”), a Correctional 9 Officer,and R. Battad (“Battad”), a Correctional Supervisor Cook, and asked why 10 McCloud had been replaced with a close custody inmate. Id. at 20. Plaintiff told Mendez 11 that inmates with problems in the kitchen come to him with their issues because he is the 12 “culinary MAC.” Id. at 20. Mendez told Lewis that McCloud would either be given another 13 position with equal pay or his old position back. Plaintiff helped McCloud fill out a “Form 14 22,”4 in which he asked for his kitchen job back. Battad and Mendez never returned the 15 Form 22s to McCloud and he did not receive his position back. Id. at 21. 16 On July 23, 2016, Plaintiff submitted his own Form 22, alleging Mendez and Battad 17 had “arbitrarily removed McCloud from his position and replaced him with a close custody 18 inmate in violation of [California Code of Regulations] title 15, sec. 3377.1(a)(2)(B)” Id. 19 Later that day, Lewis spoke to Battad, who told him Mendez “no longer wanted Plaintiff 20 on the shift because Plaintiff was ‘writing 602s.’” Id. Defendant N. Hammett (“Hammett”), 21
22 23 4 Regulations in place at the time related to “Form 22” stated: “Inmates and parolees may 24 request interviews with staff and/or request items and services via a written request 25 process,” pursuant to a “CDCR Form 22 (10/09), Inmate/Parolee Request for Interview, Item or Service.” 15 Cal. Code Regs. § 3086(a), (c) (repealed). A Form 22 was intended to 26 facilitate the “timely resolution of routine matters through an effective and non-conflictive 27 communication process,” pursuant to which, “Department staff shall attempt to resolve inmate and parolee issues expeditiously.” Id., § 3086(a). 28 1 a Correctional Officer, who had recently started working in the kitchen, also called Lewis 2 a “troublemaker” told him he was not going to “put up” with Lewis’s “MAC Rep bull” and 3 “all that 602 shit.” Id. 4 On August 6, 2016, Lewis reported for his job in the kitchen at 4:00 a.m. Id. at 22. 5 At 6:00 a.m., Lewis realized he needed his inhaler. Hammett released him to go get it from 6 his cell. Id. at 22. When Lewis could not find his inhaler in his cell, he had a staff member 7 call “culinary” and tell Battad that he was going to “sick call” to use the inhaler there. Id. 8 When Lewis returned to the kitchen at about 6:00 a.m., Hammett told him to “get against 9 the wall.” Id. Hammett searched Plaintiff and then told him, “Get outta’ here. You’re 10 done.” Plaintiff asked to speak to Battad but Hammett would not let him. Plaintiff returned 11 to the kitchen at about 9:00 a.m. to talk to Battad, who told Plaintiff he was “fired.” Id. 12 Battad falsely accused Lewis of leaving the kitchen without permission and letting the 13 cereal burn. Id. 22–23. Hammett prepared an RVR in which he “falsely stated” that when 14 Lewis returned to the kitchen he had gotten aggressive and pointed his fingers in 15 Hammettt’s face. Id. at 25. 16 On August 8, 2016, Plaintiff was not sent to work in the kitchen. Id. at 23. Lewis 17 spoke to Mendez, who explained that Battad had informed him that Plaintiff let the cereal 18 burn when he left the kitchen. When Lewis told Mendez that was not true, Mendez said, 19 “that’s what [Battad’s] going with” when he writes you a “115.”5 Id. Lewis told Mendez 20 he was going to file a 602 grievance and Mendez responded, “if [you] file paperwork [I] 21 would not be able to give [you your] job back.” Id. Plaintiff immediately filed two Form 22 22s and gave them to Battad. Id. at 23. In his responses to Plaintiff’s Form 22s, Battad 23 repeated his purportedly false allegation that Lewis had left the culinary area without 24 permission and let the cereal burn. Id. at 24. In the days the followed, Plaintiff alleges 25
26 27 5 “115” refers to CDC Form 115, which accompanies a Rule Violation Report. See Cal. Code Regs. tit. 15, § 3320(a). 28 1 Mendez contacted Lewis’ physician and asked the doctor to “disapprove” Plaintiff’s work 2 clearance. Id. at 24. According to Lewis, Mendez also contacted Lewis’s correction 3 counselor and created a “false document” that stated Lewis had been aggressive with 4 Hammett on August 6, 2016.6 Id. The document also falsely stated that Lewis had been to 5 a UCC hearing and the committee had found cause to remove him from his job. Id. 6 Lewis returned to the kitchen on August 21, 2016 and gave Battad another Form 22 7 in which Lewis inquired about the status of his job. Battad responded to the Form 22, 8 stating that Lewis had a “UCC hearing on August 16, 2016” that removed Plaintiff from 9 his cook position. Plaintiff spoke to his correctional counselor who told him that he had 10 not conducted any classification hearing and that Plaintiff could not be removed from his 11 culinary position until there was a hearing on his RVR. The next day, Mendez and Battad 12 contacted J. McNeil in “RJD inmate assignments” and used the false document to persuade 13 McNeil to “unassign” Plaintiff from his culinary job. Id. at 24. 14 On August 30, 2016, Plaintiff learned that Defendant F. Griez, a Correctional 15 Officer, was forbidding Enhanced Outpatient (“EOP”) inmates working their shifts in the 16 kitchen. Instead, Grisez was letting inmates who were not cleared to for work to 17 “volunteer,” in violation of regulations. Id. at 36. When Lewis asked Grisez about the EOP 18 inmates, Grisez stated “I know who you are Lewis, the snitch, 602 guy.” Id. at 27. Grisez 19 then told the volunteer inmates that Plaintiff had “snitched” on them and they would no 20 longer be able to volunteer in the kitchen. Id. Plaintiff filed a 602 about the situation. He 21 alleges Paramo refused to classify the 602 as a complaint against staff and improperly 22 23 24
25 6 Lewis alleges that on August 24, 2016, Hammett altered the language of his RVR and 26 omitted the portion about Lewis putting his fingers in Hammett’s face and instead, 27 “restructured the RVR to fit Battad’s allegations of [Plaintiff] leaving the culinary” without permission and allowing the cereal to burn. FAC at 25–26. 28 1 rejected it. 2 On September 14, 2016, the hearing was held on the August 6, 2016 RVR prepared 3 by Hammett. Lewis presented evidence that the report was false and created to retaliate 4 against him for reporting to the MAC and filing grievances about problems in the kitchen. 5 Id. at 26. The hearing officer found Lewis not guilty of the RVR and dismissed it. The next 6 week, Mendez called Lewis to the culinary area. He told Lewis that if he dropped his 602 7 grievance, he would return Lewis and McCloud to their previous positions in the kitchen. 8 Lewis agreed to withdraw the 602 and Mendez hired him back. Id. 9 In December of 2016, Lewis also learned that Grisez and Mendez were attempting 10 to set up a plan under which they would split double shifts so they could each have four 11 days off. Id. at 28. They also asked inmate culinary workers to do the same. When Lewis 12 found out about the scheme, he wrote a report to the MAC. Id. Around the same time, 13 inmates at RJD were posting videos of themselves in prison. One video showed Defendant 14 R. Esquilin (“Esquilin”), a Correctional Officer, sleeping while on duty. Id. at 28–29. 15 Esquilin believed Plaintiff and the MAC were responsible for posting the videos of him 16 sleeping. Id. at 29. On January 27, 2017, Plaintiff learned Mendez and Esquilin were 17 attempting to have him removed from his position on the MAC and his kitchen job. To that 18 end, Esquilin “created a false document or removed documents from Plaintiff’s central 19 file.” Id. Lewis wrote another 602 alleging Esquilin was retaliating against him for filing 20 complaints. Id. 21 On February 6, 2017, Lewis learned that Grisez was going to fire the morning 22 culinary workers who refused to participate in his and Mendez’s “double-shift” plan. Id. 23 Lewis filed a 602 about that but Defendant Daniel Paramo (“Paramo”), the Warden, refused 24 25 26 7 In his lengthy FAC, Plaintiff notes he reported misconduct related to retaliation by staff 27 to Warden Paramo on numerous occasions, by sending letters, submitting several grievances and, in at least one case, speaking to him by telephone. See FAC at 5–8, 25, 28– 28 1 to process it. The next day, Plaintiff noticed there were again “volunteers” working in the 2 kitchen without security clearance. Id. at 29–30. Lewis wrote a Form 22, reporting that 3 Grisez was violating regulations by allowing non-culinary inmates work in the kitchen. Id. 4 at 30. A staffer showed the Form 22 to Grisez. Later that day, Grisez accused Lewis, who 5 was making eggs that morning, of attempting to take three eggs. Lewis explained that the 6 eggs were cracked and therefore “spillage.” Lewis had set them aside so that he could 7 account for all the eggs he had been given. Grisez prepared a “false” RVR, stating that 8 Lewis had been stealing food. Id. Ultimately, Lewis was found not guilty of the RVR and 9 the charges were dismissed. Id. at 31. 10 Plaintiff claims Defendants violated his First Amendment rights by retaliating 11 against him for filing MAC reports and grievances regarding the kitchen conditions. He 12 also contends his due process and equal protection rights were violated by Defendants 13 submitting false RVRs. Id. at 4–12. He seeks money damages and injunctive relief. Id. at 14 14. 15 C. 42 U.S.C. § 1983 16 Section 1983 is a “vehicle by which plaintiffs can bring federal constitutional and 17 statutory challenges to actions by state and local officials.” Anderson v. Warner, 451 F.3d 18 1063, 1067 (9th Cir. 2006). To state a claim under section 1983, Plaintiff must allege two 19 essential elements: (1) that a right secured by the Constitution or laws of the United States 20 was violated and (2) that the alleged violation was committed by a person acting under the 21 color of state law. See West v. Atkins, 487 U.S. 42, 48 (1988); Naffe v. Frey, 789 F.3d 22 1030, 1035‒36 (9th Cir. 2015). 23 D. Discussion 24 Lewis names eight defendants in his FAC, Daniel Paramo, N. Hammett, J. Mendez, 25 R. Battad, F. Grisez, R. Esquilin, R. Davis and Connie Gipson and raises six claims. FAC 26 at 1–2, 4–11. In claims one and three, Lewis contends Mendez, Battad, Hammet, Grisez 27 and Esquilin violated his First Amendment rights when they retaliated against him for 28 submitting grievances. FAC at 4, 9, 34, 36. In his second and fourth claims, he alleges 1 Mendez, Battad, Hammett, and Grisez violated his due process rights. Id. at 8, 10, 34–36. 2 On the fifth claims, he contends Paramo violated his constitutional rights when he failed to 3 supervise and stop the retaliation by other staff. Id. at 11. In his sixth claim, he alleges 4 Davis violated his due process and equal protection rights when he ordered Plaintiff 5 confined to quarters and altered his classification after a purported rule violation. Id. at 41– 6 43. 7 1. Defendant Gipson 8 Plaintiff lists Connie Gipson, Director of Adult Institutions at CDCR, as a defendant 9 in the caption of his FAC. See FAC at 1. He has not, however, alleged any specific 10 constitutional violation attributable to her, nor does he provide any factual allegations 11 regarding Gipson in the body of his FAC. To state a claim, Plaintiff must individually link 12 each defendant to an alleged constitutional violation. See generally, Fed. R. Civ. P. 8(a). 13 Moreover, to the extent that Plaintiff has attempted to sue Gipson under a theory of 14 supervisory liability, Plaintiff has not alleged facts to support such state a claim. 15 Supervisory personnel are generally not liable under § 1983 for the actions of their 16 employees. See Iqbal, 556 U.S. at 676. When a named defendant holds a supervisory 17 position, the causal link between her and the claimed constitutional violation must be 18 specifically alleged. See Fayle v. Stapley, 607 F.2d 858, 862 (9th Cir. 1979); Mosher v. 19 Saalfeld, 589 F.2d 438, 441 (9th Cir. 1978). Plaintiff must allege facts indicating that a 20 supervisory defendant either: personally participated in the alleged deprivation of 21 constitutional rights; knew of the violations and failed to act to prevent them; or 22 promulgated or implemented a policy “so deficient that the policy itself is a repudiation of 23 constitutional rights” and is “the moving force of the constitutional violation.” Hansen v. 24 Black, 885 F.2d 642, 646 (9th Cir. 1989); Taylor v. List, 880 F .2d 1040, 1045 (9th Cir. 25 1989). Because Lewis has failed to do so as to Gipson, he has failed to state a claim against 26 her. See Iqbal, 556 U.S. at 678; 28 U.S.C. § 1915(e)(2)(B)(ii); Watison, 668 F.3d 1108, 27 1112 (9th Cir. 2012). 28 2. Due Process Claims 1 In claims two, four and six, Plaintiff contends Davis, Mendez, Battad, Hammett and 2 and Grisez violated his due process rights. The Fourteenth Amendment provides that the 3 State shall not “deprive any person of life, liberty or property, without due process of law.” 4 U.S. Const. Amend. XIV, § 1. Procedural due process applies only to deprivations of 5 protected liberty or property interests. Kentucky Department of Corrections v. Thompson, 6 490 U.S. 454 (1989); Ingraham v. Wright, 430 U.S. 651, 672, (1977); Burnsworth v. 7 Gunderson, 179 F.3d 771, 774 (9th Cir. 1999). To state a due process claim, Lewis must 8 adequately allege “(1) a liberty or property interest protected by the Constitution; (2) a 9 deprivation of the interest by the government; [and] (3) lack of process.” Wright v. 10 Riveland, 219 F.3d 905, 913 (9th Cir. 2000) (quoting Portman v. Cnty. of Santa Clara, 995 11 F.2d 898, 904 (9th Cir. 1993)). 12 A prisoner is entitled to certain due process protections when he is charged with a 13 disciplinary violation. Serrano v. Francis, 345 F.3d 1071, 1077 (9th Cir. 2003) (citing 14 Wolff v. McDonnell, 418 U.S. 539, 564–571 (1974)). “Such protections include the rights 15 to call witnesses, to present documentary evidence and to have a written statement by the 16 fact-finder as to the evidence relied upon and the reasons for the disciplinary action taken.” 17 Serrano, 345 F.3d at 1077. These procedural protections, however, “adhere only when the 18 disciplinary action implicates a protected liberty interest in some ‘unexpected matter’ or 19 imposes an ‘atypical and significant hardship on the inmate in relation to the ordinary 20 incidents of prison life.’” Id. (quoting Sandin v. Conner, 515 U.S. 472, 484 (1995)); 21 Ramirez v. Galaza, 334 F.3d 850, 860 (9th Cir. 2003). 22 Courts must determine the level of the hardship on a case-by-case basis by 23 considering: “(1) whether the challenged condition ‘mirrored those conditions imposed 24 upon inmates in administrative segregation and protective custody,’ and thus comported 25 with the prison’s discretionary authority; (2) the duration of the condition, and the degree 26 of restraint imposed; and (3) whether the state’s action will invariably affect the duration 27 of the prisoner’s sentence.” Ramirez, 334 F.3d at 861 (quoting Sandin, 515 U.S. at 486– 28 87); see also Chappell v. Mandeville, 706 F.3d 1052, 1064–65 (9th Cir. 2013). Only if the 1 prisoner alleges facts sufficient to show a protected liberty interest must courts next 2 consider “whether the procedures used to deprive that liberty satisfied Due Process.” 3 Ramirez, 334 F.3d at 860. 4 a. Davis 5 Lewis alleges Davis violated his due process rights when Davis ordered him CTQ 6 for longer than regulations permitted. FAC at 42. Lewis also contends Davis improperly 7 ordered Lewis’s classification changed from A-1 to C-status without a classification 8 hearing, preventing Lewis being able to work or earn good time credits. Id. Specifically, 9 Lewis contends that on September 6, 2014, Daviss assessed Lewis 10 days CTQ for a rule 10 violation that had occurred in August 2014.8 On September 11, 2014, a RVR hearing was 11 held and Davis assessed Lewis an additional 10 days CTQ, “continuous.” Id. at 39. Lewis 12 alleges this was in violation of 15 Cal. Code Regs. § 3375 which limits CTQ punishment 13 to 10 consecutive days. Id. at 42. After the September 11, 2014 RVR finding was 14 invalidated, another hearing was held on October 11, 2014. Id. Lewis refused to attend the 15 hearing because Davis was again the SHO. Davis found Lewis guilty and ordered him CTQ 16 for 60 days and changed Lewis’s classification from A-1 to C-status. Inmates classified C- 17 status are not permitted to work or earn good time credits. Id. Lewis contends this 18 punishment was in violation of California regulation which require a Classification Hearing 19 before changing an inmate’s status. Id. at 40, 43. 20 First, Lewis has failed to allege sufficient facts to show confinement to quarters for 21 more than 10 consecutive days is an “atypical and significant deprivation” giving rise to a 22 liberty interest. See Gordon v. Maycayo, 43 F. App’x 67, 68 (9th Cir. 2002) (concluding 23 the plaintiff failed adequately allege confinement to quarters for sixty days was an “atypical 24 and significant deprivation” giving rise to a liberty interest when he “failed to failed to 25 present any evidence comparing his condition confinement during the sixty days to the 26
27 8 Lewis does not specify the nature of the purported rule violation. Nor does he indicate if 28 1 conditions of his prior prison life.”). Moreover, classification at a higher custody level does 2 not by itself place an “atypical or significant hardship” on an inmate sufficient to give rise 3 to a protected liberty interest. Moody v. Daggett, 429 U.S. 78, 88 n.9 (1976) (inmates do 4 not have a liberty interest in their “classification status [or] eligibility for rehabilitative 5 programs”); see also Sandin, 515 U.S. at 486 (placing an inmate in administrative 6 segregation for thirty days “did not present the type of atypical, significant deprivation in 7 which a state might conceivably create a liberty interest.”); Myron v. Terhune, 476 F.3d 8 716, 718 (9th Cir. 2007); Rizzo v. Dawson, 778 F.2d 527 (9th Cir. 1985). 9 Finally, the Due Process Clause does not create a property or liberty interest in prison 10 employment.” Walker v. Gomez, 370 F.3d 969, 973 (9th Cir. 2004) (quoting Ingram v. 11 Papalia, 804 F.2d 595, 596 (10th Cir. 1986)); Bravot v. Cal. Dep’t of Corr., No. 05-cv- 12 0113-FCD-GGH, 2006 WL 47398, at *4 (E.D. Cal. Jan. 9, 2006) (“Since plaintiff does not 13 have a constitutional right to a prison job, much less to a particular job, he is not entitled 14 to due process procedural protections prior to being deprived of his work, nor is he 15 constitutionally entitled to any back wages for the loss of that job nor to reinstatement in 16 his old position, which reinstatement he has nevertheless apparently attained at this 17 point.”). Therefore, Lewis has failed to state a due process claim against Davis.9 See 28 18 19 20 9 Even if Plaintiff were able to state a claim, his claim, it would likely be untimely. Because 21 Section 1983 does not have its own statute of limitation, the appropriate period is that of the forum state’s statute of limitations for personal injury torts. TwoRivers v. Lewis, 174 22 F.3d 987, 991 (9th Cir. 1999); Elliott v. City of Union City, 25 F.3d 800, 802 (9th Cir. 23 1994). In California, the general statute of limitations for personal injury actions is the two years. Cal. Civil Pro.Code § 335.1. Under California law, the statute of limitations is tolled 24 for an additional two years for prisoners, see Cal. Civ. Proc. Code § 352.1(a), which is also 25 applicable to § 1983 actions. See Maldonado v. Harris, 370 F.3d 945, 954 (9th Cir. 2004); see also Silva v. Crain, 169 F.3d 608, 610 (9th Cir. 1999). Thus, an inmate typically has 26 four years to bring a § 1983 claim for damages in California, i.e., the regular two-year 27 period under section 335.1 plus two years during which accrual was postponed due to the disability of imprisonment. 28 1 U.S.C. § 1915(e)(2)(B)(ii); Watison, 668 F.3d 1108, 1112 (9th Cir. 2012). 2 b. Mendez, Battad, Hammett, Grisez and Esquilin10 3 Lewis contends his due process rights were violated by Mendez, Battad and 4 Hammett, when they removed him from his kitchen job assignment in August of 2016 5 without adhering to CDCR protocols. FAC at 22–23. Lewis also alleges Battad and Mendez 6 made “false” reports stating that on August 6, 2016, Lewis had left his job without 7 permission and let the cereal burn. Id. at 24. In addition, he contends Hammett submitted 8 a “false” RVR concerning the same incident. Id. at 25. A hearing on the RVR took place 9 on September 14, 2016 and Plaintiff was found not guilty. Id. at 26. After the hearing, 10 Mendez told Lewis he could have his job back if he withdrew his administrative grievance. 11 Plaintiff ultimately did so and he was hired back in the kitchen. Id. 12 In another similar, incident, Lewis contends Esquilin wrote a purportedly false RVR, 13 accusing Plaintiff of “stealing food” from the kitchen. Id. at 29. He states that Mendez and 14 Grisez were trying to get him removed from his culinary position because he was reporting 15 their misconduct. Id. at 29–30. On January 27, 2017, another kitchen worker told Lewis 16 that Grisez and Esquilin were discussing having Lewis fired from both his MAC position 17 and his job in the kitchen. That same day, Esquilin put a “false document” in Plaintiff’s 18 file. Id. at 30. On February 7, 2017, Grisez wrote a “false” RVR. Id. 19 To the extent Lewis claims his due process rights were violated by Mendez, Battad, 20 Hammett, Grisez and Esquilin of making “false” allegations of misconduct, Lewis fails to 21 state a claim. A prisoner has no constitutionally guaranteed immunity from being falsely 22 or wrongly accused of conduct which may result in the deprivation of a protected liberty 23 interest. See Sprouse v. Babcock, 870 F.2d 450, 452 (8th Cir. 1989); Freeman v. Rideout, 24 808 F.2d 949, 951 (2d Cir. 1986). If prisoner is afforded procedural due process in the 25 disciplinary hearing, as Lewis was here, allegations of a fabricated charge fail to state a 26
27 10 While Esquilin is not named in the second and fourth claims for due process violations, by his 28 1 claim under § 1983. Freeman, 808 F.2d at 951 (although a prisoner has the right not to be 2 deprived of a protected liberty interest without procedural due process, a “prison inmate 3 has no constitutionally guaranteed immunity from being falsely or wrongly accused of 4 conduct which may result in the deprivation of a protected liberty interest”); Garrott v. 5 Glebe, 600 Fed. App’x 540, 545 (9th Cir. April 22, 2015) (noting there is no clearly 6 established federal law that “a prisoner has a right to be free from false accusations”); Smith 7 v. Albee, No. 2:15-cv-1598 KJN, 2016 WL 6094471, at *4 (E.D. Cal. Oct. 18, 2016) 8 (stating the “falsification of disciplinary reports does not state a stand-alone constitutional 9 claim,” because “[t] here is no constitutionally guaranteed immunity from being falsely or 10 wrongly accused of conduct which may result in the deprivation of a protected liberty 11 interest”); Williams v. Foote, No. 08-cv-2838-CJC-JEM, 2011 WL 6968033, at *16 (C.D. 12 Cal. Oct. 5, 2011) (“Absent a showing of retaliation for the exercise of constitutionally 13 protected rights, prisoners do not have a constitutional right to be free from wrongfully 14 issued disciplinary reports.”), adopted by 2012 WL 71747 (Jan. 5, 2012); see also King v. 15 Jauregui, No. 2:19-cv-04938-DOC-GJS, 2020 WL 5804080, at *4 (C.D. Cal. Aug. 11, 16 2020). 17 As to temporarily losing his job, as discussed above, due process does “does not 18 create a property or liberty interest in prison employment.” Walker, 370 F.3d 969, 973 (9th 19 Cir. 2004) (quoting Ingram v. Papalia, 804 F.2d 595, 596 (10th Cir. 1986)); Bravot v. Cal. 20 Dep’t of Corr., No. 05-cv-0113-FCD-GGH, 2006 WL 47398, at *4 (E.D. Cal. Jan. 9, 2006) 21 (“Since plaintiff does not have a constitutional right to a prison job, much less to a 22 particular job, he is not entitled to due process procedural protections prior to being 23 deprived of his work, nor is he constitutionally entitled to any back wages for the loss of 24 that job nor to reinstatement in his old position, which reinstatement he has nevertheless 25 apparently attained at this point.”). Thus, Plaintiff’s due process claims are dismissed 26 without prejudice for failure to state a claim upon which § 1983 relief can be granted. See 27 28 U.S.C. § 1915(e)(2)(B)(ii); Watison, 668 F.3d 1108, 1112 (9th Cir. 2012). 28 3. Equal Protection Claim 1 Lewis also appears to raise an equal protection claim against Davis. See FAC at 41. 2 The Equal Protection Clause requires that persons who are similarly situated be treated 3 alike. City of Cleburne, Tex. v. Cleburne Living Center, 473 U.S. 432, 439 (1985); Shakur 4 v. Schriro, 514 F.3d 878, 891 (9th Cir. 2008). An equal protection claim may be established 5 by showing that defendants intentionally discriminated against a plaintiff based on his 6 membership in a protected class, Comm. Concerning Cmty. Improvement v. City of 7 Modesto, 583 F.3d 690, 702–03 (9th Cir. 2009); Serrano, 345 F.3d at 1082, or that similarly 8 situated individuals were intentionally treated differently without a rational relationship to 9 a legitimate state purpose, Engquist v. Oregon Department of Agr., 553 U.S. 591, 601–02 10 (2008); Village of Willowbrook v. Olech, 528 U.S. 562, 564 (2000); Lazy Y Ranch Ltd. v. 11 Behrens, 546 F.3d 580, 592 (9th Cir. 2008). 12 Plaintiff’s allegations are insufficient to state an equal protection claim because he 13 fails to identify the protected class of which he is purportedly a member and how Davis (or 14 any other defendant) discriminated against him because of his membership in that class. 15 See FAC at 41. Lewis states that staff “discriminat[ed] against African American disabled 16 inmates” but fails to identify if he is a member of a protected class himself. Id. at 38. 17 Plaintiff must at least describe similarly situated prisoners who received different treatment 18 than Plaintiff such that Defendants’ actions towards him were irrational and arbitrary. 19 Lewis’s conclusory allegations do not suffice. See Iqbal, 556 U.S. at 678. Therefore, he 20 has failed to state an equal protection claim. See 28 U.S.C. § 1915(e)(2)(B)(ii); Watison, 21 668 F.3d 1108, 1112 (9th Cir. 2012). 22 4. Retaliation Claims 23 In claims one, three and five, Lewis alleges Paramo, Hammett, Mendez, Battad, 24 Grisez, and Esquilin violated his First Amendment rights when they retaliated against him 25 for submitting grievances and reporting to the MAC on the conditions in the kitchen. FAC 26 at 4, 9, 11, 34, 36–37. Taking the allegations contained in the FAC as true, the Court finds 27 that Lewis’s First Amendment claims against Hammett, Mendez, Battad, Grisez, Paramo 28 and Esquilin survive the “low threshold” set for sua sponte screening pursuant to 28 U.S.C. 1 §§ 1915(e)(2) and 1915A(b). See Wilhelm, 680 F.3d at 1123; Iqbal, 556 U.S. at 678; see 2 also Rhodes v. Robinson, 408 F.3d 559, 569 (9th Cir. 2005) (holding a prisoner plaintiff 3 must adequately allege the following to state a claim for retaliation: (1) prison officials 4 took adverse action against the inmate; (2) the adverse action was taken because the inmate 5 engaged in protected conduct; (3) the adverse action chilled the inmate’s First Amendment 6 rights; and (4) the adverse action did not serve a legitimate penological purpose); Hines v. 7 Gomez, 108 F.3d 265, 267 (9th Cir. 1997) (finding that prison officer filing false 8 disciplinary action against inmate in retaliation for inmate’s use of grievance system is 9 sufficient adverse action for a First Amendment retaliation claim); Keates v. Koile, 883 10 F.3d 1228, 1243 (9th Cir. 2018) (“[A] claim that a supervisory official knew of 11 unconstitutional conditions and ‘culpable actions of his subordinates’ but failed to act 12 amounts to ‘acquiescence in the unconstitutional conduct of his subordinates’ and is 13 ‘sufficient to state a claim of supervisory liability.’”) (quoting Starr v. Baca, 652 F.3d 1202, 14 1208 (9th Cir. 2011). 15 IV. CONCLUSION AND ORDER 16 Based on the foregoing, the Court: 17 1. GRANTS Plaintiff’s Motion to Proceed IFP pursuant to 28 U.S.C. § 1915(a) 18 (ECF No. 7). 19 2. ORDERS the Secretary of the CDCR, or her designee, to collect from 20 Plaintiff’s prison trust account the $350 filing fee owed in this case by collecting monthly 21 payments from the account in an amount equal to twenty percent (20%) of the preceding 22 month’s income and forward payments to the Clerk of the Court each time the amount in 23 the account exceeds $ 10 in accordance with 28 U.S.C. § 1915(b)(2). ALL PAYMENTS 24 SHALL BE CLEARLY IDENTIFIED BY THE NAME AND NUMBER ASSIGNED TO 25 THIS ACTION. 26 3. DIRECTS the Clerk of the Court to serve a copy of this Order on Kathleen 27 Allison, Secretary, CDCR, P.O. Box 942883, Sacramento, California, 94283-0001, by U.S. 28 Mail, or by forwarding an electronic copy to trusthelpdesk@cdcr.ca.gov. 1 4. DISMISSES Plaintiff’s Equal Protection and Due Process claims as to all 2 Defendants and DISMISSES all of Plaintiff’s claims against Defendants CONNIE 3 GIPSON and R. DAVIS, for failure to state a claim pursuant to 28 U.S.C. §§ 1915(e)(2) 4 and 1915A(b). 5 5. DIRECTS the Clerk to issue summonses as to Plaintiff’s First Amended 6 Complaint (ECF No. 6) upon Defendants DANIEL PARAMO, N. HAMMETT, J. 7 MENDEZ, R. BATTAD, F. GRISEZ, and R. ESQUILIN, and forward them to Plaintiff 8 along with a blank U.S. Marshal Forms 285. In addition, the Clerk will provide Plaintiff 9 with certified copies of this Order, a certified copy his First Amended Complaint, and the 10 summonses so that he may serve the Defendants. Upon receipt of this “IFP Package,” 11 Plaintiff must complete the Forms 285 as completely and accurately as possible, include 12 an address where Defendants may be served, see S.D. Cal. Civ. L.R. 4.1.c, and return them 13 to the United States Marshal according to the instructions the Clerk provides in the letter 14 accompanying his IFP package. 15 6. ORDERS the U.S. Marshal to serve a copy of the First Amended Complaint 16 and summons upon Defendants DANIEL PARAMO, N. HAMMETT, J. MENDEZ, R. 17 BATTAD, F. GRISEZ, and R. ESQUILIN as directed by Plaintiff on the USM Forms 285 18 provided, and to file executed waivers of personal service upon Defendants DANIEL 19 PARAMO, N. HAMMETT, J. MENDEZ, R. BATTAD, F. GRISEZ, and R. ESQUILIN 20 with the Clerk of Court as soon as possible after their return. Should a Defendant fail to 21 return the U.S. Marshal’s request for waiver of personal service within 90 days, the U.S. 22 Marshal shall instead file the completed Form USM 285 Process Receipt and Return with 23 the Clerk of Court, include the date the summons, First Amended Complaint and request 24 for waiver was mailed to that Defendant, and indicate why service upon the party remains 25 unexecuted. All costs of that service will be advanced by the United States; however, if a 26 Defendant located within the United States fails, without good cause to sign and return the 27 waiver requested by the Marshal on Plaintiff’s behalf, the Court will impose upon the 28 1 ||Defendant any expenses later incurred in making personal service. See 28 U.S.C. § 2 || 1915(d); Fed. R. Civ. P. 4(c)(3). 3 7. ORDERS Defendants, once they have been served, to reply to Plaintiff’s First 4 || Amended Complaint, and any subsequent pleading they may file in this matter in which 5 are named as parties, within the time provided by the applicable provisions of Federal 6 || Rule of Civil Procedure 12(a) and 15(a)(3). See 42 U.S.C. § 1997e(g)(2) (stating that while 7 defendant may occasionally be permitted to “waive the right to reply to any action 8 ||brought by a prisoner confined in any jail, prison, or other correctional facility under 9 || section 1983,” once the Court has conducted its sua sponte screening pursuant to 28 U.S.C. 10 |} §§ 1915(e)(2) and 1915A(b), and thus, has made a preliminary determination based on the 11 || face on the pleading that Plaintiff has a “reasonable opportunity to prevail on the merits,” 12 || defendant is required to respond). 13 8. ORDERS Plaintiff, after service has been effected by the U.S. Marshal, to 14 ||serve upon Defendants, or if appearance has been entered by counsel, upon Defendants’ 15 |}counsel, a copy of every further pleading, motion, or other document submitted for the 16 Court’s consideration pursuant to Fed. R. Civ. P. 5(b). Plaintiff must include with every 17 || original document he seeks to file with the Clerk of the Court, a certificate stating the 18 |}manner in which a true and correct copy of that document was served on Defendants or 19 || their counsel, and the date of that service. See S.D. Cal. CivLR 5.2. Any document received 20 || by the Court which has not been properly filed with the Clerk, or which fails to include a 21 || Certificate of Service upon the Defendants, may be disregarded. 22 IT IS SO ORDERED. 23 ||Dated: October 13, 2022 =
25 United States District Judge 26 27 28 20