Leslie v. Estate of Tavares

984 P.2d 1220, 91 Haw. 394, 1999 Haw. LEXIS 310
CourtHawaii Supreme Court
DecidedAugust 31, 1999
Docket21693
StatusPublished
Cited by57 cases

This text of 984 P.2d 1220 (Leslie v. Estate of Tavares) is published on Counsel Stack Legal Research, covering Hawaii Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Leslie v. Estate of Tavares, 984 P.2d 1220, 91 Haw. 394, 1999 Haw. LEXIS 310 (haw 1999).

Opinion

Opinion of the Court by

LEVINSON, J.

The plaintiff-appellant Howard K. Leslie, Jr. appeals from the circuit court’s orders denying his (1) motion to (a) vacate the dismissal of his lawsuit against the defendant-appellee Estate of Jamie K. Tavares (hereinafter, “the Estate”), (b) rescind the settlement agreements and releases, and (c) reinstate his civil case against the Estate (hereinafter, “the motion to vacate”) and (2) his motion to alter or amend the circuit court’s findings of fact (FOFs), conclusions of law (COLs), and order concerning his motion to vacate. Leslie argues that the circuit court erred because (1) the Estate and its insurers were not entitled to deal directly with Leslie in reaching settlement agreements, inasmuch as the circuit court’s appointment of Leimomi Leslie Fresch as Leslie’s next friend rendered Leslie presumptively incompetent for purposes of the present litigation, (2) Fresch was not entitled to settle Leslie’s claims against the Estate without the approval of the circuit court, and (3) the settlement agreements were unfair to Leslie. We agree with the first two of Leslie’s points of error. With regard to his third, we hold that the circuit court failed adequately to analyze the fairness of the settlement agreements. Accordingly, we vacate the circuit court’s order denying Leslie’s motion to vacate and remand for further proceedings concerning the fairness of the settlement agreements. 1

I. BACKGROUND

On January 24, 1997, Fresch tendered an ex parte motion to the first circuit court for an order appointing her as next friend to Leslie, her son, for the purpose of prosecuting a claim on his behalf against the Estate arising out of an automobile accident, involving Tavares, in which Leslie was gravely injured. In an attached affidavit, Fresch’s counsel averred in relevant part that Leslie “has been and is currently hospitalized in the Intensive Care Unit of Queen’s Medical Center as a result of the injuries sustained” in the subject automobile accident and that Leslie was “incompetent to represent himself[.]” The circuit court granted Fresch’s motion by order signed on January 30,1997.

Aso on January 24, 1997, Fresch’s counsel mailed a demand letter on behalf of “Leimo-mi Fresch[,] as Next Friend for [Leslie],” to *397 Liberty Mutual Insurance Company (Liberty Mutual), Tavares’s automobile insurance carrier. Fresch’s counsel alleged that Leslie’s medical expenses had already exceeded $513,000.00 as of the date of the letter and were estimated eventually to total “$1,500,-000.00 [to][$]2,500,000.00.” With the addition of pain and suffering, lost wages, and other damages, Fresch’s counsel listed an “anticipated jury verdict” of “$3,030,796.70 [to][$]5,030,796.70.” He offered to settle the claim for the policy limit of $250,000.00 if a response was received by January 31, 1997.

Apparently, no such agreement was immediately reached because, on February 3, 1997, Fresch’s counsel filed a complaint against the Estate on behalf of Fresch, in her individual capacity and as next friend to Leslie, and Howard K. Leslie, Sr. (Howard), Leslie’s father (collectively, “the plaintiffs”). The complaint alleged that, in the early morning hours of December 22,1996, Leslie’s truck was struck by a vehicle driven by Tavares, when Tavares negligently crossed the center lane of the Farrington Highway near Maili, in the City and County of Honolulu. As a result of the accident, the complaint alleged, Leslie “suffered severe injuries and/or severe physical pain and suffering and/or severe emotional and mental distress and/or medical and/or hospital expenses and/or loss of earnings and/or impairment of future earning capacity and/or loss of enjoyment of life and/or such other expenses ... as will be proven at time of trial.” The complaint also alleged that Fresch and Howard had suffered “severe emotional and mental distress.”

On May 7, 1997, Leslie apparently was released from the hospital and began living in Fresch’s home in Waimánalo. According to the affidavit of Fresch’s counsel, Leslie was an active participant in the proceedings against the Estate. On March 21,1997, Leslie executed, in his own name, a contract for Fresch’s counsel’s legal services.

Subsequently, the plaintiffs reached settlement agreements with Liberty Mutual for bodily injury benefits from Tavares’s policy and with Fireman’s Fund Insurance Company, which was both Leslie’s own underin-sured motorist insurance (UIM) carrier and also the UIM carrier for KKL Trucking, Inc. (KKL), Leslie’s employer and owner of the truck Leslie had been driving at the time of the accident. The plaintiffs — including Leslie — executed three releases associated with the three insurance policies. The releases did not indicate whether Fresch was signing solely in her individual capacity or also as next friend for Leslie. Neither did the releases indicate the apportionment of the settlement proceeds among the three plaintiffs; instead, they merely recited that the consideration for the releases was $250,000.00 in connection with Tavares’s bodily injury policy, $35,000.00 in connection with Leslie’s UIM policy, and $35,000.00 in connection with KKL’s UIM policy. 2

The record includes documents signed by Leslie purportedly authorizing Fresch’s counsel to settle his claims against the three insurance policies in the gross amounts of $105,000.00, $16,000.00, and $16,000.00, respectively. Leslie’s total net recovery, after accounting for attorneys’ fees and costs, amounted to $89,290.99. The record also includes a letter from Fresch’s counsel to Leslie, in which counsel notes that Fresch and Howard had each received gross recoveries from the three policies of $72,500.00, $9,500.00, and $9,500.00, respectively. The record is silent with regard to their net recoveries.

Pursuant to the parties’ settlement agreements, Fresch’s counsel filed a “Notice of Dismissal With Prejudice As To All Claims And Parties” on July 18, 1997, relying upon Hawaii Rules of Civil Procedure (HRCP) Rule 41(a)(1)(A) (1996). 3 On April 1, 1998, Leslie filed a motion, pursuant to HRCP *398 Rule 60(b) (1996), 4 to vacate the notice of dismissal, reopen the civil action, and rescind the settlement agreements and releases. A hearing was conducted on April 8, 1998, and the circuit court filed its FOFs, COLs, and order denying Leslie’s motion on May 13, 1998. Among the circuit court’s FOFs was a finding that the plaintiffs had settled for “the applicable policy limits” with regard to the three insurance policies involved in this case. In its COLs, the circuit court noted that, unlike HRCP Rule 55 (1996), 5 “[t]here is nothing in [HRCP] Rule 41 that precludes dismissal of an action by or on behalf of an infant or incompetent person.” Moreover, the circuit court noted that HRCP Rule 17(c) (1996), 6 governing the appointment of next friends and guardians ad litem, makes no mention of court approval of settlements. Construing HRCP Rules 41 and 55 in pan materia,

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Cite This Page — Counsel Stack

Bluebook (online)
984 P.2d 1220, 91 Haw. 394, 1999 Haw. LEXIS 310, Counsel Stack Legal Research, https://law.counselstack.com/opinion/leslie-v-estate-of-tavares-haw-1999.