Leonard v. State

573 N.E.2d 463, 1991 Ind. App. LEXIS 985, 1991 WL 107887
CourtIndiana Court of Appeals
DecidedJune 17, 1991
Docket55A01-9012-CR-498
StatusPublished
Cited by3 cases

This text of 573 N.E.2d 463 (Leonard v. State) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Leonard v. State, 573 N.E.2d 463, 1991 Ind. App. LEXIS 985, 1991 WL 107887 (Ind. Ct. App. 1991).

Opinions

ROBERTSON, Judge.

Royal Leonard appeals his convictions of two (2) counts of child molesting as a Class B and a Class C felony for which he received a twenty (20) year sentence. Leonard proceeded pro se at his bench trial. He asserts he was denied his right to counsel because he 1) did not clearly and unequivocally assert his right to self-representation; and 2) did not make a knowing, voluntary, and intelligent waiver of his right to counsel. We reverse because the trial court failed to make inquiries sufficient to establish a knowing, voluntary, and intelligent waiver of the right to counsel under the guidelines promulgated in Dowell v. State (1990), Ind.App., 557 N.E.2d 1063, trans. denied.

FACTS

The facts in the light most favorable to the judgment indicate that Leonard committed two acts of child molesting in January of 1986. He was charged for these crimes in April of 1990.

While incarcerated at a federal institution in 1989, Leonard was diagnosed as "alcoholic and schizophrenic." His doctors determined that Leonard was "mentally ill and apparently deteriorating slowly with regard to his mental status." In the preliminary stages of the present prosecution, the trial court appointed two psychiatrists to determine Leonard's competence to stand trial. Both doctors' reports indicated that Leonard was competent and/or legally responsible at the time of the alleged offenses. No hearing was held with regard to Leonard's competence to stand trial.

On June 13, 1990, Leonard wrote a letter to the trial court which read as follows:

I have asked my attorney to have a reliable witness like Mrs. Victory [sic] for when they make another tape. They are not doing this. My attorney has lied to me several times. When I asked to withdraw my guilty plea he told me that you said if I withdrew it that I would have to take a jury trial, so from here I will handle my own defense. All I need is for Ann to get those witnesses for me. I do not wish to replace him because it would take too long. It has taken to [sic] long already.

Also on June 13, 1990, Leonard's court-appointed attorney moved to withdraw his appearance and the trial court held a hearing to inquire into Leonard's request to proceed pro se.

Additional facts are supplied as necessary.

DECISION

Leonard and the State agree that our decision last year in Dowell v. State (1990), Ind.App., 557 N.E.2d 1063, trans denied, represents a clear break in the law from earlier precedents in this area. Leonard and the State also would appear to agree that-if Dowell applies in the present case-its application mandates that we reverse Leonard's convictions and remand this case for a new trial. However, the State urges that we should not apply Dow-ell in the present case because Dowell was handed down after Leonard's trial and before his sentencing.

[465]*465I.

Dowell

The Sixth Amendment to the United States Constitution guarantees to a criminal defendant the right to represent himself if he so chooses. Faretta v. California (1975), 422 U.S. 806, 95 S.Ct. 2525, 45 L.Ed.2d 562; Dowell, 557 N.E.2d 1063. As a prerequisite to the assertion of the right of self-representation, there must be a clear and unequivocal request to proceed pro se. Id.

Leonard first asserts that the trial court erred because he did not make a clear and unequivocal request to proceed pro se. We have reviewed the transcript of the hearing held below on this matter. Leonard's testimony during this hearing is at best only marginally coherent, much less clear and unequivocal. However, Leonard consistently gave affirmative responses when questioned whether he wished to represent himself. Therefore, for purposes of this opinion, we will conclude that Leonard made a clear and unequivocal request to proceed pro se.

Leonard next asserts that he did not knowingly, voluntarily and intelligently waive his right to counsel because the court did not fully explain to him the consequences of self-representation. The right to counsel can only be relinquished by a knowing, voluntary, and intelligent waiver of that right. Dowell, id. When the right of self-representation is properly asserted by a clear and unequivocal request before trial, the trial court must hold a hearing to determine the defendant's competency to represent himself and to establish a record of his waiver of the right to counsel. Id. The pro se defendant must be advised of the dangers of self-representation. Id. A waiver of the right to the assistance of counsel will not be inferred from a silent record. Id.

The waiver of the assistance of counsel may be established upon the particular facts and circumstances surrounding the case, including the background, experience, and conduct of the accused. Id. If there is any question as to the defendant's mental state or mental competency, the trial court must ascertain the competency of the defendant to make a knowing and intelligent waiver of his right to counsel. Id. If the background, experience, and conduct of the the defendant do not clearly indicate a knowing, voluntary, and intelligent waiver, the trial court must make an inquiry with reference to the following specific guidelines promulgated in Dowell, id:

[tlhe defendant should know of the nature of the charges against him, the possibility that there may be lesser included offenses within these charges, and the possibility of defenses and mitigation cireumstances surrounding the charges. The defendant should be aware that self-representation is almost always unwise, that the defendant may conduct a defense which is to his own detriment, that the defendant will receive no special indulgence from the court and will have to abide by the same standards as an attorney as to the law and procedure, and that the State will be represented by experienced professional legal counsel. Specifically, the defendant should be instructed that an attorney has skills and expertise in preparing for and presenting a proper defense not possessed by the defendant. These include, among other things: (1) investigating and interrogating witnesses; (2) gathering appropriate documentary evidence; (8) obtaining favorable defense witnesses; (4) preparing and filing pre-trial motions; (5) preparing appropriate written instructions for the jury; (6) presenting favorable opening and closing statements; (7) examining and cross-examining witnesses at trial; and (8) recognizing objectionable, prejudicial evidence and testimony and making proper objections thereto.
Finally, the trial court should inquire into the educational background of the defendant, the defendant's familiarity with legal procedures and rules of evidence, and additionally, into the defendant's mental capacity if there is any question as to the defendant's mental state.

557 N.E.2d at 1066, 1067.

In the present case, Leonard was given much advice by his withdrawing at[466]*466torney and the trial judge during the hearing held on Leonard's request to proceed pro se. Leonard's counsel explained to him the pre-trial investigation he undertakes for his clients, an investigation which would be denied Leonard if he represented himself.

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Related

Davis v. State
598 N.E.2d 1041 (Indiana Supreme Court, 1992)
Leonard v. State
573 N.E.2d 463 (Indiana Court of Appeals, 1991)

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Bluebook (online)
573 N.E.2d 463, 1991 Ind. App. LEXIS 985, 1991 WL 107887, Counsel Stack Legal Research, https://law.counselstack.com/opinion/leonard-v-state-indctapp-1991.