Leif Carlson, Sr. v. Attorney General of California

791 F.3d 1003, 2015 U.S. App. LEXIS 10861, 2015 WL 3916718
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 26, 2015
Docket13-16535
StatusPublished
Cited by13 cases

This text of 791 F.3d 1003 (Leif Carlson, Sr. v. Attorney General of California) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Leif Carlson, Sr. v. Attorney General of California, 791 F.3d 1003, 2015 U.S. App. LEXIS 10861, 2015 WL 3916718 (9th Cir. 2015).

Opinion

OPINION

BERZON, Circuit Judge:

One early Sunday afternoon, Joshua Barragan (“Joshua”) called the Moraga Police Department to report that his stepfather, Leif Carlson, Sr. (“Carlson”), had hit seven-year-old Leif Carlson, Jr. (“Leif Jr.”) in the face. When Officer Ronald Ward arrived on the scene, he observed redness and bruising on Leif Jr.’s left cheek. The state charged Carlson — Leif Jr.’s father — with willful infliction of harm or injury to a child, Cal.Penal Code § 273a(b).

The case went to trial. Carlson’s wife, Lena Carlson (“Lena”), and Leif Jr. were subpoenaed to testify but never appeared in court. Invoking the Supreme Court’s forfeiture-by-wrongdoing doctrine, the trial court determined that Carlson was complied in their absence, and that he had surrendered his Sixth Amendment right to confront them. Accordingly, the trial judge allowed Officer Ward to testify to statements made by Leif Jr. and Lena in the hours after the incident.

Carlson was convicted and sentenced to ten days’ jail time and four years’ probation. The Appellate Division affirmed the judgment, the Court of Appeal denied a petition for writ of mandate, and the California Supreme Court denied habeas relief. *1005 Carlson then timely filed a federal habeas petition. See 28 U.S.C. § 2254. The district court denied the petition, concluding that the trial court’s determination that Carlson forfeited his Confrontation Clause rights was not an unreasonable application of the Supreme Court’s forfeiture-by-wrongdoing doctrine as articulated in Giles v. California, 554 U.S. 353, 128 S.Ct. 2678, 171 L.Ed.2d 488 (2008).

We affirm. Simple acquiescence in another’s wrongful conduct designed to keep a witness from testifying does not amount to forfeiture by wrongdoing. But the state court’s ruling on the forfeiture question, while murky, is consistent with a finding that Carlson engaged in more culpable conduct. The evidence supporting such a finding was not trifling. Under the highly deferential standard of review required by the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), we can grant habeas relief only if we find that the state court’s decision was contrary to, or an unreasonable application of, Supreme Court precedent, or that the factual findings on which the decision relied were unreasonable in light of the evidence. 28 U.S.C. § 2254(d). Because we cannot say that the state court’s decision was unreasonable under that standard, we must affirm the denial of the habeas petition. See Schriro v. Landrigan, 550 U.S. 465, 473, 127 S.Ct. 1933, 167 L.Ed.2d 836 (2007).

I. BACKGROUND

A. The Incident

The incident underlying Carlson’s conviction occurred while Carlson was supervising Leif Jr.’s guitar practice. The two were tired, having arrived home earlier that morning from Cub Scouts camp. According to Carlson’s testimony, when he attempted to correct Leif Jr.’s hand positioning, Leif Jr. started yelling, “literally screaming in [Carlson’s] ear.” Carlson struck Leif Jr. on the left cheek with the back of his hand or with his fist. Leif Jr. began to cry.

Joshua — one of three Carlson stepchildren living with Carlson and his wife— called the police. Officer Ward of the Moraga Police Department arrived on the scene, briefly questioned the family, and then placed Carlson under arrest. After securing Carlson in his car, Ward returned to the house to take further statements from Leif Jr. and his mother, Lena. It is the admissibility of these statements, detailed below, that underlies this appeal.

Carlson was charged with willful infliction of harm or injury to a child, CaLPenal Code § 273a(b), an offense that requires, the jury was instructed, proof that “the defendant wilfully inflicted unjustifiable physical pain or mental suffering on a child,” and that he “did not act while reasonably disciplining a child.”

A. Pre-Trial Proceedings

The trial was set for Thursday, July 9, 2009, in the Contra Costa County Superior Court. Carlson did not appear. An order to show cause for non-compliance issued, and trial was reset for Tuesday, July 14th. 1 Subpoenas were issued for Lena and Leif Jr. to appear as witnesses. One subpoena was addressed to Lena, instructing her to bring her son to court, and the other to Leif Jr. and “parent.”

On Tuesday, July 14, Carlson appeared, accompanied by Lena but not Leif Jr. Judge Grossman, presiding, asked Lena *1006 why she had not brought her son to court, inquiring whether she had received the subpoenas. 2 Lena stated that she had observed an officer hand her husband some documents on July 10th; the officer had been waiting for the Carlsons when they pulled into the driveway upon return from their vacation. Carlson “told [her] not to worry about it.” She did not specify whether she saw the subpoenas, or whether she knew Leif Jr.’s presence in court was demanded, but she confirmed that she was present “pursuant to the subpoena.” The judge told her that unless she produced her son the next morning, she would be in contempt of court.

Lena did not appear on Wednesday morning. Neither did her son. The court thereupon issued a warrant for her detention. Recognizing the issue that would arise if Lena and Leif Jr. did not appear (and, indeed, they never appeared over the remaining three days of trial), the judge noted the possibility that Carlson had forfeited his Sixth Amendment right to confront them. Judge Grossman indicated that if he found Carlson was “somewhat complicit” in or “eneourage[ed]” his wife and son’s absence, he would allow their statements to Officer Ward to be introduced for the truth of the matter asserted.

To aid in determining Carlson’s complicity, the court called Officer Daniel Lynch to the stand. Officer Lynch had been to the Carlson home earlier that day, to transport Carlson’s stepson Joshua to court. Lynch testified that Joshua told him Carlson, Lena, and Leif Jr. had not come home Tuesday night — that is, after Lena had been instructed to produce Leif Jr. the next day, under penalty of contempt. Over Carlson’s hearsay objection, Lynch also- testified that Joshua reported that his brother Christian, another of Carlson’s stepsons, told him that their mother had said “she was leaving the area ... and not to call her.” After Lynch’s testimony, the judge told the parties that he was “not prepared to make a finding ... at this time that Mr. Carlson is somehow complicit in all this.”

C. Evidentiary Hearing

By the next morning, however, the judge had switched gears. He announced his intention to revisit the forfeiture-by-wrongdoing question by conducting an evi-dentiary hearing.

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Cite This Page — Counsel Stack

Bluebook (online)
791 F.3d 1003, 2015 U.S. App. LEXIS 10861, 2015 WL 3916718, Counsel Stack Legal Research, https://law.counselstack.com/opinion/leif-carlson-sr-v-attorney-general-of-california-ca9-2015.