Anderson v. Royal
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Opinion
1 UNITED STATES DISTRICT COURT
2 DISTRICT OF NEVADA
3 ARNOLD ANDERSON, Case No. 3:22-cv-00070-ART-CSD
4 Petitioner, MERITS ORDER v. 5
6 TERRY ROYAL,1 et al.,
7 Respondents.
8 9 Petitioner Arnold Anderson has filed a Petition for Writ of Habeas Corpus 10 under 28 U.S.C. § 2254. (ECF No. 8 (“Petition”).) This matter is before this Court 11 for adjudication of the merits of the remaining grounds in the Petition, which 12 allege that Anderson’s confrontation rights were violated, his trial and appellate 13 counsel were ineffective, and his convictions violated the Double Jeopardy 14 Clause. (Id.) For the reasons discussed below, this Court denies the Petition and 15 a certificate of appealability. 16 I. BACKGROUND 17 A. Factual background2 18 Rhonda Robinson testified that on August 23, 2016, she and her boyfriend, 19 Terry Bolden, were sitting in their vehicle outside of an apartment complex while 20 Bolden texted Anderson, an acquaintance of his. (ECF No. 64-3 at 62, 66.) 21 Anderson drove his black Camaro to their location and parked behind their 22 vehicle. (Id. at 69.) After Bolden exited the vehicle to speak with Anderson, 23 1The state corrections department’s inmate locator page states that Anderson is 24 incarcerated at Ely State Prison. Terry Royal is the current warden for that facility. At the end of this order, this Court kindly directs the clerk to substitute 25 Terry Royal as a respondent for Respondent William Gittere. See Fed. R. Civ. P. 26 25(d). 2This Court makes no credibility findings or other factual findings regarding the 27 truth or falsity of this evidence from the state court. This Court’s summary is merely a backdrop to its consideration of the issues presented in the Petition. 28 1 Robinson saw Bolden and Anderson fighting. (Id. at 70.) Robinson then saw that 2 Anderson “had a gun that he was pointing at [Bolden] and [Bolden] had his hands 3 up.” (Id. at 71.) Bolden “said [to Anderson] you told me to get $200, and then 4 [Anderson] pointed the gun and shot [Bolden] in the head and then shot him [in] 5 the stomach and then shot him in the leg.” (Id.) Anderson returned to his car 6 “and then tried to run [Bolden] over with the car.” (Id.) 7 Similarly, Bolden testified that he had known Anderson for two to three 8 weeks before August 23, 2016. (ECF No. 64-3 at 140, 143.) On August 23, 2016, 9 after Anderson parked behind Bolden’s vehicle, Anderson told Bolden that Bolden 10 owed him money. (Id. at 146.) Bolden “attempted to give [Anderson] the money 11 out of [his] pocket,” and Anderson “tried to reach and grab and take all [Bolden] 12 had.” (Id.) Bolden tussled with Anderson “to keep him from taking the money.” 13 (Id.) As Bolden and Anderson were tussling, a woman got out of Anderson’s car, 14 “and [Anderson] hollered at her, give me the gun and she gave [Anderson] the 15 gun.” (Id.) Anderson shot Bolden in the head, stomach, and leg. (Id. at 147.) 16 Anderson got back into his car “and then he tried to back up over [Bolden],” but 17 Bolden “managed to roll out of the way” and ran towards his brother’s apartment. 18 (Id. at 147–48.) Bolden was later transported to the hospital where he stayed for 19 three days following the shooting. (Id. at 154.) 20 Ernest Larios testified that he was home on the evening of August 23, 2016, 21 watching television when he heard gunshots outside. (ECF No. 64-3 at 181–82.) 22 Larios looked out the window and saw an older black Camaro “backing out[,] 23 heading back up in reverse[,] stopping about in front of [his] house[,] and then 24 taking off forward and going around the corner.” (Id. at 182, 185.) 25 Detective Michael Kahnke with the Las Vegas Metropolitan Police 26 Department testified that Robinson identified Anderson from a photographic 27 lineup. (ECF No. 65-1 at 135, 142.) And Detective Gilberto Valenzuela with the 28 Las Vegas Metropolitan Police Department testified that Bolden identified 1 Anderson from a photographic lineup. (Id. at 154, 169.) Two weeks later, while 2 law enforcement were searching for Anderson and his Camaro, Anderson was 3 spotted by a patrol officer and detained. (ECF No. 66-1 at 75.) 4 Marco Rafalovich, a criminal investigator for the Clark County District 5 Attorney’s Office, testified that he met with Arndaejae Anderson (hereinafter 6 “Arndaejae”) in the juvenile detention center on December 27, 2016. (ECF No. 65- 7 1 at 99–100.) Arndaejae told Rafalovich that she was with her father, Anderson, 8 on August 23, 2016, and “they went for a drive, they went to a place downtown 9 to meet some people who she didn’t know but her father did.” (Id. at 102.) 10 According to Arndaejae, “[t]here was [then] an altercation and there were shots 11 fired by her father.” (Id.) Arndaejae told Rafalovich that Anderson told her to say 12 that they “were in California the day this happened.” (Id. at 103.) 13 B. Procedural background 14 Anderson represented himself at trial after the trial court held a Faretta 15 hearing. (ECF No. 60-7, 60-11.) The jury found Anderson guilty of attempted 16 murder with the use of a deadly weapon and battery with the use of a deadly 17 weapon resulting in substantial bodily harm. (ECF No. 67-21.) Anderson was 18 sentenced to (1) 8 to 20 years for the attempted murder conviction plus a 19 consecutive term of 8 to 20 years for the deadly weapon enhancement and (2) 4 20 to 10 years for the battery conviction to run consecutively to the attempted 21 murder conviction. (Id. at 3.) As such, Anderson was sentenced to an aggregate 22 sentence of 20 to 50 years in prison. Anderson’s judgment of conviction was 23 entered on December 5, 2017. (Id.) 24 Anderson appealed, and the Nevada Supreme Court affirmed his judgment 25 of conviction on September 5, 2019. (ECF No. 68-29.) On October 31, 2019, the 26 Nevada Supreme Court withdrew its opinion, nothing that a separately written 27 concurring opinion was inadvertently excluded from the opinion. (ECF No. 68- 28 31.) A new opinion affirming Anderson’s judgment of conviction was filed on 1 November 27, 2019. (ECF No. 68-32.) Anderson petitioned for rehearing and/or 2 for en banc consideration on December 15, 2019. (ECF No. 68-33.) The Nevada 3 Supreme Court denied rehearing and reconsideration on February 18, 2020. 4 (ECF No. 69-2.) Remittitur issued on March 16, 2020. (ECF No. 69-3.) 5 Anderson filed his state post-conviction habeas petition on January 5, 6 2021. (ECF No. 69-6.) The state court denied Anderson post-conviction relief on 7 May 27, 2021. (ECF No. 71-10.) Anderson appealed, and the Nevada Court of 8 Appeals affirmed on November 5, 2021. (ECF No. 72-12.) Remittitur issued on 9 November 30, 2021. (ECF No. 72-15.) 10 Anderson transmitted his instant Petition on February 1, 2022. (ECF No. 11 8 at 1.) In his Petition, Anderson presented the following grounds for relief:
12 1. His Confrontation Clause rights were violated regarding witness Marco Rafalovich. 13 2. His trial counsel was ineffective for (a) failing to give him a witness’s recorded statement before the forfeiture hearing, (b) 14 failing to visit him which led to a hostile relationship and a conflict of interest, (c) failing to give him his discovery 15 materials, and (d) failing to timely file his pretrial writ. 3. His convictions for attempted murder and battery are 16 redundant. 4. Arndaejae was charged with the attempted murder and battery 17 of Bolden, and although she pleaded guilty to a lesser included offense, Anderson cannot also be charged and convicted 18 regarding the same crimes against Bolden. 5. The prosecution solicited false testimony from crime scene 19 analyst Caitlyn King. 6.
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1 UNITED STATES DISTRICT COURT
2 DISTRICT OF NEVADA
3 ARNOLD ANDERSON, Case No. 3:22-cv-00070-ART-CSD
4 Petitioner, MERITS ORDER v. 5
6 TERRY ROYAL,1 et al.,
7 Respondents.
8 9 Petitioner Arnold Anderson has filed a Petition for Writ of Habeas Corpus 10 under 28 U.S.C. § 2254. (ECF No. 8 (“Petition”).) This matter is before this Court 11 for adjudication of the merits of the remaining grounds in the Petition, which 12 allege that Anderson’s confrontation rights were violated, his trial and appellate 13 counsel were ineffective, and his convictions violated the Double Jeopardy 14 Clause. (Id.) For the reasons discussed below, this Court denies the Petition and 15 a certificate of appealability. 16 I. BACKGROUND 17 A. Factual background2 18 Rhonda Robinson testified that on August 23, 2016, she and her boyfriend, 19 Terry Bolden, were sitting in their vehicle outside of an apartment complex while 20 Bolden texted Anderson, an acquaintance of his. (ECF No. 64-3 at 62, 66.) 21 Anderson drove his black Camaro to their location and parked behind their 22 vehicle. (Id. at 69.) After Bolden exited the vehicle to speak with Anderson, 23 1The state corrections department’s inmate locator page states that Anderson is 24 incarcerated at Ely State Prison. Terry Royal is the current warden for that facility. At the end of this order, this Court kindly directs the clerk to substitute 25 Terry Royal as a respondent for Respondent William Gittere. See Fed. R. Civ. P. 26 25(d). 2This Court makes no credibility findings or other factual findings regarding the 27 truth or falsity of this evidence from the state court. This Court’s summary is merely a backdrop to its consideration of the issues presented in the Petition. 28 1 Robinson saw Bolden and Anderson fighting. (Id. at 70.) Robinson then saw that 2 Anderson “had a gun that he was pointing at [Bolden] and [Bolden] had his hands 3 up.” (Id. at 71.) Bolden “said [to Anderson] you told me to get $200, and then 4 [Anderson] pointed the gun and shot [Bolden] in the head and then shot him [in] 5 the stomach and then shot him in the leg.” (Id.) Anderson returned to his car 6 “and then tried to run [Bolden] over with the car.” (Id.) 7 Similarly, Bolden testified that he had known Anderson for two to three 8 weeks before August 23, 2016. (ECF No. 64-3 at 140, 143.) On August 23, 2016, 9 after Anderson parked behind Bolden’s vehicle, Anderson told Bolden that Bolden 10 owed him money. (Id. at 146.) Bolden “attempted to give [Anderson] the money 11 out of [his] pocket,” and Anderson “tried to reach and grab and take all [Bolden] 12 had.” (Id.) Bolden tussled with Anderson “to keep him from taking the money.” 13 (Id.) As Bolden and Anderson were tussling, a woman got out of Anderson’s car, 14 “and [Anderson] hollered at her, give me the gun and she gave [Anderson] the 15 gun.” (Id.) Anderson shot Bolden in the head, stomach, and leg. (Id. at 147.) 16 Anderson got back into his car “and then he tried to back up over [Bolden],” but 17 Bolden “managed to roll out of the way” and ran towards his brother’s apartment. 18 (Id. at 147–48.) Bolden was later transported to the hospital where he stayed for 19 three days following the shooting. (Id. at 154.) 20 Ernest Larios testified that he was home on the evening of August 23, 2016, 21 watching television when he heard gunshots outside. (ECF No. 64-3 at 181–82.) 22 Larios looked out the window and saw an older black Camaro “backing out[,] 23 heading back up in reverse[,] stopping about in front of [his] house[,] and then 24 taking off forward and going around the corner.” (Id. at 182, 185.) 25 Detective Michael Kahnke with the Las Vegas Metropolitan Police 26 Department testified that Robinson identified Anderson from a photographic 27 lineup. (ECF No. 65-1 at 135, 142.) And Detective Gilberto Valenzuela with the 28 Las Vegas Metropolitan Police Department testified that Bolden identified 1 Anderson from a photographic lineup. (Id. at 154, 169.) Two weeks later, while 2 law enforcement were searching for Anderson and his Camaro, Anderson was 3 spotted by a patrol officer and detained. (ECF No. 66-1 at 75.) 4 Marco Rafalovich, a criminal investigator for the Clark County District 5 Attorney’s Office, testified that he met with Arndaejae Anderson (hereinafter 6 “Arndaejae”) in the juvenile detention center on December 27, 2016. (ECF No. 65- 7 1 at 99–100.) Arndaejae told Rafalovich that she was with her father, Anderson, 8 on August 23, 2016, and “they went for a drive, they went to a place downtown 9 to meet some people who she didn’t know but her father did.” (Id. at 102.) 10 According to Arndaejae, “[t]here was [then] an altercation and there were shots 11 fired by her father.” (Id.) Arndaejae told Rafalovich that Anderson told her to say 12 that they “were in California the day this happened.” (Id. at 103.) 13 B. Procedural background 14 Anderson represented himself at trial after the trial court held a Faretta 15 hearing. (ECF No. 60-7, 60-11.) The jury found Anderson guilty of attempted 16 murder with the use of a deadly weapon and battery with the use of a deadly 17 weapon resulting in substantial bodily harm. (ECF No. 67-21.) Anderson was 18 sentenced to (1) 8 to 20 years for the attempted murder conviction plus a 19 consecutive term of 8 to 20 years for the deadly weapon enhancement and (2) 4 20 to 10 years for the battery conviction to run consecutively to the attempted 21 murder conviction. (Id. at 3.) As such, Anderson was sentenced to an aggregate 22 sentence of 20 to 50 years in prison. Anderson’s judgment of conviction was 23 entered on December 5, 2017. (Id.) 24 Anderson appealed, and the Nevada Supreme Court affirmed his judgment 25 of conviction on September 5, 2019. (ECF No. 68-29.) On October 31, 2019, the 26 Nevada Supreme Court withdrew its opinion, nothing that a separately written 27 concurring opinion was inadvertently excluded from the opinion. (ECF No. 68- 28 31.) A new opinion affirming Anderson’s judgment of conviction was filed on 1 November 27, 2019. (ECF No. 68-32.) Anderson petitioned for rehearing and/or 2 for en banc consideration on December 15, 2019. (ECF No. 68-33.) The Nevada 3 Supreme Court denied rehearing and reconsideration on February 18, 2020. 4 (ECF No. 69-2.) Remittitur issued on March 16, 2020. (ECF No. 69-3.) 5 Anderson filed his state post-conviction habeas petition on January 5, 6 2021. (ECF No. 69-6.) The state court denied Anderson post-conviction relief on 7 May 27, 2021. (ECF No. 71-10.) Anderson appealed, and the Nevada Court of 8 Appeals affirmed on November 5, 2021. (ECF No. 72-12.) Remittitur issued on 9 November 30, 2021. (ECF No. 72-15.) 10 Anderson transmitted his instant Petition on February 1, 2022. (ECF No. 11 8 at 1.) In his Petition, Anderson presented the following grounds for relief:
12 1. His Confrontation Clause rights were violated regarding witness Marco Rafalovich. 13 2. His trial counsel was ineffective for (a) failing to give him a witness’s recorded statement before the forfeiture hearing, (b) 14 failing to visit him which led to a hostile relationship and a conflict of interest, (c) failing to give him his discovery 15 materials, and (d) failing to timely file his pretrial writ. 3. His convictions for attempted murder and battery are 16 redundant. 4. Arndaejae was charged with the attempted murder and battery 17 of Bolden, and although she pleaded guilty to a lesser included offense, Anderson cannot also be charged and convicted 18 regarding the same crimes against Bolden. 5. The prosecution solicited false testimony from crime scene 19 analyst Caitlyn King. 6. Juror number 6 should have been removed for cause during 20 voir dire and then removed from the jury after she arrived late one day for trial, which resulted in a Batson violation because 21 the alternates, who should have been substituted for juror number 6, were black. 22 7. The justice court should have dismissed his case for a lack of evidence at the preliminary hearing. 23 8. His 3-hour detention following his traffic stop amounted to an unlawful seizure. 24 9. Officer Jacob Werner presented false testimony. 10. There was no arrest warrant issued and no existence of 25 probable cause for his arrest. 11. His counsel was ineffective for failing to timely file his pretrial 26 writ. 12. The court clerk said that he was guilty at the beginning of the 27 trial. 13. The prosecutor failed to properly authenticate the jail phone 28 call, which resulted in the presentation of false evidence and 1 14. He was denied a fair trial because the State was represented by two prosecutors at the trial. 2 15. The trial court erred in ignoring jurors’ questions. 16. The trial court erred in not inquiring why the jury foreman 3 wrote “dick” in his notes because this showed that the foreman was biased. 4 17. He failed to receive his discovery from the State. 18. The photographic lineup was prejudicial. 5 19. Bolden presented differing stories of the crime, so the prosecution’s presentation of Bolden as a witness amounted to 6 the knowing presentation of false testimony. 20. Robinson testified inconsistently. 7 21. The trial court failed to inquire about his mental health before allowing him to represent himself at trial. 8 22. The jury instructions were misleading. 23. The prosecution failed to subpoena Arndaejae. 9 24. His right to a speedy trial was violated. 25. The prosecution failed to correct the false testimony of crime 10 scene analyst Brooke Cornell. 26. The jury was biased. 11 27. The search warrant for his car was erroneous. 28. The trial court erred in overruling his objections during trial. 12 29. The prosecution lied to the jury. 30. The prosecution changed its theory of the case. 13 31. The trial court erred by not declaring a mistrial. 32. The trial court violated various judicial codes of conduct. 14 33. His appellate counsel was ineffective for (a) failing to raise various issues in his appeal, (b) lying during his appeal, and 15 (c) failing to communicate with him about his appeal. 34. Officer Gilberto Valenzuela lied in his police report and 16 provided false testimony at trial. 35. There was insufficient evidence to support his convictions. 17 36. The trial court allowed Rafalovich’s inadmissible statement. 18 (ECF Nos. 8, 8-1.)3 19 Respondents moved to dismiss the Petition on June 21, 2023, filing a notice 20 of corrected image the following day. (ECF Nos. 55, 56.) Anderson filed two 21 responses to the motion to dismiss. (ECF Nos. 77, 78.) Respondents then filed an 22 amended motion to dismiss on July 12, 2023. (ECF No. 81.) Anderson filed a 23 response to the amended motion to dismiss and moved to amend his response. 24 3Notably, this Court found that counsel may be helpful given the length and 25 complexities of Anderson’s claims. (ECF No. 18 at 1.) Anderson expressed his desire that counsel be appointed, and on September 12, 2022, this Court 26 appointed the Federal Public Defender to represent Anderson. (ECF No. 23.) 27 However, in December 2022, Anderson moved for the Federal Public Defender to be relieved as counsel and to be returned to pro se status. (See ECF No. 34.) This 28 Court granted Anderson’s requests on January 24, 2023. (Id.) 1 (ECF Nos. 82, 83.) Respondents replied to Anderson’s response on July 31, 2023. 2 (ECF No. 88.) Anderson filed a surreply on August 7, 2023. (ECF No. 89.) This 3 Court dismissed grounds 2(a), 2(c), 2(d), 4 through 17, 19 through 32, a portion 4 of ground 33(a), and 34 through 36. (ECF No. 90.) 5 Respondents filed their answer to the remaining grounds in the Petition on 6 March 22, 2024. (ECF No. 94.) Anderson replied on April 17, 2024. (ECF No. 96.) 7 II. GOVERNING STANDARD OF REVIEW 8 28 U.S.C. § 2254(d) sets forth the standard of review generally applicable 9 in habeas corpus cases under the Antiterrorism and Effective Death Penalty Act 10 (“AEDPA”):
11 An application for a writ of habeas corpus on behalf of a person in 12 custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits 13 in State court proceedings unless the adjudication of the claim –
14 (1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly 15 established Federal law, as determined by the Supreme 16 Court of the United States; or
17 (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the 18 evidence presented in the State court proceeding. 19 20 A state court decision is contrary to clearly established Supreme Court 21 precedent, within the meaning of 28 U.S.C. § 2254, “if the state court applies a 22 rule that contradicts the governing law set forth in [the Supreme Court’s] cases” 23 or “if the state court confronts a set of facts that are materially indistinguishable 24 from a decision of [the Supreme] Court.” Lockyer v. Andrade, 538 U.S. 63, 73 25 (2003) (quoting Williams v. Taylor, 529 U.S. 362, 405–06 (2000), and citing Bell 26 v. Cone, 535 U.S. 685, 694 (2002)). A state court decision is an unreasonable 27 application of clearly established Supreme Court precedent within the meaning 28 of 28 U.S.C. § 2254(d) “if the state court identifies the correct governing legal 1 principle from [the Supreme] Court’s decisions but unreasonably applies that 2 principle to the facts of the prisoner’s case.” Id. at 75 (quoting Williams, 529 U.S. 3 at 413). “The ‘unreasonable application’ clause requires the state court decision 4 to be more than incorrect or erroneous. The state court’s application of clearly 5 established law must be objectively unreasonable.” Id. (quoting Williams, 529 6 U.S. at 409–10) (internal citation omitted). 7 The Supreme Court has instructed that “[a] state court’s determination that 8 a claim lacks merit precludes federal habeas relief so long as ‘fairminded jurists 9 could disagree’ on the correctness of the state court’s decision.” Harrington v. 10 Richter, 562 U.S. 86, 101 (2011) (citing Yarborough v. Alvarado, 541 U.S. 652, 11 664 (2004)). The Supreme Court has stated “that even a strong case for relief does 12 not mean the state court’s contrary conclusion was unreasonable.” Id. at 102 13 (citing Lockyer, 538 U.S. at 75); see also Cullen v. Pinholster, 563 U.S. 170, 181 14 (2011) (describing the standard as a “difficult to meet” and “highly deferential 15 standard for evaluating state-court rulings, which demands that state-court 16 decisions be given the benefit of the doubt” (internal quotation marks and 17 citations omitted)). 18 III. DISCUSSION 19 A. Ground 1—Confrontation Clause 20 In ground 1, Anderson alleges that his rights under the Confrontation 21 Clause were violated when Rafalovich testified about Arndaejae’s statements 22 because Arndaejae did not testify. (ECF No. 8 at 3.) 23 1. Background information 24 The morning of the second day of trial, the prosecutor informed the trial 25 court that it received a recorded telephone call from the jail that Anderson had 26 made that morning to Arndaejae. (ECF No. 64-3 at 4.) According to the 27 prosecutor, Anderson “told [Arndaejae] to disappear and to leave her phone at 28 wherever she is and go someplace else so that we could not track her.” (Id.) The 1 prosecutor then played the telephone call for the trial court. (Id. at 6.) The 2 prosecutor requested that he be allowed to introduce Arndaejae’s statements 3 through Rafalovich because Anderson “forfeits his right to confront the witness 4 whose statements would be given to the jury.” (Id. at 4–5.) The prosecutor 5 explained that he did not know where Arndaejae was currently located, his 6 investigator was actively looking for her, and there was a warrant for her due to 7 her absconding from juvenile probation. (Id. at 6, 11–12.) 8 In response, Anderson argued that he never said Arndaejae’s name during 9 the phone call, so the prosecutor “doesn’t know who [he was] talking to.” (Id. at 10 7.) According to Anderson, he was telling a “friend in a different matter” to 11 disappear for a week. (Id. at 8.) The trial court responded, “[d]o you really think 12 that I’m that stupid?” (Id.) The prosecutor then explained that Anderson must 13 have been calling Arndaejae because he called that same phone number a 14 different time to wish the recipient a happy birthday and that day corresponded 15 with Arndaejae’s birthday, which the prosecution was able to verify through her 16 juvenile probation records. (Id. at 10.) Anderson rebutted that other people have 17 that same birthday. (Id.) 18 The trial court then made the following ruling:
19 I’m going to allow the State, based on the doctrine of forfeiture by wrongdoing, make a finding that the State has shown by a 20 prepondering [sic] to the evidence, that the witness is not available, due to the defendant’s own actions in deterring her and that he 21 intended to do it to prevent her from coming and testifying against him. I’ll allow you to bring in that statement. 22 23 (Id. at 206.) 24 2. State court determination 25 In affirming Anderson’s judgment of conviction, the Nevada Supreme 26 Court found: 27 Anderson argues that the introduction of Arndaejae’s out-of- court statements violated his rights under the Sixth Amendment’s 28 Confrontation Clause. See U.S. CONST. amend. VI. The State does not 1 court statements were testimonial. Rather, the State asserts that Anderson forfeited his right to confront Arndaejae by procuring her 2 absence. Anderson in turn asserts that the State failed to prove by a preponderance of the evidence that Arndaejae was absent because of 3 his actions so as to trigger the forfeiture-by-wrongdoing exception to the Confrontation Clause. 4 [FN 4] There are two independent hurdles to admitting out-of-court statements: the Sixth Amendment’s 5 Confrontation Clause and Nevada’s evidentiary statutes. Anderson does not challenge the admissibility of 6 Arndaejae’s statements pursuant to the evidentiary statutes, so we do not address them. 7 Whether a defendant’s Confrontation Clause rights were violated is a question of law subject to de novo review. Chavez v. State, 125 Nev. 8 328, 339, 213 P.3d 476, 484 (2009). The Sixth Amendment’s Confrontation Clause provides that 9 “[i]n all criminal prosecutions, the accused shall enjoy the right . . . to be confronted with the witnesses against him.” U.S. CONST. amend. 10 VI. It bars admission of “testimonial evidence” unless the witness is unavailable and the defendant had a prior opportunity to cross- 11 examine the witness. Crawford v. Washington, 541 U.S. 36, 68 (2004). The United States Supreme Court, however, has recognized 12 that a defendant may forfeit the right to confrontation. In particular, “one who obtains the absence of a witness by wrongdoing forfeits the 13 constitutional right to confrontation.” Davis v. Washington, 547 U.S. 813, 833 (2006). To demonstrate such a forfeiture, the State must 14 “show[ ] that the defendant intended to prevent a witness from testifying.” Giles v. California, 554 U.S. 355, 361 (2008). Although 15 the Supreme Court has acknowledged forfeiture by wrongdoing as an exception to the Sixth Amendment’s confrontation guarantee and 16 addressed the scope of that exception, it has not taken a position on the evidentiary standard that the State must meet to show forfeiture 17 by wrongdoing. See Davis, 547 U.S. at 833 (taking “no position on the standards necessary to demonstrate such forfeiture”). This court 18 also has not yet taken a position on that issue. We take this opportunity to do so. 19 Preponderance of the evidence is the appropriate standard of proof 20 Amond the federal circuit and state courts that have grappled with 21 the burden-of-proof issue, the focus has been on whether the appropriate burden is clear and convincing evidence or a more 22 forgiving preponderance of the evidence. See United States v. Johnson, 767 F.3d 815, 820–23 (9th Cir. 2014) (discussing the issue 23 and cases addressing it). The overwhelming majority of those courts have held that the preponderance-of-the-evidence standard applies 24 to the forfeiture exception to the Confrontation Clause. Id. at 821– 23; see State v. Thompson, 45 A.3d 605, 615–16 (Conn. 2012) 25 (compiling a list of all states applying the preponderance standard as of 2012). 26 On one end of the spectrum, the United States Court of Appeals for the Fifth Circuit held in United States v. Thevis that the 27 prosecution must prove that a defendant procured the absence of a witness by clear and convincing evidence for the forfeiture exception 28 to apply. 665 F.2d 616, 631 (5th Cir. 1982), superseded by rule on 1 164 (5th Cir. 2007). In doing so, the court reasoned that confrontation rights are important “in testing the reliability of 2 evidence” and the clear-and-convincing-evidence standard typically applies to evidentiary decisions “[w]here reliability of evidence is a 3 primary concern.” Id. (citing United States v. Wade, 388 U.S. 218, 240 (1967) (holding that where defense counsel was not present at a 4 lineup identification, the prosecution must be given an opportunity to prove by clear and convincing evidence that the witness’s in-court 5 identification of the defendant was based on observations of the defendant other than the lineup identification). On the other end of 6 the spectrum, a number of federal circuits apply a preponderance- of-the-evidence standard. In United States v. Mastrangelo, for 7 example, the United States Court of Appeals for the Second Circuit opined that the preponderance standard is more suitable because 8 “wavier by misconduct is an issue distinct from the underlying right of confrontation” and a higher standard “might encourage behavior 9 which strikes at the heart of the system of justice itself.” 693 F.2d 269, 273 (2d Cir. 1982); see also United States v. White, 116 F.3d 10 903, 912 (D.C. Cir. 1997); United States v. Houlihan, 92 F.3d 1271, 1280 (1st Cir. 1996); Steele v. Taylor, 684 F.2d 1193, 1202 (6th Cir. 11 1982) (“A standard that requires the proponent to show that it is more probable than not that the defendant procured the 12 unavailability of the witness is constitutionally sufficient under the due process and confrontation clauses.”); United States v. Balano, 13 618 F.2d 624, 629 (10th Cir. 1979), overruled on other grounds by Richardson v. United States, 468 U.S. 317, 325–26 (1984). 14 We agree with the majority of courts that have considered the issue—the preponderance standard provides the appropriate burden 15 of proof for purposes of the forfeiture-by-wrongdoing exception to the Confrontation Clause. As the United States Supreme Court has 16 observed, the forfeiture-by-wrongdoing exception is not about the reliability of the evidence at issue. Crawford, 541 U.S. at 62 (stating 17 that the exception “make[s] no claim to be a surrogate means of assessing reliability”). The exception instead grows out of equitable 18 concerns with allowing a defendant to benefit from his or her own wrongdoing. Reynolds v. United States, 98 U.S. 145, 158–59 (1879) 19 (stating that “[t]he Constitution does not guarantee an accused person against the legitimate consequences of his own wrongful 20 acts,” harkening back to English common law for the equitable principles “that no one shall be permitted to take advantage of his 21 own wrong”). If the purpose of the forfeiture-by-wrongdoing exception is, as the Supreme Court has said, to permit “courts to protect the 22 integrity of their proceedings,” Davis, 547 U.S. at 834, a lower standard of proof is fitting. The purpose of, and the equitable 23 concerns underlying, the forfeiture-by-wrongdoing exception would not be served by a high burden of proof that could instead encourage 24 conduct that undermines the integrity of the criminal justice system. And a higher standard is not required to protect the defendant’s 25 confrontation rights given the Supreme Court’s narrow interpretation of the exception, particularly its intent requirement, 26 as stated in Giles, 554 U.S. at 361. See Johnson, 767 F.3d at 822 (“The intent requirement thus ensures that the judge’s inquiry is 27 focused on whether the defendant intended to compromise the integrity of the proceedings, not on whether the defendant committed 28 the underlying offense.”). For these reasons, we hold that the burden 1 preponderance standard. The trial court applied the preponderance standard in this case, so we turn to whether the court erred in 2 concluding that the State produced sufficient evidence to admit Arndaejae’s out-of-court statements under the forfeiture-by- 3 wrongdoing exception to the Confrontation Clause.
4 The trial court did not err in its application of the forfeiture-by- wrongdoing exception to admit Arndaejae’s out-of-court statements 5 To apply the forfeiture-by-wrongdoing exception to the 6 Confrontation Clause, the trial court must find by a preponderance of the evidence that the defendant intentionally procured the 7 witness’s absence. In making that determination, the district court must conduct a hearing outside of the jury’s presence to consider the 8 evidence relevant to the forfeiture-by-wrongdoing exception. The State described its unsuccessful efforts to locate 9 Arndaejae using an investigator, as well as efforts made by Arndaejae’s probation officer. Asserting that Anderson procured her 10 absence, the State produced a recording of a phone call that Anderson placed from the jail to Arndaejae’s phone number. 11 [FN5] Although disputed below, Anderson conceded on appeal that the phone number belonged to Arndaejae. 12 During that call, Anderson told the person on the other end of the call “to disappear for a week” and “to leave [her] phone and go 13 someplace else” so that authorities could not track her. But the court also heard that Arndaejae absconded from juvenile probation “a few 14 months” earlier and that a warrant had been issued for her arrest. Anderson suggests that the State presented insufficient 15 evidence that he procured Arndaejae’s absence, pointing to the outstanding warrant for her arrest as the more likely reason that she 16 would not show up for trial. This argument implicates what it means to “procure” a witness’s absence. In considering the meaning of 17 “procure,” the Court in Giles pointed to definitions including “to contrive and effect” and “to endeavor to cause or bring about.” 554 18 U.S. at 360 (emphasis and internal quotation marks omitted). These definitions contemplate an affirmative action by the defendant that 19 brings about the witness’s absence. See Carlson v. Attorney General of California, 791 F.3d 1003, 1010 (9th Cir. 2015) (“The pertinent 20 Supreme Court authority, then, clearly establishes that the forfeiture-by-wrongdoing doctrine applies where there has been 21 affirmative action on the part of the defendant that produces the desired result, non-appearance by a prospective witness against him 22 in a criminal case.”). Thus, we must draw a line between a defendant’s mere passive acquiescence in a witness’s decision to be 23 absent and a defendant’s affirmative effort or collusion with a witness to procure that witness’s absence. See id. (opining that “[s]imple 24 tolerance of, or failure to foil, a third party’s previously expressed decision either to skip town himself rather than testifying or to 25 prevent another witness from appearing does not ‘cause’ or ‘effect’ or ‘bring about’ or ‘procure’ a witness’s absence”); Commonwealth v. 26 Edwards, 830 N.E.2d 158, 171 (Mass. 2005) (applying the forfeiture doctrine where “a defendant actively facilitates the carrying out of 27 the witness’s independent intent not to testify”). Distinguishing between passive acquiescence and affirmative action ensures that 28 courts apply the forfeiture-by-wrongdoing exception to the 1 merely approve of the witness’s independent decision not to testify. Edwards, 830 N.E.2d at 171 (“[A] defendant’s joint effort with a 2 witness to secure the latter’s unavailability, regardless of whether the witness already decided ‘on his own’ not to testify, may be sufficient 3 to support a finding of forfeiture by wrongdoing.”); see also State v. Maestas, 412 P.3d 79, 91 (N.M. 2018). Because it is the rare occasion 4 that an absent witness will be present to explain the reason for his or her absence, the casual relationship between the defendant’s 5 actions and the witness’s absence need not be proved by direct evidence. Rather, circumstantial evidence may be proffered to 6 demonstrate that the witness’s absence is “at the very least, . . . a logical outgrowth or foreseeable result of the [defendant’s efforts].” 7 Edwards, 830 N.E.2d at 171; see also United States v. Scott, 284 F.3d 758, 764 (7th Cir. 2022); State v Shaka, A18-0778, 2019 WL 8 1890550, at * 4–5 (Minn. Ct. App. Apr. 29, 2019). We conclude that Anderson’s actions indicate more than mere 9 passive acquiescence to Arndaejae’s decision to be absent. In his recorded phone call to Arndaejae’s phone number, Anderson 10 instructed her to leave her phone so she could not be tracked by law enforcement. This demonstrates by a preponderance of the evidence 11 that Anderson actively worked to keep Arndaejae from the prosecution with the intent that she not testify at his trial. 12 Accordingly, we conclude the trial court did not err in its application of the forfeiture-by-wrongdoing exception to admit Arndaejae’s out- 13 of-court statements even though Anderson had no opportunity to confront her regarding the statements. 14 (ECF No. 68-32 at 6–12.) 15 16 3. Confrontation Clause 17 The Sixth Amendment’s Confrontation Clause provides: “In all criminal 18 prosecutions, the accused shall enjoy the right . . . to be confronted with the 19 witnesses against him.” Regarding out-of-court statements admitted at trial, the 20 Confrontation Clause bars “admission of testimonial statements of a witness who 21 did not appear at trial unless he was unavailable to testify, and the defendant 22 had had a prior opportunity for cross-examination.” Crawford v. Washington, 541 23 U.S. 36, 53-54 (2004). However, there is an exception “if a witness is absent by 24 [the defendant’s] own wrongful procurement.” Reynolds v. United States, 98 U.S. 25 145, 158 (1878). The Constitution “grants [the defendant] the privilege of being 26 confronted with the witnesses against him; but if he voluntarily keeps the 27 witnesses away, he cannot insist on his privilege.” Id.; see also Davis v. 28 Washington, 547 U.S. 813, 833 (2006) (“[O]ne who obtains the absence of a 1 witness by wrongdoing forfeits the constitutional right to confrontation.”); Giles 2 v. California, 554 U.S. 353, 358 (2008) (“[A]n exception to the confrontation 3 guarantee permits the use of a witness’s unconfronted testimony if a judge finds 4 . . . that the defendant committed a wrongful act that rendered the witness 5 unavailable to testify at trial.”). 6 4. Analysis 7 As the Nevada Supreme Court reasonably determined, the trial court did 8 not err in applying the forfeiture-by-wrongdoing exception and allowing 9 Rafalovich to testify about Arndaejae’s out-of-court statements. Anderson does 10 not dispute that he made a telephone call from the jail the morning of the second 11 day of trial asking the person to disappear and leave her cell phone so that she 12 could not be tracked. Anderson only disputes that that telephone call was made 13 to his daughter, Arndaejae. (ECF No. 8 at 3.) In support of this argument, 14 Anderson contends that Arndaejae did not fail to appear at the trial because he 15 persuaded her not to; rather, she did not appear at the trial because she had a 16 warrant for her arrest for absconding probation. (ECF No. 96 at 8.) 17 This Court acknowledges that Anderson may not have said Arndaejae’s 18 name during the recorded jail telephone call and that Arndaejae may have had 19 another reason for not attending the trial as a witness for the prosecution, but 20 Anderson fails to demonstrate that the Nevada Supreme Court’s conclusion that 21 his actions amounted to more than mere passive acquiescence to Arndaejae’s 22 absence involved an unreasonable application of federal law or was based on an 23 unreasonable determination of the facts. Indeed, as the Nevada Supreme Court 24 reasonably determined, the prosecution submitted sufficient evidence to show, 25 by a preponderance of the evidence, that Anderson actively worked to keep 26 Arndaejae from testifying for the prosecution. Based on Anderson telling the 27 recipient of the same telephone number happy birthday on the day of Arndaejae’s 28 birthday, it can be inferred that Arndaejae was the person to whom Anderson 1 told to disappear. This inference is supported by Anderson’s failure to articulate 2 who he was speaking to if it was not Arndaejae. Accordingly, because Anderson 3 wrongfully contributed to Arndaejae’s absence, he has forfeited his constitutional 4 right to confront her as a witness. Reynolds, 98 U.S. at 158; Davis, 547 U.S. at 5 833; Giles, 554 U.S. at 358. 6 Anderson also asserts that Rafalovich’s testimony about Arndaejae’s out- 7 of-court statement was untrue and unreliable because Rafalovich did not record 8 his conversation with Arndaejae. (ECF No. 8 at 3–5.) To support this argument, 9 Anderson cites to Arndaejae’s voluntary statement to Detective Valenzuela 10 wherein Arndaejae stated that she and her father were in California at the time 11 of the shooting. (See id. at 6–13.) Because Anderson was able to cross-examine 12 Rafalovich about these issues, he fails to show a violation of his constitutional 13 right to confrontation. 14 Anderson is not entitled to federal habeas relief for ground 1. 15 B. Ground 2(b)—Trial counsel ineffectiveness 16 In ground 2(b), Anderson alleges that his Sixth Amendment right was 17 violated due to his counsel’s failure to visit him in jail or return his telephone 18 calls, which resulted in a hostile relationship, a conflict of interest, and a need 19 for Anderson to represent himself at trial. (ECF No. 8 at 15.) 20 1. Background information 21 On November 15, 2016, Anderson filed a motion to dismiss his counsel and 22 to represent himself. (ECF No. 58-16.) In his motion, Anderson alleged that his 23 trial counsel had failed to investigate and to file any pretrial motions. (Id.) On 24 November 28, 2016, Anderson withdrew his November 15, 2016, motion, 25 explaining that he “wish[ed] to keep [his] attorney of record.” (ECF No. 58-19.) 26 Anderson explained that his trial counsel “did make a jail visit and speak to [him] 27 to address issues.” (Id.) 28 On December 29, 2016, Anderson filed a second motion to dismiss his 1 counsel and to represent himself. (ECF No. 59-6.) In his motion, Anderson alleged 2 that his trial counsel failed to directly communicate with him (instead only 3 sending an investigator to speak with him), locate or investigate witnesses, file 4 appropriate motions, and retrieve documentation. (Id.) A hearing was held on 5 Anderson’s motion on January 24, 2017. (ECF No. 59-20.) At the hearing, 6 Anderson explained that he had only met with his trial counsel once in person 7 and spoken to him once on the phone. (Id. at 3.) In response, Anderson’s trial 8 counsel stated that (1) he “ha[d] sent [his] investigator over [to the jail to speak 9 with Anderson] numerous times,” (2) Anderson usually called in the mid- 10 mornings when trial counsel was in court on other matters, and (3) he had visited 11 Anderson twice at the jail. (Id. at 4–6.) The trial court told Anderson’s trial counsel 12 “to go see [Anderson] in the detention center” but stated that it did not “see a 13 basis to dismiss [Anderson’s] counsel.” (Id. at 7.) Anderson then responded, “I 14 don’t want him as counsel, period, because I can’t even talk to that man.” (Id.) 15 The trial court indicated that it would allow Anderson to come back a week later 16 to make any further representations on the issue. (Id.) 17 Another hearing was held a week later on January 31, 2017. (ECF No. 59- 18 23.) At that hearing, Anderson’s trial counsel explained that he and his 19 investigator had gone to the jail to speak with Anderson. (Id. at 3.) Anderson then 20 explained that his issues with his trial counsel had been resolved, and he was 21 withdrawing his motion to dismiss counsel. (Id.) 22 On February 6, 2017, Anderson filed a third motion to dismiss his counsel 23 and to represent himself. (ECF No. 59-24.) And on February 14, 2017, Anderson 24 filed a fourth and a fifth motion to dismiss his counsel and to represent himself. 25 (ECF Nos. 60-1, 60-2.) A hearing was held on March 7, 2017. (ECF No. 60-6.) At 26 the beginning of the hearing, Anderson’s trial counsel explained that since 27 February 14, 2017, Anderson had sent him “what [he] would affectionally call a 28 love letter” but that “now today he’s angry with him again.” (Id. at 3.) Anderson 1 then explained, inter alia, (1) that he and his trial counsel “are having problems 2 communicating,” (2) his trial counsel had only visited him in the jail twice in his 3 six months of incarceration, and (3) his trial counsel was “not doing the things 4 that [Anderson had been] asking him to do as far as part of [the] defense.” (Id. at 5 4.) Anderson’s trial counsel rebutted that he had been communicating with 6 Anderson and that Anderson’s alibi witness—the issue behind their 7 communication issues—was not panning out as Anderson had hoped. (Id. at 4– 8 5.) The trial court denied the third, fourth, and fifth motions to dismiss counsel. 9 (Id. at 6.) Anderson then stated that he wanted to represent himself, and the trial 10 court stated that he would hold a Faretta hearing the following week. (Id.) The 11 Court held a Faretta hearing over the course of two days. (ECF Nos. 60-7, 60-11.) 12 2. State court determination 13 In affirming Anderson’s judgment of conviction, the Nevada Supreme Court 14 found:
15 Anderson contends that his Sixth Amendment right to counsel was violated when the trial court declined to substitute his appointed 16 counsel. We review the district court decision for an abuse of discretion. Young v. State, 120 Nev. 963, 968, 102 P.3d 572, 576 17 (2004). In Young, we adopted a three-factor test to consider when reviewing a district court’s denial of such a motion. Id. The three 18 factors are “(1) the extent of the conflict; (2) the adequacy of the inquiry; and (3) the timeliness of the motion.” Id. (quoting United 19 States v. Moore, 159 F.3d 1154, 1158-59 (9th Cir. 1998)). Throughout the course of the proceedings, Anderson filed 20 three requests to substitute counsel. The requests were timely. And each time Anderson filed a motion for substitution of counsel, the 21 trial court held a Young hearing to inquire into the extent of the conflict. 22 [FN7] Anderson withdrew his first request prior to the hearing. He withdrew his second request after the 23 hearing. The record reflects that the trial court’s inquiries into Anderson's 24 conflicts with appointed counsel were thorough and adequate, and evidence supported the trial court’s finding that there was not a 25 complete breakdown in the relationship. Therefore, the trial court did not abuse its discretion in denying Anderson’s requests. 26 27 (ECF No. 68-32 at 12–13.) 28 1 3. Analysis 2 The Sixth Amendment guarantees that “[i]n all criminal prosecutions, the 3 accused shall enjoy the right . . . to have the Assistance of Counsel for his [or her] 4 defense.” U.S. CONST. amend. VI. However, the Sixth Amendment does not 5 “guarantee[ ] a ‘meaningful relationship’ between an accused and his [or her] 6 counsel.” Morris v. Slappy, 461 U.S. 1, 14 (1983) (explaining that “[n]ot every 7 restriction on counsel’s time or opportunity to investigate or to consult with his 8 client or otherwise to prepare for trial violates a defendant’s Sixth Amendment 9 right to counsel”); see also United States v. Moore, 159 F.3d 1154, 1158-59 (1998) 10 (fashioning a three-part test to determine whether a conflict rises to the level of 11 being irreconcilable: “(1) the extent of the conflict; (2) the adequacy of the inquiry 12 [by the court]; and (3) the timeliness of the motion”). 13 This Court agrees that there appears to have been some communication 14 issues between Anderson and his trial counsel. In fact, Anderson desired for his 15 trial counsel to make more in-person visits to the jail (rather than sending his 16 investigator), to accept more of his telephone calls, and to investigate his alibi 17 defense further. However, as the Nevada Supreme Court reasonably concluded, 18 the evidence does not support a finding of a complete breakdown in Anderson’s 19 relationship with his trial counsel. Rather, it appears that Anderson vacillated 20 between being satisfied with his trial counsel and wanting him removed: (1) 21 Anderson withdrew his first motion to dismiss his counsel after his counsel 22 visited him at the jail, (2) Anderson withdrew his second motion to dismiss his 23 counsel again after his counsel visited him at the jail, and (3) Anderson 24 apparently sent his trial counsel “a love letter” after his third, fourth, and fifth 25 motions to dismiss his counsel were filed. Further, as the Nevada Supreme Court 26 also reasonably concluded, the trial court conducted meaningful inquiries into 27 Anderson’s timely motions, allowing both Anderson and his trial counsel 28 sufficient opportunity to present their arguments on the record. 1 That being said, even if this Court were to disagree with the Nevada 2 Supreme Court about the extent of the conflict or the adequacy of the trial court’s 3 inquiry, the Ninth Circuit has determined that “[e]ven if [a petitioner] were 4 successfully able to demonstrate a complete breakdown in communication or 5 prove that an irreconcilable conflict existed . . . , [a] irreconcilable-conflict claim 6 would still fail” because the Supreme Court “has never held that an irreconcilable 7 conflict with one’s attorney constitutes a per se denial of the right to effective 8 counsel.” Carter v. Davis, 946 F.3d 489, 508 (9th Cir. 2019). Instead, to 9 demonstrate that his trial counsel was ineffective, Anderson must meet the two- 10 pronged test outlined in Strickland.4 However, Anderson does not allege or 11 demonstrate any prejudice, especially since he represented himself at trial. 12 Anderson is not entitled to federal habeas relief for ground 2(b). 13 C. Ground 3—Double Jeopardy 14 In ground 3, Anderson alleges that his right to be free from Double 15 Jeopardy was violated due to his convictions for attempted murder and battery 16 being redundant. (ECF No. 8 at 19.) 17 1. State court determination 18 In affirming Anderson’s judgment of conviction, the Nevada Supreme Court 19 found:
20 Anderson also claims that his convictions for both attempted murder and battery are redundant because they stem from the same 21 conduct. In light of this court’s holding in Jackson v. State, 128 Nev. 598, 291 P.3d 1274 (2012), Anderson’s claim fails. In Jackson, this 22 court considered whether a defendant’s convictions for attempted murder and aggravated battery violated double jeopardy. Id. at 601, 23 291 P.3d at 1276. In concluding that the convictions did not violate 24 4In Strickland v. Washington, the Supreme Court propounded a two-prong test 25 for analysis of claims of ineffective assistance of counsel requiring the petitioner to demonstrate (1) that the attorney’s “representation fell below an objective 26 standard of reasonableness,” and (2) that the attorney’s deficient performance 27 prejudiced the defendant such that “there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been 28 different.” 466 U.S. 668, 688, 694 (1984). 1 approach and reiterated its adherence to the “same element” test. Id. at 608–11, 291 P.3d at 1280–82 (favoring Blockburger’s “same 2 element” test). 3 (ECF No. 68-32 at 14.) 4 2. Standard for Double Jeopardy 5 The Fifth Amendment’s Double Jeopardy Clause prohibits multiple 6 punishments for the same offense. U.S. CONST. amend. V. The “same-elements” 7 test established in Blockburger v. United States, 284 U.S. 299 (1932) is used to 8 determine whether multiple prosecutions or multiple punishments involve the 9 same offense. United States v. Dixon, 509 U.S. 688, 696 (1993). The test “inquires 10 whether each offense contains an element not contained in the other; if not, they 11 are the ‘same offence’ and double jeopardy bars additional punishment and 12 successive prosecution.” Id.; see also Ball v. United States, 470 U.S. 856, 861 13 (1985) (“The assumption underlying the Blockburger rule is that Congress 14 ordinarily does not intend to punish the same offense under two different 15 statutes.”). “Conversely, ‘[d]ouble jeopardy is not implicated so long as each 16 violation requires proof of an element which the other does not.’” Wilson v. 17 Belleque, 554 F.3d 816, 829 (9th Cir. 2009) (quoting United States v. Vargas- 18 Castillo, 329 F.3d 715, 720 (9th Cir. 2003)). “‘If each [offense] requires proof of a 19 fact that the other does not, the Blockburger test is satisfied, notwithstanding a 20 substantial overlap in the proof offered to establish the crimes.’” Id. (quoting 21 Iannelli v. United States, 420 U.S. 770, 785 n.17 (1975)). The “same act or 22 transaction” can “constitute[ ] a violation of two distinct statutory provisions.” 23 Blockburger, 284 U.S. at 304. 24 3. Analysis 25 As is relevant here, Nevada law defines murder as “the unlawful killing of 26 a human being . . . with malice aforethought, either express or implied.” Nev. Rev. 27 Stat. § 200.010. Nevada law defines attempt as “[a]n act done with the intent to 28 commit a crime, and tending but failing to accomplish it.” Nev. Rev. Stat. § 1 193.153. And Nevada law defines battery as “any willful and unlawful use of force 2 or violence upon the person of another.” Nev. Rev. Stat. § 200.481. 3 Attempted murder requires an intent to kill, malice aforethought, and 4 failure to complete the crime of murder. None of these are elements of battery. 5 And battery—but not murder—requires physical contact. Accordingly, as the 6 Nevada Supreme Court reasonably determined, under the Blockburger same- 7 elements test, attempted murder and battery contain an element not contained 8 in the other, so Anderson’s prosecutions for both attempted murder and battery 9 did not involve the same offense in violation of the Double Jeopardy Clause. 10 Moreover, importantly, Nevada law provides that “[n]othing in this section 11 [regarding attempts to commit a crime] protects a person who, in an unsuccessful 12 attempt to commit one crime, does commit another and different one, from the 13 punishment prescribed for the crime actually committed.” Nev. Rev. Stat. § 14 193.153(2). Because Nevada law expressly authorizes punishment for both the 15 attempt to commit a crime—here, attempted murder—and the crime actually 16 committed—here, battery—the Nevada Legislature has authorized cumulative 17 punishment, negating a finding of any double jeopardy violation. See Albernaz v. 18 United States, 450 U.S. 333, 344 (1981) (“Where Congress intended, as it did 19 here, to impose multiple punishments, imposition of such sentences does not 20 violate the Constitution.”); Missouri v. Hunter, 459 U.S. 359, 368–69 (1983) 21 (“Where, as here, a legislature specifically authorizes cumulative punishment 22 under two statutes, regardless of whether those two statutes proscribe the ‘same’ 23 conduct under Blockburger, a court’s task of statutory construction is at an end 24 and the prosecutor may seek and the trial court or jury may impose cumulative 25 punishment under such statutes in a single trial.”); Ohio v. Johnson, 467 U.S. 26 493, 499 (1984) (“Because the substantive power to prescribe crimes and 27 determine punishments is vested with the legislature, . . . the question under the 28 Double Jeopardy Clause whether punishments are ‘multiple’ is essentially one of 1 legislative intent.”). 2 Anderson is not entitled to federal habeas relief for ground 3. 3 D. Ground 18—Photographic lineup 4 In ground 18, Anderson alleges that the photographic lineup violated his 5 Fifth and Fourteenth Amendment rights because he was racially profiled. (ECF 6 No. 8 at 60.) This Court found ground 18 to be unexhausted and procedurally 7 defaulted. (ECF No. 90 at 10.) This Court then found that ground 33(a) may serve 8 as cause to excuse the procedural default of ground 18; however, it deferred 9 ruling on this issue until after determining whether Anderson’s appellate counsel 10 was ineffective as Anderson alleged in ground 33(a). (Id. at 11–12.) As is discussed 11 in ground 33(a), Anderson’s appellate counsel was not ineffective for failing to 12 raise the issue of Anderson’s detention and arrest in his direct appeal, so ground 13 33(a) cannot serve as cause to excuse the procedural default of ground 18. 14 Ground 18 is dismissed. 15 E. Ground 33—Appellate counsel ineffectiveness 16 In ground 33, Anderson alleges that his direct appeal counsel was 17 ineffective. (ECF No. 8-1 at 25.) The Strickland standard is also utilized to review 18 appellate counsel’s actions: a petitioner must show “that [appellate] counsel 19 unreasonably failed to discover nonfrivolous issues and to file a merits brief 20 raising them” and then “that, but for his [appellate] counsel’s unreasonable 21 failure to file a merits brief, [petitioner] would have prevailed on his appeal.” Smith 22 v. Robbins, 528 U.S. 259, 285 (2000). 23 1. Ground 33(a)—failing to raise issue of detention and arrest 24 In ground 33(a), Anderson alleges that his appellate counsel failed to raise 25 a claim regarding his detention and arrest on direct appeal. (ECF No. 8-1 at 25.) 26 a. Background information 27 Detective Valenzuela testified that Bolden and Robinson’s independent 28 identifications of Anderson as the shooter gave him probable cause to arrest 1 Anderson. (ECF No.65-1 at 169.) Detective Valenzuela testified that he “placed a 2 briefing line in our department datable, and [he] also placed all the information 3 through NCIC, the national database.” (Id.) 4 Las Vegas Metropolitan Police Department Patrol Officer Justin Duke 5 testified that he was briefed on the fact that law enforcement was “looking for a 6 black . . . Camaro, older model, like a 2000, with tinted windows, and they gave 7 the license plate.” (ECF No. 66-1 at 70–71.) During the briefing, it was relayed 8 that law enforcement “had probable cause to stop the vehicle and to . . . detain 9 the registered owner,” Anderson. (Id. at 80.) On September 5, 2016, a vehicle 10 matching the description of the Camaro drove in front of Officer Duke’s patrol 11 vehicle. (Id. at 72.) Officer Duke followed the vehicle and then verified that the 12 license plate number matched the license plate number of the Camaro in 13 question. (Id. at 73.) Officer Duke conducted “a felony car stop,” where he “call[ed] 14 the individuals out of the car,” based on information that Anderson was 15 potentially armed. (Id. at 76.) Anderson and a young woman exited the Camaro, 16 and Deputy Duke “placed them into handcuffs, . . . [and] did pat downs.” (Id. at 17 76–77.) After Anderson identified himself, Officer Duke “got in contact with the 18 detectives [who] were working the case.” (Id. at 78.) Detective Valenzuela arrived 19 on scene and arrested Anderson. (ECF No. 65-1 at 171.) 20 In a letter written to Anderson by his appellate counsel, she stated the 21 following regarding his detention and arrest:
22 THE ARREST WAS LEGAL. There was probable cause for the car stop and arrest because two witnesses identified you as the shooter, 23 and picked you out of a photo lineup. The police had already identified you as the registered owner of the car that was stopped, 24 and two witnesses had identified that registered owner as the person who shot Bolden. So, there was probable cause to stop the car. It 25 appeared from the testimony that the police wanted to wait to arrest when the car was in motion in the hope that they would find you and 26 the gun in the vehicle. That was their right. For the same reason, there was probable cause to impound the car, and it was not 27 searched until they obtained a search warrant. But even if your arrest was illegal, that only gets you exclusion of the “fruit of the 28 poisonous tree,” which means if you had blurted out that you were 1 that to exclude. You do not get your charges dismissed because of an illegal arrest. All you get is exclusion of evidence that would not 2 have been obtained but for the illegal arrest – usually a confession. 3 (ECF No. 69-6 at 13 (emphases in original).) 4 b. State court determination 5 In affirming the state court’s denial of Anderson’s post-conviction petition, 6 the Nevada Court of Appeals held:
7 Third, Anderson claimed appellate counsel was ineffective for failing to challenge his detention and arrest. In a letter Anderson 8 attached to his petition, counsel explained that this issue was not appealable because there was probable cause for Anderson’s 9 detention and arrest because two witnesses identified Anderson as the shooter. Anderson’s bare claim did not explain how counsel’s 10 decision was objectively unreasonable. Accordingly, Anderson failed to demonstrate counsel was deficient or a reasonable probability of 11 success had counsel raised these issues on appeal. We therefore conclude the district court did not err by denying this claim without 12 first conducting an evidentiary hearing. 13 (ECF No. 72-12 at 4.) 14 c. Analysis 15 Anderson was detained and then arrested based on (1) Bolden and 16 Robinson identifying Anderson from a photographic lineup as the individual who 17 shot Bolden, (2) detectives identifying the vehicle registered to Anderson, which 18 also matched a description of the vehicle used in the crime, (3) detectives asking 19 patrol officers to be on the lookout for Anderson’s vehicle, and (4) a patrol officer 20 spotting Anderson’s vehicle, verifying the license plate on the vehicle, and then 21 stopping the vehicle. As the Nevada Supreme Court reasonably noted, based on 22 this information, Anderson’s appellate counsel reasonably found that there was 23 probable cause for Anderson’s detention and arrest. See Beck v. Ohio, 379 U.S. 24 89, 91 (1964) (explaining that the question of whether an officer has probable 25 cause turns on “whether at that moment the facts and circumstances within their 26 knowledge and of which they had reasonably trustworthy information were 27 sufficient to warrant a prudent man in believing that the petitioner had 28 committed or was committing an offense”); see also Nev. Rev. Stat. § 171.123(1) 1 (allowing “[a]ny peace officer [to] detain any person whom the officer encounters 2 under circumstances which reasonably indicate that the person has committed, 3 is committing or is about to commit a crime”), Nev. Rev. Stat. § 171.1231 (allowing 4 “the person so detained [to] be arrested if probable cause for an arrest appears”). 5 Consequently, as the Nevada Supreme Court reasonably determined, Anderson 6 fails to show that contesting his detention and arrest on appeal would have been 7 fruitful. Because the Nevada Supreme Court’s determination constituted an 8 objectively reasonable applicable of Strickland’s performance and prejudice 9 prongs, Anderson is not entitled to federal habeas relief for ground 33(a). 10 2. Ground 33(b)—lying 11 In ground 33(b), Anderson alleges that his appellate counsel lied when she 12 stated that Anderson was talking to Arndaejae on the jail call and that Arndaejae 13 said that he was the shooter. (ECF No. 8-1 at 25.) 14 a. Background information 15 As was discussed in ground 1, the Nevada Supreme Court, in deciding 16 Anderson’s Confrontation Clause issue on direct appeal, stated that “[a]lthough 17 disputed below, Anderson conceded on appeal that the phone number belonged 18 to Arndaejae.” (ECF No. 68-32 at 10.) In a letter written to Anderson by his 19 appellate counsel, she stated the following regarding Arndaejae:
20 It doesn’t matter that you said that you were not talking to your daughter. The issue on appeal, as I have stated before, is whether or 21 not the trial judge made an error. She concluded that you were talking with your daughter, and there was evidence to support that. 22 You (1) called your daughter’s phone number (2) on her birthday, and (3) you were talking with a woman. Right or wrong, it was not 23 error for the trial judge to conclude that you were talking with your daughter. So, on appeal, I had to make an argument going under 24 that assumption. Since I had to assume that in my argument, it made no difference that the appellate court also assumed that. The 25 issue on appeal is why you told (your daughter) to hide from the police, not whether or not it was your daughter you were talking to. 26 (ECF No. 69-6 at 10 (emphasis in original).) 27
28 1 b. State court determination 2 In affirming the state court’s denial of Anderson’s post-conviction petition, 3 the Nevada Court of Appeals held:
4 First, Anderson claimed appellate counsel was ineffective for lying in his petition for rehearing/request for en banc 5 reconsideration of the Nevada Supreme Court’s opinion affirming Anderson’s judgment of conviction. Anderson claimed that counsel 6 improperly represented in the petition that Anderson’s daughter said he was the shooter when he was actually in California at the time of 7 the offense. Counsel’s statement was supported by evidence adduced at trial, and Anderson himself provided correspondence from counsel 8 explaining her actions. Moreover, the jury’s verdict was supported by evidence independent of Anderson’s daughter’s statements, 9 including the testimony of two witnesses identifying Anderson as the shooter. Accordingly, Anderson failed to demonstrate counsel was 10 deficient or a reasonable probability of success on appeal absent counsel’s alleged error. We therefore conclude the district court did 11 not err by denying this claim without first conducting an evidentiary hearing. 12 (ECF No. 72-12 at 3.) 13 14 c. Analysis 15 As this Court noted in ground 1, based on Anderson telling the recipient of 16 the same telephone number happy birthday on the day of Arndaejae’s birthday, 17 it can be reasonably inferred that Arndaejae was the person to whom Anderson 18 told to disappear during the recorded jail phone call. As such, the Nevada 19 Supreme Court reasonably concluded that Anderson’s appellate counsel’s 20 statement in his appellate briefing that the phone call was made to Arndaejae 21 was supported by evidence adduced at trial. Further, even if Anderson’s appellate 22 counsel had not conceded that Anderson was speaking with Arndaejae during 23 that phone call, he fails to demonstrate that the result of his appeal would have 24 been different given that an argument that he was speaking to someone other 25 than Arndaejae would have been nonsensical. Turning to Anderson’s counsel’s 26 alleged error in stating that Arndaejae said that Anderson was the shooter, 27 Anderson fails to demonstrate any deficiency. Rafalovich testified that Arndaejae 28 told him that there was an altercation and that “there were shots fired by her 1 father.” (ECF No. 65-1 at 99–100, 102.) Although Anderson disputes the 2 reliability of Rafalovich’s testimony in this regard, the Nevada Supreme Court 3 again reasonably concluded that Anderson’s statement in his appellate briefing 4 about this fact was supported by evidence adduced at trial. 5 Because the Nevada Supreme Court’s determination constituted an 6 objectively reasonable applicable of Strickland’s performance and prejudice 7 prongs, Anderson is not entitled to federal habeas relief for ground 33(b). 8 3. Ground 33(c)—failing to communicate 9 In ground 33(c), Anderson alleges that his appellate counsel failed to 10 communicate with him about his direct appeal because she required his letters 11 be limited to one page in length. (ECF No. 8-1 at 25.) 12 a. Background 13 On March 18 and March 19, 2018, Anderson wrote an aggregate of 33 14 pages to his appellate counsel addressing various issues for his appeal. (ECF No. 15 69-6 at 14.) On March 29, 2018, Anderson’s appellate counsel responded with a 16 four-page, thorough letter addressing appealable issues, issues that needed 17 further research, and issues that were not appealable. (Id. at 11–14.) Anderson’s 18 appellate counsel then explained the following at the end of her letter:
19 It's difficult to explain to someone how I do an appeal, but basically, I read through the Appendix, putting little post-its along the top with 20 issues written on them. I may have little post-its for Confrontation, for instance, over all volumes of the Appendix in different places 21 where it was discussed. When I finish reading through the entire Appendix, then I go back, and type up on separate sheets of paper, 22 all the pertinent testimony and arguments that were made as to each separate issue that I have identified. I will have one page for 23 Confrontation, one page for jail calls, etc. Then, I research each of those issues in the context of the testimony and argument that I have 24 identified.
25 As of right now, I have finished reading through the Appendix. I am embarking on the next step which I just explained above. After I 26 finish all of that, then I write the Opening Brief. Right now, I am on Step 2. I’m not sure how long that will take me – a week or two. I 27 anticipate at this time that I will be able to file the Opening Brief by its due date of April 23rd. 28 1 one of those is not to overwhelm the appellate court with minor issues that have little chance of success so that they devote time to 2 considering those and perhaps don’t spend as much time considering the important issues that have the best chance for 3 success. I have to use my best judgment in deciding what to argue on appeal and what not to argue. 4 Between now and the time I file the Opening Brief, I will not have 5 time to review and respond to more extremely lengthy letters. If you have an issue or two that you want me to consider that you can put 6 on one sheet of paper, then I will read that. Otherwise, I really have to concentrate now on preparing the Opening Brief. 7 (Id. at 14.) 8 b. State court determination 9 In affirming the state court’s denial of Anderson’s post-conviction petition, 10 the Nevada Court of Appeals held: 11 Second, Anderson claimed appellate counsel was ineffective for 12 failing to communicate with him. Anderson claimed counsel told him to limit his letters to one or two issues and to one page in length. 13 Anderson’s bare claim failed to explain how counsel’s request for short correspondence rendered counsel deficient or to demonstrate 14 a reasonable probability of success on appeal had Anderson drafted longer letters. We therefore conclude the district court did not err by 15 denying this claim without first conducting an evidentiary hearing. 16 (ECF No. 72-12 at 3.) 17 c. Analysis 18 The Nevada Supreme Court reasonably concluded that Anderson failed to 19 demonstrate how his appellate counsel was deficient. Anderson wrote his trial 20 counsel 33 pages, explaining the issues he wished to have addressed in his direct 21 appeal. Anderson’s appellate counsel responded, detailing which of the issues 22 had a chance to be fruitful and which of the issues should be left out to avoid 23 distraction from the better ones. Anderson’s trial counsel then explained that she 24 was going to begin drafting the opening brief and requested that Anderson limit 25 any further correspondence. Anderson tends to ramble in his writing, so 26 Anderson’s trial counsel’s request for a succinct letter was reasonable, especially 27 since she explained she was going to be busy drafting the opening brief. 28 The Nevada Supreme Court also reasonably concluded that Anderson failed 1 || to demonstrate prejudice. Anderson fails to show how the result of his direct 2 || appeal would have been different if he was permitted to draft longer letters to his 3 || appellate counsel. 4 Because the Nevada Supreme Court’s determination constituted an 5 || objectively reasonable applicable of Strickland’s performance and _ prejudice 6 || prongs, Anderson is not entitled to federal habeas relief for ground 33(c). 7 || IV. CERTIFICATE OF APPEALABILITY 8 Rule 11 of the Rules Governing Section 2254 Cases requires this Court to 9 || issue or deny a certificate of appealability (COA). This Court has evaluated the 10 || claims within the Petition for suitability for the issuance of a COA. Under 28 11 }| U.S.C. § 2253(c)(2), a COA may issue only when the petitioner “has made a 12 || substantial showing of the denial of a constitutional right.” With respect to claims 13 || rejected on the merits, a petitioner “must demonstrate that reasonable jurists 14 || would find the district court’s assessment of the constitutional claims debatable 15 || or wrong.” Slack v. McDaniel, 529 U.S. 473, 484 (2000). For procedural rulings, 16 || a COA will issue only if reasonable jurists could debate (1) whether the petition 17 || states a valid claim of the denial of a constitutional right and (2) whether this 18 || Court’s procedural ruling was correct. Id. Applying these standards, this Court 19 || finds that a certificate of appealability is unwarranted. 20 || V. CONCLUSION 21 It is therefore ordered that petition for writ of habeas corpus under 28 22 || U.S.C. § 2254 [ECF No. 8] is denied. A certificate of appealability is denied. 23 It is further ordered that the Clerk of the Court is directed to substitute 24 || Terry Royal for Respondent William Gittere, enter judgment, and close this case. 25 DATED THIS 8 day of January 2025. 26 Ar . plosect Jon 27 ANNE R. TRAUM 28 UNITED STATES DISTRICT JUDGE
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Cite This Page — Counsel Stack
Anderson v. Royal, Counsel Stack Legal Research, https://law.counselstack.com/opinion/anderson-v-royal-nvd-2025.