Lehigh Valley Coal Co. v. Washko

231 F. 42, 145 C.C.A. 230, 1916 U.S. App. LEXIS 1630
CourtCourt of Appeals for the Second Circuit
DecidedFebruary 15, 1916
DocketNo. 138
StatusPublished
Cited by18 cases

This text of 231 F. 42 (Lehigh Valley Coal Co. v. Washko) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lehigh Valley Coal Co. v. Washko, 231 F. 42, 145 C.C.A. 230, 1916 U.S. App. LEXIS 1630 (2d Cir. 1916).

Opinion

LACOMBE, Circuit Judge.

The first question raised is one of jurisdiction.

[1-4] The complaint averred that plaintiff was a citizen of the United States and a resident of the city of New York and that defendant was a Pennsylvania corporation and therefore a citizen of Pennsylvania. Upon these averments the action was properly brought in the Southern district of New York. The answer averred that defendant had no knowledge or information sufficient to form a belief as to, the allegations of plaintiff’s citizenship and residence and upon this, among other issues, the parties went to trial. The testimony introduced by plaintiff showed that she was an alien. Plaintiff’s counsel disputes this statement; but the testimony shows that she was born in Austria. She was an alien therefore from the time of her birth and we are bound to consider her an alien until the contrary is shown. There is nothing in the record which shows the contrary; it is not shown by the mere fact that “in 1911 she married in Pennsylvania,” without any showing whether the man she married was a citizen or an alien. As the record discloses that at one time she was an alien and fails to disclose that she at any time thereafter lost that status we must regard helas an alien when the action was brought. As an alien she could not maintain suit in the federal courts against the citizen defendant except in the district of its residence, unless defendant waived its personal privilege to be sued only in such district. Whether or not there was such waiver in this case is a matter of contention and reference is made to the former decision of this court in Lehigh Valley Coal Company v. Yensavage, 218 Fed. 547, 134 C. C. A. 275.

[5] Piad the defendant been informed when the action was brought that plaintiff was an alien suing in the wrong district, it could then have [46]*46elected to dismiss the case as being improperly brought or could have waived the objection and proceeded to trial. But if not then advised that plaintiff was an alien, defendant waived nothing and made no election by joining issue on the averments as to citizenship, by filing general appearance, by joining issue on the merits and by going to trial. When alienage is first disclosed at the trial defendant is entitled to raise the point, unembarrassed by the circumstance that plaintiff’s false averments in the complaint had misled it into- going to trial on the merits. The Yensavage Case so holds. In the case at bar defendant, at the close of plaintiff’s testimony, which disclosed her alienage, moved to dismiss “on the ground that the plaintiff has failed to establish first, the jurisdiction of this court; the plaintiff has failed to establish the cause of action alleged in the complaint, has failed to show any negligence on the part of the defendant.”

[6-8] In the Yensavage Case the majority of the court called attention to the proposition that, when facts appeared, which indicated that the plaintiff had improperly brought the action in' that District Court, the court might inquire whether the defendant when it appeared, joined issue, or went to trial, did have knowledge or information sufficient to form a belief that the action was being prosecuted in the wrong court, on which distinct issue plaintiff had the right to be heard if he so desired. Indeed the court might properly suspend the trial to enable plaintiff to produce witnesses on this issue. This is undoubtedly correct ; if defendant with such knowledge or information takes no step to put a stop to the further prosecution of the suit, he must be deemed to have waived his right. Moreover this distinct issue is one which the judge himself may hear and determine at the trial, as he would on affidavits if it were raised before the trial. It not infrequently happens that plaintiff avers that he is a resident of a particular district, whereupon the defendant on motion shows conclusively by affidavits that the averment is untrue and dismissal follows.

[9] In the Yensavage opinion, however, there is a phrase which should not be broadly interpreted. It is said that the disposition of the motion to withdraw the general appearance for the cause stated would “rest in the discretion of the court.” If this be taken as meaning that the trial judge, taking the evidence, exercises his judgment thereon, it is correct; but this court is not to be understood as holding that there is any further “discretion” to be be exercised. If it appears by the proof that at the time defendant appeared and prosecuted its defense on the merits it had neither knowledge nor information sufficient to form a belief that plaintiff’s averments of citizenship and residence were , untrue, it is asserting a right which it had never waived, and denial by the.court of the relief to which that right entitled it would be reversible error.

[10] Upon reflection also we think that it would be unwise practice to hold that, when such error is committed and exception duly reserved, the right to assign error is lost by thereafter completing the trial. Both parties and all their witnesses are in court; the time of court and jury has already been given to the controversy; it is to the public interest that the whole matter be finally disposed of. Under these circumstanc[47]*47es to compel defendant to elect between insisting on his statutory right and the presentation of what may be a meritorious defense, would be a harsh and unnecessary practice; the situation is very different from what it would be, when the question of jurisdiction or privilege is presented in advance of the trial. Nor is the situation the same as when •exception to denial of a motion to dismiss on plaintiff’s testimony is lost because defendant puts in testimony; the right still remains to renew the motion on all the testimony while under the practice contend - ed for the right to rely upon a privilege which the law gives defendant is gone forever.

[11] The motion made by defendant in the case at bar is substantially the same as that made in the Yen savage Case; it asked for relief both on the technical ground and on the merits. Had it been severed and application been made first to withdraw general appearance so as to raise the technical objection, the question would have been presented whether or not defendant knew of the objection before it went to trial. On that point there would be the sworn statement in the answer that at that time it did “not have knowledge, or information sufficient to form a belief” as to the averment by plaintiff of her citizenship. Opportunity could then have been given to plaintiff to introduce evidence, if she could, to show that defendant did have such knowledge or information before the trial. The trial could have been suspended, or, if necessary, a juror withdrawn, to enable plaintiff thus to maintain her action. By asking for a decision on the merits before determination of the jurisdictional question defendant, under the Yensavage decision, practically waived, with knowledge, the technical objection.

The action is brought under the Pennsylvania Anthracite Mining act of June 2, 1891, P. L. 176 (3 Purdon’s Digest, 13th Edition). The following excerpts from that statute, which are found in the briefs, are relevant to the subject-matter here discussed. Public policy in Pennsylvania has concluded that the mining industry was one to be dealt with as a class by itself and has regulated the operations in mines to a much greater extent than it has those in other industrial plants.

Article 17, § 8, provides:

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Bluebook (online)
231 F. 42, 145 C.C.A. 230, 1916 U.S. App. LEXIS 1630, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lehigh-valley-coal-co-v-washko-ca2-1916.