Lee v. State

816 N.E.2d 35, 2004 Ind. LEXIS 898, 2004 WL 2340643
CourtIndiana Supreme Court
DecidedOctober 19, 2004
Docket02S03-0310-PC-463
StatusPublished
Cited by121 cases

This text of 816 N.E.2d 35 (Lee v. State) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lee v. State, 816 N.E.2d 35, 2004 Ind. LEXIS 898, 2004 WL 2340643 (Ind. 2004).

Opinion

RUCKER, Justice.

The question presented is whether an illegal sentence imposed pursuant to a plea agreement automatically renders the entire agreement void. We conclude it does not.

Facts and Procedural History

In 1988, the State charged Phillip Lee with robbery as a Class C felony and also alleged that he was an habitual offender. Under the terms of a written plea agreement Lee pleaded guilty to the robbery charge in exchange for the State's dismissal of the habitual offender allegation. Also under the terms of the agreement, the trial court sentenced Lee to a term of eight years imprisonment, to run consecutively to a three-year sentence Lee was serving for an unrelated theft conviction. Lee eventually served both sentences and was discharged.

In 1996, Lee was charged with dealing in cocaine as a Class A felony. He was also alleged to be an habitual offender based on the prior theft and robbery convictions. After a trial by jury Lee was found guilty as charged and was found to be an habitual offender. The trial court sentenced Lee to fifty years for the dealing conviction enhanced by thirty years for the habitual offender adjudication. Lee's conviction and sentence were affirmed on direct appeal. See Lee v. State, 694 N.E.2d 719 (Ind.1998).

Presently serving an eighty-year sentence, and in an effort to have his habitual offender adjudication set aside, Lee filed a petition for post-conviction relief challenging his prior robbery conviction. After a hearing the post-conviction court denied relief. On review the Court of Appeals reversed. See Lee v. State, 792 N.E.2d 603 (Ind.Ct.App.2003). Having previously granted transfer we now affirm the judgment of the post-conviction court.

Discussion

In general a trial court cannot order consecutive sentences in the absence of express statutory authority. Baromich v. State, 252 Ind. 412, 249 N.E.2d 30, 33 (1969). At the time Lee committed the offense the statute governing consecutive sentences was limited to those occasions where the court was meting out two or more terms of imprisonment contemporaneously. See Kendrick v. State, 529 N.E.2d 1311, 1312 (Ind.1988), superseded by statute. In this case Lees sentences for robbery and theft were not being imposed contemporaneously. As a result the trial court lacked statutory authority to order the sentences to be served consecutively. According to Lee, "an illegal sentencing provision voids the entire plea agreement and requires vacation of the conviction and sentence entered under the agreement." Br. of Appellant at 1, 2. In support Lee cites Sinn v. State, 609 N.E.2d 434 (Ind.Ct.App.1993) and Thompson v. State, 634 N.E.2d 775 (Ind.Ct.App.1994).

In Sinn the defendant entered a plea agreement that included a consecutive sentence. He thereafter filed a motion to correct the sentence, which the trial court denied. The State argued that based on contract law principles Defendant Sinn was bound by his agreement. Not completely rejecting the contract law argument, the Court of Appeals observed:

As logical and attractive as the State's argument is, it must be rejected. Sinn would prevail under contract law standards: a contract made in violation of statute is void and unenforceable. *38 Moreover, we cannot sanction an illegal sentence simply because it was the product of an agreement. For example, although ludicrous, we would not enforce a sentence of death for jay walking simply because the sentence was the product of a plea agreement.

Sinn, 609 N.E.2d at 436 (citation omitted). Similarly in Thompson, the defendant entered a plea agreement that called for a consecutive sentence. Like Sinn, Defendant Thompson subsequently filed a motion to correct erroneous sentence, which the trial court denied. On appeal the State made the same argument it made in Sinn. Quoting Sinn, the Thompson court concluded, "the conviction and sentence entered pursuant to the illegal plea agreement must be vacated." Thompson, 634 N.E.2d at 778. The State has made similar arguments in other cases, all of which have been rejected. See, eg., Badger v. State, 754 N.E.2d 930, 932-36 (Ind.Ct.App.2001); Smith v. State, 717 N.E.2d 239, 240-41 (Ind.Ct.App.1999).

Our courts have long held that plea agreements are in the nature of contracts entered into between the defendant and the State. See, eg., Bennett v. State, 802 N.E.2d 919, 921 (Ind.2004); Gist v. State, 804 N.E.2d 1204, 1206 (Ind.Ct.App.2004), trans. not sought; Spivey v. State, 553 N.E.2d 508, 510 (Ind.Ct.App.1990); Epperson v. State, 530 N.E.2d 743, 745 (Ind.Ct.App.1988). As this Court has explained:

[A] plea agreement is contractual in nature, binding the defendant, the state and the trial court. The prosecutor and the defendant are the contracting parties, and the trial courts role with respect to their agreement is described by statute: If the court accepts a plea agreement, it shall be bound by its terms.

Pannarale v. State, 638 N.E.2d 1247, 1248 (Ind.1994) (citation and quotation omitted). Declaring that plea agreements are contractual is not particularly remarkable. Several federal circuits have embraced this approach as well. See, eg., Carnine v. U.S., 974 F.2d 924, 928 (7th Cir.1992) ("This cireuit regards plea agreements as contracts conferring all of the attendant rights and obligations governed by ordinary principles of contract law."); U.S. v. Reardon, 787 F.2d 512, 516 (10th Cir.1986) ("Courts have frequently looked to contract law analogies in determining the rights of defendants aggrieved in the plea negotiation process."); U.S. v. Baldacchino, 762 F.2d 170, 179 (1st Cir.1985) ("[Pllea bargains are subject to contract law principles insofar as their application will insure the defendant what is reasonably due him."); U.S. v. Arnett, 628 F.2d 1162, 1164 (9th Cir.1979) (noting that a "plea bargain is contractual in nature") (quotation omitted).

Because important due process rights are involved, contract law principles although helpful are not necessarily determinative in cases involving plea agreements. For example we of course agree that "we would not enforce a sentence of death for jay walking simply because the sentence was the product of a plea agreement." Sinn, 609 N.E.2d at 436. Nonetheless, precisely because plea agreements are contracts, the principles of contract law can provide guidance in the consideration of the agreement. Griffin v. State, 756 NE2d 572, 574 (Ind.Ct.App.2001), trans. denied.

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Cite This Page — Counsel Stack

Bluebook (online)
816 N.E.2d 35, 2004 Ind. LEXIS 898, 2004 WL 2340643, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lee-v-state-ind-2004.