Lee v. State

242 P.3d 175, 225 Ariz. 576, 595 Ariz. Adv. Rep. 10, 2010 Ariz. App. LEXIS 187
CourtCourt of Appeals of Arizona
DecidedNovember 9, 2010
Docket1 CA-CV 09-0657
StatusPublished
Cited by3 cases

This text of 242 P.3d 175 (Lee v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lee v. State, 242 P.3d 175, 225 Ariz. 576, 595 Ariz. Adv. Rep. 10, 2010 Ariz. App. LEXIS 187 (Ark. Ct. App. 2010).

Opinion

242 P.3d 175 (2010)

James L. LEE, individually and as the surviving husband of Teresa C. Lee, deceased; Kyung Hee Kim and Tae Gun Kim, children of Hyeon Bai Kim and Kyung Nim Bea Kim, deceased, Plaintiffs/Appellants,
v.
STATE of Arizona, a government entity, Defendant/Appellee.

No. 1 CA-CV 09-0657.

Court of Appeals of Arizona, Division 1, Department D.

November 9, 2010.

*176 Law Office of Glynn W. Gilcrease, Jr., P.C. By Glynn W. Gilcrease, Jr., Tempe, and Law Offices of David L. Abney By David L. Abney, Phoenix, Attorneys for Plaintiffs/Appellants.

Terry Goddard, Arizona Attorney General By George Crough, Daniel P. Schaack, Assistant Attorney Generals, Phoenix, Attorneys for Defendant/Appellee.

Holloway Odegard Forrest & Kelly, P.C. By Charles M. Callahan, Phoenix, Attorneys for Amicus Curiae Arizona Association of Defense Counsel.

OPINION

WINTHROP, Presiding Judge.

¶ 1 When a governmental entity asserts an affirmative defense of non-compliance with Arizona's notice of claim statute, and a genuine issue of material fact exists concerning compliance, who resolves that factual question, the trial judge or a timely requested jury? We hold that, under these circumstances, the resolution of the factual question is reserved for the jury. Accordingly, we vacate the trial court's order deciding this factual question and dismissing the case, and remand for further proceedings consistent with this opinion.

FACTS AND PROCEDURAL HISTORY

¶ 2 This case arises out of an August 4, 2004 single-car accident that injured the driver, James L. Lee, and killed his wife, Teresa, and the car's other two passengers, Hyeon Bai Kim and Kyung Nim Bea Kim.

¶ 3 On August 2, 2005, Plaintiffs filed a complaint against the State, alleging that negligent design, construction, and maintenance of the road and guardrail contributed to the car accident. The State eventually demanded a jury trial. See Ariz. R. Civ. P. 38(b).

¶ 4 The State moved to dismiss the complaint, arguing that Plaintiffs' complaint was barred because the State had not received Plaintiffs' statutorily required notice of claim. See Ariz.Rev.Stat. ("A.R.S.") § 12-821.01 (2003).[1] In response, Plaintiffs submitted a copy of a notice of claim, accompanied by a declaration that the notice had been timely mailed to the Arizona Attorney General's Office. The trial court granted the motion *177 and entered an order dismissing Plaintiffs' claims. Concluding that summary judgment was appropriate, this court affirmed, but the Arizona Supreme Court reversed the trial court's judgment, vacated this court's opinion, and remanded. See Lee v. State, 218 Ariz. 235, 239, ¶ 23, 182 P.3d 1169, 1173 (2008), vacating 215 Ariz. 540, 161 P.3d 583 (App.2007). Relying in part on its earlier decision in Andrews v. Blake, 205 Ariz. 236, 69 P.3d 7 (2003), the supreme court held that, when a claimant presents proof that a notice of claim was properly mailed to the proper authorities, it creates a rebuttable presumption that the notice was received, and whether the State received the notice of claim is an issue to be determined by the factfinder:

We hold that a filing under A.R.S. § 12-821.01(A) may be accomplished through the regular mail, and proof of mailing is evidence that the governmental entity actually received the notice. The implications of our holding are straightforward. If a claimant presents proof of proper mailing—timely sent, correctly addressed, and postage paid—and the public entity denies receipt, it is for the factfinder to determine if the claim was in fact received within the statutory deadline. If the claim was so received, and otherwise satisfies the statutory requirements, then the claimant may pursue the case on the merits.

Lee, 218 Ariz. at 239, ¶ 19, 182 P.3d at 1173. In applying its holding to the facts of this case, the court concluded:

Applying the mail delivery rule as outlined in Andrews v. Blake, a reasonable factfinder could reject the State's contention that a notice was never filed. After Lee presented proof sufficient to establish the mailing of the notice of claim, the State's denial of receipt rebutted the otherwise conclusive presumption of delivery, but did not conclusively establish non-receipt. Rather, Lee's proof of mailing and the State's denial of receipt created a material issue of fact.

Id. at ¶ 22, 182 P.3d 1169.

¶ 5 The supreme court expressly declined to decide, however, whether resolution of this factual issue was one for the trial court as a disputed issue of fact not going to the merits of the case, see Bonner v. Minico, Inc., 159 Ariz. 246, 254, 766 P.2d 598, 606 (1988), or was reserved for the jury, see Pritchard v. State, 163 Ariz. 427, 433, 788 P.2d 1178, 1184 (1990), as an affirmative defense. See Lee, 218 Ariz. at 238 n. 2, ¶ 17, 182 P.3d at 1172 n. 2 (comparing Bonner with Pritchard).

¶ 6 Following some discovery on the filing/receipt issue, and briefing on the issue whether the supreme court's reference to a determination by "the factfinder" refers to the trial court or a jury, the trial court set an evidentiary hearing on the compliance issue, stating: "The Court finds that it has broad discretion to resolve issues of fact pertaining to preliminary matters that do not go to the merits of the case." After the August 17, 2009 evidentiary hearing, the trial court issued a signed minute entry ruling dismissing Plaintiffs' complaint with prejudice:

Based upon the information presented, the Court finds that the Notice of Claim in this case was not received by the State. The State has rebutted any presumption raised and conclusively established non-receipt. Further, the Court finds that Plaintiff has failed to meet its burden of proof to show receipt by the State. California counsel's testimony regarding her office practices in general and this case in particular do not persuade the Court that the Notice of Claim was mailed properly as reflected on the service page of the copy of the document produced. Because the Notice of Claim was not filed, this case must be dismissed pursuant to A.R.S. § 12-821.01(A).
IT IS ORDERED dismissing, with prejudice, Plaintiffs' Complaint.

¶ 7 Plaintiffs filed a timely notice of appeal, and we have jurisdiction pursuant to A.R.S. § 12-2101(B) (2003).

ANALYSIS

¶ 8 In Lee, our supreme court determined that, based on the record as it existed at that time, the mail-receipt issue presented a genuine factual question; accordingly, the court remanded the case for resolution of that factual dispute. 218 Ariz. at 239, ¶¶ 19, 22-23, 182 P.3d at 1173 (stating that "it is for the *178 factfinder to determine if the claim was in fact received").

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Bluebook (online)
242 P.3d 175, 225 Ariz. 576, 595 Ariz. Adv. Rep. 10, 2010 Ariz. App. LEXIS 187, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lee-v-state-arizctapp-2010.