Leandro Andrade v. Attorney General of the State of California Ernest B. Roe, Warden

270 F.3d 743, 2001 Cal. Daily Op. Serv. 9423, 2001 Daily Journal DAR 11769, 2001 U.S. App. LEXIS 23720, 2001 WL 1346065
CourtCourt of Appeals for the Ninth Circuit
DecidedNovember 2, 2001
Docket99-55691
StatusPublished
Cited by58 cases

This text of 270 F.3d 743 (Leandro Andrade v. Attorney General of the State of California Ernest B. Roe, Warden) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Leandro Andrade v. Attorney General of the State of California Ernest B. Roe, Warden, 270 F.3d 743, 2001 Cal. Daily Op. Serv. 9423, 2001 Daily Journal DAR 11769, 2001 U.S. App. LEXIS 23720, 2001 WL 1346065 (9th Cir. 2001).

Opinions

Opinion by Judge PAEZ; Concurring and Dissenting Opinion by Judge SNEED

PAEZ, Circuit Judge:

Appellant Leandro Andrade was convicted in the Superior Court of California of two counts of petty theft for shoplifting a total of nine videotapes from two K-Mart stores. California generally treats such offenses as misdemeanors, each punishable by up to six months in county jail and up to a $1,000 fíne. However, because An-drade had been convicted of several prior offenses — all non-violent — his petty thefts were first enhanced to felonies under California Penal Code § 666, and then enhanced again to third and fourth strikes under California’s Three Strikes and You’re Out Law, California Penal Code §§ 667 and 1170.12 (“the Three Strikes law”). As a result, Andrade, a non-violent recidivist who twice shoplifted merchandise worth a total of $153.54, received a life sentence in prison with no possibility of parole for 50 years.

In this appeal from the denial of his habeas petition under 28 U.S.C. § 2254, Andrade argues that his sentence violates the Eighth Amendment’s prohibition against cruel and unusual punishment. Four justices of the United States Supreme Court have agreed that the “unique quirk” in California’s Three Strikes law that permits misdemeanor conduct to be punished with severe indeterminate sentences raises a substantial Eighth Amendment question. Riggs v. California, 525 U.S. 1114, 119 S.Ct. 890, 142 L.Ed.2d 789 (1999) (memorandum opinion by Justice Stevens, joined by Justices Souter and Ginsburg, respecting the denial of the peti[747]*747tion for writ of certiorari).1

We hold that the California Court of Appeal unreasonably applied clearly established United States Supreme Court precedent when it held, on Andrade’s direct appeal, that his sentence did not violate the Eighth Amendment’s prohibition against cruel and unusual punishment. Our decision does not invalidate California’s Three Strikes law generally. Rather, we conclude that it is unconstitutional only as applied to Andrade because it imposes a sentence grossly disproportionate to his crimes.

I. BACKGROUND

A. California’s Three Strikes Law

California’s Three Strikes law consists of a pair of substantively identical statutes both enacted in 1994, one by the California Legislature, Stats.1994, ch. 12, § 1, adding California Penal Code § 667(b)-(i), and one by a ballot initiative, Proposition 184, § 1, as approved by voters, Gen. Elec. (Nov. 8, 1994), adding California Penal Code § 1170.12. See generally In re Cervera, 24 Cal.4th 1073, 103 Cal.Rptr.2d 762, 16 P.3d 176, 177 (2001).

The purpose of the law is to impose longer terms of imprisonment on defendants with prior qualifying felony convictions or “strikes.” Id. at 179. Under the law, only “serious” or “violent” felonies, as defined in California Penal Code § 1192.7(c) and § 667.5(c) respectively, qualify as prior strikes. Cal.Penal Code §§ 667(d)(1), 1170.12(b)(1). The “triggering” (i.e., principal) offense, however, may be any felony under California law. Cervera, 103 Cal.Rptr.2d 762, 16 P.3d at 177 (“the Three Strikes law governs when a defendant is convicted of a felony or ‘strike’ of any kind ”) (emphasis added). This includes a so-called “wobbler” offense (which can be either a misdemeanor or felony) when charged and sentenced as a felony. People v. Terry, 47 Cal.App.4th 329, 54 Cal.Rptr.2d 769, 770-71 (Ct.App.1996) (holding that the wobbler offense of petty theft with a prior, when charged and sentenced as a felony, may count as a third strike).

Under the “second-strike” provision of the Three Strikes law, when a defendant with one prior strike is convicted of any felony, the sentencing court must impose a sentence twice as long as the sentence the defendant would have otherwise received. Cal.Penal Code §§ 667(e)(1), 1170.12(c)(1); Cervera, 103 Cal.Rptr.2d 762, 16 P.3d at 177. When a defendant with two prior strikes is convicted of any felony, the “third-strike” provision mandates a sentence of at least 25 years to life (i.e., an indeterminate life sentence with eligibility for parole after serving no fewer than 25 [748]*748years). CaLPenal Code §§ 667(e)(2)(A), 1170.12(c)(2)(A).

In addition to the fact that the triggering felony need not be “serious” or “violent,” several other features of California’s Three Strikes law combine to make it particularly severe. First, a defendant may be considered to have two prior strikes even though he was convicted of both qualifying offenses in a single judicial proceeding. People v. Askey, 49 Cal.App.4th 881, 56 Cal.Rptr.2d 782, 785 (Ct.App.1996). Second, prior strikes need not be violent offenses as long as they qualify as “serious” (e.g., a residential burglary where the burglar was unarmed and residents were not home would be considered a prior strike). Cal.Penal Code §§ 1192.7(c)(18), 460(a). Third, “serious” or “violent” felony convictions imposed prior to the law’s enactment in 1994 can be charged as strikes, People v. Kinsey, 40 Cal.App.4th 1621, 47 Cal.Rptr.2d 769, 775 (Ct.App.1995), as may a defendant’s equivalent convictions received in another jurisdiction, California Penal Code §§ 667(d)(2), 1170.12(b)(2), and certain convictions a defendant received as a juvenile, California Penal Code §§ 667(d)(3), 1170.12(b)(3). Fourth, there is no “washout” period after which prior qualifying convictions will no longer be counted as strikes.2 People v. Martinez, 71 Cal.App.4th 1502, 84 Cal.Rptr.2d 638, 646 & n. 9 (Ct.App.1999) (citing Cal.Penal Code § 1170.12(a)(3)). Fifth, defendants with prior strikes who are convicted of current multiple felonies committed on different occasions must serve consecutive sentences. Cal.Penal Code §§ 667(c)(6), 1170.12(a)(6); People v. Ingram, 40 Cal. App.4th 1397, 48 Cal.Rptr.2d 256, 264 (Ct. App.1995) (“Since each felony, count of which defendant currently stands convicted arises from separate residential burglaries, the mandatory minimum term of 25 years to life must be imposed consecutively for each count, for a minimum ... term of 50 years.”), disapproved on other grounds by People v. Dotson, 16 Cal.4th 547, 66 Cal.Rptr.2d 423, 941 P.2d 56, 63 (1997). Finally, a defendant sentenced to an indeterminate life sentence will not be eligible for parole until he has served his entire mandatory minimum term. Cervera, 103 Cal.Rptr.2d 762, 16 P.3d at 181 (holding that a third-strike defendant’s mandatory minimum term of 25 years may not be reduced with good-time credits).

B. Facts And Procedural History

According to the probation officer’s pre-sentence report, Andrade is a longtime heroin addict with a history of convictions for non-violent offenses. The report indicates that Andrade was convicted in 1982 of a misdemeanor theft offense, for which he served six days in county jail and received twelve months of probation.3 In 1983, Andrade pled guilty in a consolidated proceeding to three counts of first degree burglary (residential burglary) in violation of California Penal Code § 459.4 In 1988, [749]*749Andrade was convicted in federal court of “transportation of marijuana,” a felony. In 1990, Andrade was convicted in state court for a petty theft offense.

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270 F.3d 743, 2001 Cal. Daily Op. Serv. 9423, 2001 Daily Journal DAR 11769, 2001 U.S. App. LEXIS 23720, 2001 WL 1346065, Counsel Stack Legal Research, https://law.counselstack.com/opinion/leandro-andrade-v-attorney-general-of-the-state-of-california-ernest-b-ca9-2001.