Lawyer Disciplinary Board v. McCorkle

489 S.E.2d 15, 200 W. Va. 261, 1997 W. Va. LEXIS 120
CourtWest Virginia Supreme Court
DecidedJune 19, 1997
DocketNo. 22952
StatusPublished
Cited by1 cases

This text of 489 S.E.2d 15 (Lawyer Disciplinary Board v. McCorkle) is published on Counsel Stack Legal Research, covering West Virginia Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lawyer Disciplinary Board v. McCorkle, 489 S.E.2d 15, 200 W. Va. 261, 1997 W. Va. LEXIS 120 (W. Va. 1997).

Opinion

PER CURIAM:

This disciplinary proceeding was instituted by the complainant, Office of Disciplinary Counsel (hereinafter “ODC”) of the West Virginia State Bar, against the respondent, Thomas H. McCorkle, a suspended [263]*263member of the Bar.1 ODC filed three ethics charges against Mr. MeCorkle. However, the Lawyer Disciplinary Board (hereinafter the “Board”) found that ODC proved only two ethical violations. The Board found Mr. MeCorkle (1) failed to adequately document expenses advanced by a client and (2) failed to provide an itemization of the advanced expenses.2 The Board recommends that this Court admonish Mr. MeCorkle and assess the costs of this proceeding against him. Based on our review of the record, we find that Mr. MeCorkle is guilty of ethical violations and impose the following sanctions: (1) two year supervision, (2) admonishment, and (3) costs of the proceeding.

I.

The proceeding against Mr. MeCorkle involved his representation of one client, Mary Jane Means. Mrs. Means sought legal representation as administratrix of the estate of her daughter and daughter’s son, both of whom were killed in a boating accident. On October 13, 1985, Mr. MeCorkle and an attorney he engaged to assist him, James V. Brown (now deceased), entered into a contingent fee contract with Mrs. Mean. The agreement entitled the attorneys to 35% of any recovery from the wrongful death claims.3

During the pending litigation, the reported father of the deceased child, Mr. John Gan-dy, entered the ease. Mr. Gandy was represented by independent counsel.

On February 16, 1989, the wrongful death claims were settled. The total amount of the settlement was $580,000.00. Mrs. Means received $362,000.00. Mr. Gandy received the balance of the settlement. After deduction of legal fees and costs, Mrs. Means received $217,250.00. All attorneys involved in the case received the sum of $144,750.00.

Mrs. Means eventually retained new counsel to determine whether she was overcharged by Mr. MeCorkle. After all efforts to resolve the fee dispute failed, Mrs. Means filed suit against Mr. MeCorkle in 1991. On May 2,1995, a judgment against Mr. McCor-kle was entered in the amount of $4,000.00.4

ODC charged Mr. MeCorkle with violating Rule 1.15(b) of the Rules of Professional Conduct (R.P.C.) in failing to honor a settlement agreement to pay Mrs. Mean the overcharged money.5 The Board . determined that ODC failed to prove that Mr. MeCorkle agreed to settle the fee dispute case. The Board further found that the evidence was insufficient to prove that Mrs. Means was actually overcharged.

ODC also charged Mr. MeCorkle with violating Rule 1.15(b) by failing and refusing to provide an itemization of expenses and general distribution of settlement proceeds to Mrs. Means. In conjunction with this charge, ODC also charged Mr. MeCorkle with violating Rule 1.15(a) by failing to maintain financial records to document expenses [264]*264advanced for investigative services during his representation of Mrs. Means.6

Mr. McCorkle testified before the Board that the records in connection with the latter two charges were in the possession of Mr. Brown. He contended he was unable to retrieve the records after Mr. Brown’s death. The Board rejected Mr. McCorkle’s defense that he had no independent obligation to maintain records. The Board determined the charges involving the records were proven. The Board recommended Mr. McCorkle be admonished and pay the costs of this proceeding. Neither Mr. McCorkle nor ODC objected to the Board’s recommendations.

II.

The standard of review applicable to this matter was set out by this court in syllabus point 3 of Lawyer Disciplinary Bd. v. Cunningham, 195 W.Va. 27, 464 S.E.2d 181 (1995), wherein we held that:

‘ ‘A de novo standard applies to a review of the adjudicatory record made before the [Lawyer Disciplinary Board] as to questions of law, questions of application of the law to the facts, and questions of appropriate sanctions; this Court gives respectful consideration to the [Board’s] recommendations while ultimately exercising its own independent judgment. On the other hand, substantial deference is given to the [Board’s] findings of fact, unless such findings are not supported by reliable, probative, and substantial evidence on the whole record.’ Syl. pt. 3, Committee on Legal Ethics v. McCorkle, 192 W.Va. 286, 452 S.E.2d 377 (1994).’ Syllabus Point 2, Lawyer Disciplinary Bd. v. McGraw, 194 W.Va. 788, 461 S.E.2d 850 (1995).

See Syl. Pt. 2, Committee on Legal Ethics of the West Virginia State Bar v. Keenan, 189 W.Va. 37, 427 S.E.2d 471 (1993) (“ ‘Absent a showing of some mistake of law or arbitrary assessment of the facts, recommendations made by the [Board] ... are to be given substantial consideration.’ Syllabus Point 3, in part, In re Brown, 166 W.Va. 226, 273 S.E.2d 567 (1980)”). Although we give deference to the Board’s findings, “ ‘ ‘ ‘[t]his Court is the final arbiter of legal ethic problems and must make the ultimate decisions about public reprimands, suspensions or annulments of attorneys’ licenses to practice law.’ Syl. Point 3, Committee on Legal Ethics v. Blair, [174] W.Va. [494] 327 S.E.2d 671 (1984).’ Syl. pt. 1, Committee on Legal Ethics v. Charonis, 184 W.Va. 268, 400 S.E.2d 276 (1990).’ Syl. pt. 1, Committee on Legal Ethics v. Ikner, 190 W.Va. 433, 438 S.E.2d 613 (1993).” Syl. pt. 7, Committee on Legal Ethics v. Karl, 192 W.Va. 23, 449 S.E.2d 277 (1994).

We have previously held that “ ‘[t]he [Rules of Professional Conduct] state the minimum level of conduct below which no lawyer can fall without being subject to disciplinary action.’ Syllabus Point 3, Committee on Legal Ethics v. Tatterson, 173 W.Va. 613, 319 S.E.2d 381 (1984).” Syllabus Point 9, Committee on Legal Ethics v. Cometti, 189 W.Va. 262, 430 S.E.2d 320 (1993). In syllabus point 2 of Committee on Legal Ethics of the West Virginia State Bar v. White, 189 W.Va. 135, 428 S.E.2d 556 (1993) we stated that

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Lawyer Disciplinary Board v. McCorkle
633 S.E.2d 1 (West Virginia Supreme Court, 2006)

Cite This Page — Counsel Stack

Bluebook (online)
489 S.E.2d 15, 200 W. Va. 261, 1997 W. Va. LEXIS 120, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lawyer-disciplinary-board-v-mccorkle-wva-1997.