Lawrence v. State

241 P. 511, 29 Ariz. 318, 1925 Ariz. LEXIS 218
Arizona Supreme Court·Decided December 10, 1925·No. Criminal No. 623.·Published·Cited by 13 cases

Opinion

LOCKWOOD, J.

— This matter is before the court on a petition for rehearing, and we have examined the petition and brief in support thereof most carefully. Counsel for defendant has presented the matter with the most painstaking care and with great earnestness. No point has been raised presenting any issue materially different from those submitted to us at the original hearing, but the importance of a correct understanding by the bar of the state of the general rule laid down by us is such that, in view of the apparent misconception of its scope and basis, both by counsel for defendant and others whose familiarity with the case is based apparently on newspaper report, instead of following our usual custom when no new matter is presented on a petition of this kind, of merely overruling it, with no reasons assigned, we think it advisable to restate the fundamental principles back of our decision.

Summing up the argument of counsel for the defendant, it amounts to this: That, in a criminal case, any departure from the method of procedure laid down by the law or statute, no matter how clearly it may appear that it did not affect and could not have affected in any manner the verdict of the jury and the judgment of the court, will cause the case to be reversed and remanded for a new trial, on the ground that any error is conclusively presumed to be prejudicial!

We are aware that in many states, and particularly among the older decisions, the principle upheld by counsel is approved, but, as we also stated, this rule grew out of a state of facts which has long since passed away. In our opinion, law should not be, and is not, a fixed and rigid system, confining the growth *320 of society to the channels laid down long ages since. Nor are its rules in our enlightened day and generation like the “law of the Medes and the Persians, which chang-eth not.” To the contrary, it is the glory of the common law that it can and does change to fit changing conditions as they arise. As we said before, the reason for the doctrine of rigid construction having departed, the rule might well be abrogated by the courts which enunciated it in the first place, on the ground that different conditions require a different rule. We need not and do not, however, base our decision on this point, for the people, the highest authority in our state, speaking through their Constitution, have said:

“The pleadings and proceedings in criminal causes in the courts shall be as provided by law. No cause shall be reversed for technical error in pleading or proceedings when upon the whole case it shall appear that substantial justice has been done.” Article 6, § 22, Constitution of the State of Arizona.

If this provision has any meaning whatever, it is a distinct and positive repudiation of the doctrine contended for by counsel for defendant.

During the last quarter of a century there has been a growing feeling among the people of the different states that our criminal procedure was needlessly technical, and that the reversal of convictions in cases where substantial justice has been done, on account of some immaterial mistake in points of pleading or procedure, was defeating the entire purpose of our penal laws. For this reason there have been many statutes and some constitutional provisions adopted, particularly in the western states, in an attempt to remedy the undoubted evil. These provisions differ in their language, but all have the same purpose, viz., .that courts should look to the substance rather than the form, and that if, after a fair and impartial trial, *321 a defendant were convicted for the violation of a penal statute, the case should not be reversed because of the failure to observe some rule of pleading or procedure which in no way affected the final result of the case, or caused a miscarriage of justice.

The state of California in 1911 placed the following clause in its Constitution:

“No judgment shall be set aside, or new trial granted, in any criminal case on the ground of misdirection of the jury or the improper admission or rejection of evidence, or for error in any matter of pleading or procedure, unless, after an examination of the entire cause including the evidence, the court shall be of the opinion that the error complained of has resulted in a miscarriage of justice.” Article 6, §

This provision, while somewhat different and more precise in its language, undoubtedly is of the same general character as article 6, section 22, supra, of our Constitution. It should always be remembered that constitutional provisions particularly are given a liberal construction in order to carry out the purpose for which they were designed. Laird v. Sims, 16 Ariz. 521, L. R. A. 1915F, 519, 147 Pac. 738; 12 C. J. 700.

The opinion of the Supreme Court of California, in the case of People v. O’Bryan, 165 Cal. 63, 64, 130 Pac. 1042-1045, states the purpose and effect of provisions like these so well that we quote extensively therefrom:

“The general purpose of the amendment is plain. . . . Having no jurisdiction in matters of fact, the court in which the appeal was pending was bound to apply the doctrine that prejudice was presumed to follow from substantial error.
“In not a few instances this limitation upon the power of courts produced results which were unsatisfactory and which seemed to hamper the state in its efforts for a prompt and effective enforcement of the *322 prohibitions and penalties of its penal laws. It sometimes became necessary for the courts of appeal and for this court to grant new trials to defendants on account of technical errors or omissions, even though a review of the evidence, if such review could legally have been undertaken, would have shown that the guilt of the accused had been established beyond question and by means of a procedure which was substantially fair and just. It was to avoid the necessity for such results that the amendment in question was proposed and adopted. ...”

The serious question for consideration is what the phrase “miscarriage of justice,” which is merely our “substantial justice” stated in a different form, means. The California court, in discussing this question, says:

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Lawrence v. State, 241 P. 511, 29 Ariz. 318, 1925 Ariz. LEXIS 218 (Ark. 1925).

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