Lavin T. Balfour v. J. Ronald Haws

892 F.2d 556, 1989 U.S. App. LEXIS 19451, 1989 WL 156212
CourtCourt of Appeals for the Seventh Circuit
DecidedDecember 22, 1989
Docket88-3369
StatusPublished
Cited by54 cases

This text of 892 F.2d 556 (Lavin T. Balfour v. J. Ronald Haws) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lavin T. Balfour v. J. Ronald Haws, 892 F.2d 556, 1989 U.S. App. LEXIS 19451, 1989 WL 156212 (7th Cir. 1989).

Opinion

CUMMINGS, Circuit Judge.

Lavin T. Balfour, now serving a 30-year prison term for his Illinois murder conviction, appeals on four grounds from denial of his petition for writ of habeas corpus. Balfour was convicted following a bench trial in state court. The Appellate Court of Illinois affirmed the conviction on appeal in a published opinion. 148 Ill.App.3d 215, 101 Ill.Dec. 223, 498 N.E.2d 547 (1st Dist.1986). In the Illinois Supreme Court, where Balfour turned next with a pro se petition, leave to appeal was denied without opinion. 114 Ill.2d 548, 108 Ill.Dec. 419, 508 N.E.2d 730 (1987). Balfour then commenced a pro se habeas corpus petition in federal district court pursuant to 28 U.S.C. § 2254, which was dismissed without prejudice. Assisted by appointed counsel, Balfour tried again with an Amended Petition and supporting Memorandum of Law. In a Memorandum Opinion and Order dated September 13, 1988, the district court denied the Amended Petition. No. 87-C-5587, 1988 WL 96561 (N.D.Ill.), 1988 U.S. Dist. LEXIS 10357 (Williams, J.) (“District Court Op.”).

Balfour argues that: (1) the trial court denied Balfour due process by declining to order a clinical psychological examination of him before pronouncing sentence; (2) Balfour was denied his Sixth Amendment right to effective assistance of counsel for a variety of reasons, including failure to investigate Balfour’s mental condition be *559 fore trial; 1 (3) the trial court deprived Balfour of due process by failing to require the state to produce at trial several photographs of Balfour reenacting the encounter with decedent Robert Rodgers taken by police following Balfour’s arrest; and (4) the evidence presented at trial was as a whole legally insufficient to support a murder conviction. For the reasons stated below we affirm the district court.

I.

Actual and stipulated testimony given at Balfour’s trial is summarized in Justice Rizzi’s opinion, 101 Ill.Dec. at 226-228, 231, 498 N.E.2d at 550-552, 555 (McNamara and White, JJ., concurring), which serves as the basis of our review. See Sumner v. Mata, 449 U.S. 539, 545-547, 550, 101 S.Ct. 764, 768-769, 770, 66 L.Ed.2d 722. Summarizing briefly, on June 4, 1981 in an alley in Harvey, Illinois, Balfour and Rodgers became involved in an argument, which turned violent. Balfour kicked and stomped on Rodgers repeatedly; state and defense versions of the fight varied as to what other blows were delivered and who the aggressor was. Rodgers, who was intoxicated at the time, died later that day in a hospital from injuries inflicted by Balfour. After a three-day bench trial, the trial judge was convinced beyond a reasonable doubt that Balfour had murdered the victim without the justification of self-defense.

A. Competency

Trial of a criminal defendant who lacks “ ‘sufficient present ability to consult with his lawyer with a reasonable degree of rational understanding [and] a rational as well as factual understanding of the proceedings against him’ ” does not satisfy due process. Dusky v. United States, 362 U.S. 402, 402, 80 S.Ct. 788, 788, 4 L.Ed.2d 824 (per curiam) (quoting with approval statement of Solicitor General in confessing error). To guard against such trials, courts are responsible for considering evidence such as irrational behavior, demean- or at trial, and any medical evidence regarding the defendant’s competence. Drope v. Missouri, 420 U.S. 162, 180, 95 S.Ct. 896, 908, 43 L.Ed.2d 103 (discussing import of Pate v. Robinson, 383 U.S. 375, 86 S.Ct. 836, 15 L.Ed.2d 815).

Balfour does not contend that the record would support an argument that his due process right to a fair trial was violated because he was in fact incompetent to stand trial. Nor does he argue directly that the trial court was sufficiently alerted to problems before or during trial so that the court should have ordered, sua sponte, a competency hearing. Instead, he argues that the trial court violated the Due Process Clause by failing to order a psychiatric evaluation once bona fide questions about Balfour’s competency were raised in the Presentence Investigation report (PSI) and at sentencing. 2 While Balfour concedes that the record does not prove that he was incompetent to stand trial, he argues that sufficient indicia of incompetence were presented to the trial court at the time of sentencing, one month and 11 days following conviction, to trigger a due process requirement that Balfour be examined by mental health professionals and given a hearing on whatever evidence that examination produced.

The PSI stated that Balfour was taking the anti-psychotic medication Thorazine (chlorpromazine) at the time of the sentencing. 3 R. 703. It also stated that he had *560 been held in the psychiatric ward of Cer-mak Memorial Hospital in Chicago “due to psychiatric problems” for two to three months following his arrest for Rodgers’ death, after which he was an outpatient for unspecified treatment for “a year and a few months.” Id. Thus Balfour was released from the hospital more than one year before trial, though he was an outpatient until shortly before trial and continued to take at least one anti-psychotic drug during trial.

At sentencing, the following exchange occurred involving the trial judge, the assistant public defender, and the defendant:

THE COURT: Do you have any additional evidence in mitigation, Mr. Pavletic?
MR. PAVLETIC: Nothing more than [has already been] tendered to the Court.
MR. BALFOUR: I am asking for the death penalty.
MR. PAVLETIC: Judge, at this point I would request a Behavioral Clinic examination in terms of the competency of the defendant prior to the actual sentencing of the defendant.
THE COURT: I don’t know that his exuberance as to the penalty requested raises any bona fide doubt.
THE COURT: He just says, “If I am guilty, then do what you have to do.” R. 656, 657.

The PSI reflected that Balfour had already told the probation officer before the sentencing hearing that he wished to be executed for his crime. Balfour knew that death was not a sentencing option open to the trial court. 101 Ill.Dec. at 231, 498 N.E.2d at 555.

Balfour argues in this appeal that “suggestive fragments” in the PSI, together with his “irrational behavior,” raised genuine questions regarding his competency that should have been further probed by the trial judge. Defendant’s Br. at 22.

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Bluebook (online)
892 F.2d 556, 1989 U.S. App. LEXIS 19451, 1989 WL 156212, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lavin-t-balfour-v-j-ronald-haws-ca7-1989.