Lasley v. Baca

626 P.2d 1288, 95 N.M. 791
CourtNew Mexico Supreme Court
DecidedApril 22, 1981
Docket13197
StatusPublished
Cited by9 cases

This text of 626 P.2d 1288 (Lasley v. Baca) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lasley v. Baca, 626 P.2d 1288, 95 N.M. 791 (N.M. 1981).

Opinion

OPINION

FEDERICI, Justice.

There is no dispute as to the facts in this case. A statement of the case, statement of the facts, and statement of the proceedings applicable in this appeal are fully and clearly set forth in appellant’s brief in chief and not objected to in appellee’s answer brief.

On December 18, 1975, appellant (Louise Lasley) was issued New Mexico Alcoholic Beverage Dispenser’s Liquor License No. 1867. Operation of the license was to be in Bernalillo County. Lasley had a building constructed at the approved location and the business was to be known as the Villa Romana.

Lasley opened for business on or about May 1, 1976. On or about August 29, 1976, Lasley was charged by the New Mexico Alcoholic Beverage Control Department (Department) with failure to operate her liquor license in accordance with the State statutes. A hearing was held before the Department. The director of the Department presided at that hearing and License No. 1867 was ordered cancelled for failure to operate the business during business hours as required by that part of the Liquor Control Act governing revocation of licenses, Sections 60-8-1 to 60-8-11, N.M.S.A. 1978 (Orig.Pamp. and Cum.Supp.1980).

Lasley filed a petition in the District Court of Santa Fe County alleging that the director of the Department was not authorized by statute to preside at revocation or cancellation hearings. The district court ruled in favor of Lasley and the order of the director cancelling License No. 1867 was set aside.

Thereafter, on October 10, 1978, an order to show cause was directed to Lasley. The order was signed by Donald M. Salazar, Hearing Officer, Department of Alcoholic Beverage Control. A hearing was held on October 25, 1978, culminating in an order by the hearing officer again revoking License No. 1867.

Lasley petitioned the District Court of Santa Fe County for review and reversal of the decision of the hearing officer. The district court held that the decision of the hearing officer should be affirmed. Lasley appeals. We reverse.

The issues on appeal are:
POINT I: WHETHER THERE IS SUBSTANTIAL EVIDENCE TO SUPPORT THE ORDER OF THE HEARING OFFICER AND THE DISTRICT COURT. POINT II: WHETHER THE HEARING OFFICER LACKED JURISDICTION OR AUTHORITY TO PROCEED BECAUSE THE DIRECTOR OF THE DEPARTMENT WAS NOT PRESENT. POINT III: WHETHER THE ORDER TO SHOW CAUSE ISSUED TO APPELLANT HEREIN WAS INVALID BECAUSE IT WAS NOT ISSUED BY THE DIRECTOR OF THE DEPARTMENT AS REQUIRED BY STATUTE.

We consider only Point III, since it is dispositive of this appeal. Under this point, Lasley contends that the Department has failed to meet the statutory mandatory requirements relating to revocation of licenses, in that the director did not issue the order to show cause but rather that order was issued and signed by the hearing officer.

Section 60-8-6 prescribes the procedures the Department must follow in proceedings involving license revocation. This Court has indicated that a hearing is also required for the cancellation of a license under Section 60-8-1. Crowe v. State ex rel. McCulloch, 82 N.M. 296, 480 P.2d 691 (1971), City of Santa Rosa v. Jaratnillo, 85 N.M. 747, 517 P.2d 69 (1974). We conclude that Section 60-8-6 must be followed in license cancellation proceedings as well. Under Section 60-8-6, when any inspector or agent of the Department comes upon witnesses or learns of any licensee violating the Liquor Control Act, he shall conduct an investigation and report back to the director whether or not in his opinion probable cause exists for revocation of the license. If the director believes from any such report that probable cause exists for filing charges, he shall file such charges in the Department. Section 60-8-6(F) and (G) provides:

F. The chief of division [director] shall then issue an order for the licensee to be and appear before him at a certain day and hour, at a designated place in this state, then and there to show cause, if any the licensee has, why his license should not be revoked ... on any ground or grounds set out in the charge. . . . The chief of division [director] shall send a true copy of the order to show cause to the governor with a request for the appointment of a liquor control hearing officer to preside over the hearing. The governor shall appoint a hearing officer within five days from the date of the receipt of the request.
G. The chief of division [director] shall then have served upon the licensee, in the same manner as is provided by law for service of process out of the district courts, a copy of the charge and a copy of the order to show cause at least ten days before the date set for the appearance of the licensee before him to show cause why his license should not be revoked.

Section 60-8-5 provides:

A. The governor shall appoint a liquor control hearing officer to preside over any hearing required under the provisions of the Liquor Control Act.
B. A liquor control hearing officer shall be an attorney licensed to practice law in the state of New Mexico who has engaged actively in the practice of law in this state for a period of not less than three years prior to his appointment. No public officer or employee shall be eligible for appointment as a hearing officer. The hearing officer shall be impartial and void from personal bias insofar as the particular proceeding is concerned.

Section 60-8-6(H) further provides that the hearing officer shall be present at the time and place mentioned in the order to show cause and that the director shall also be present to prosecute the complaint. The statute then proceeds to require that the hearing officer make a record of the hearing, administer oaths, hear the evidence and make findings and conclusions based thereon. The final act of the hearing officer is to enter his or her order of dismissal or order of revocation or suspension.

The obvious intent of the Legislature was to make certain that the director did not act as both prosecutor and judge. The statute provides that the charges are filed by the director and that the director be present at the hearing to present any evidence or testimony in rebuttal of that produced by the licensee. On the other hand, an independent hearing officer appointed by the Governor presides over and conducts the hearings and concludes them with entry of findings and final judgment. Neither the officer nor the director has the authority to preempt the rights of the other.

The order to show cause which was issued on October 10, 1978 by the Department against License No. 1867 is signed as follows:

Donald M. Salazar [signature]

DONALD M. SALAZAR, Hearing Officer

Department of Alcoholic Beverage Control

The contention that the order to show cause was invalid was not raised until the appeal before this Court.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Best v. Marino
New Mexico Court of Appeals, 2017
Hammack v. N.M. Taxation & Revenue Dep't
New Mexico Court of Appeals, 2017
Chavez v. City of Albuquerque
1998 NMCA 004 (New Mexico Court of Appeals, 1997)
Trujillo v. Serrano
871 P.2d 369 (New Mexico Supreme Court, 1994)
Barajas v. City of Anaheim
15 Cal. App. 4th 1808 (California Court of Appeal, 1993)
Fratello v. Socorro Electric Cooperative, Inc.
758 P.2d 792 (New Mexico Supreme Court, 1988)
Dillard v. Dillard
727 P.2d 71 (New Mexico Court of Appeals, 1986)

Cite This Page — Counsel Stack

Bluebook (online)
626 P.2d 1288, 95 N.M. 791, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lasley-v-baca-nm-1981.