Larry M. Shulman and Roberta S. Shulman v. Concord General Mutual Insurance Company and Finn and Stone, Inc.

CourtDistrict Court, D. Vermont
DecidedMarch 26, 2026
Docket5:22-cv-00078
StatusUnknown

This text of Larry M. Shulman and Roberta S. Shulman v. Concord General Mutual Insurance Company and Finn and Stone, Inc. (Larry M. Shulman and Roberta S. Shulman v. Concord General Mutual Insurance Company and Finn and Stone, Inc.) is published on Counsel Stack Legal Research, covering District Court, D. Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Larry M. Shulman and Roberta S. Shulman v. Concord General Mutual Insurance Company and Finn and Stone, Inc., (D. Vt. 2026).

Opinion

US BES □□□□ □ UNITED STATES DISTRICT COURT nthe FOR THE M26 HA 26 □□□□□ DISTRICT OF VERMONT LARRY M, SHULMAN CLERK VV and ROBERTA S. SHULMAN, ) oy “RRIF RRR Plaintiffs, ) ee EEERE ) V. ) Case No. 5:22-cv-00078 ) CONCORD GENERAL MUTUAL INSURANCE _ ) COMPANY and FINN AND STONE, INC., ) Defendants. )

OPINION AND ORDER (Doc. 139; Doc. 142; Doc. 143) Plaintiffs Larry M. Shulman and Roberta S. Shulman (“Plaintiffs” or “the Shulmans”) bring this action against Concord General Mutual Insurance Company (“Concord”) and Finn and Stone, Inc. (“Finn & Stone”), the insurance agency through whom they purchased homeowners insurance, to recover additional insurance payments from Concord and damages from Finn & Stone following a catastrophic home fire. (Doc. 80 at 7, {| 30-33.) Plaintiffs asserts five causes of action against Defendants: (1) Breach of the Unreformed Contract (Count J) against Concord; (2) Breach of the Implied Covenant of Good Faith and Fair Dealing (Count II) against Concord; (3) Reformation of Contract (Count III) against Concord; (4) Breach of the Reformed Contract (Count IV) against Concord; and (5) Negligence (Count V) against Finn & Stone. (/d. at 20-27.) All three parties have filed competing motions for summary judgment. Finn & Stone filed a motion for summary judgment with respect to Count V (Doc. 139); Plaintiffs filed a motion for partial summary judgment with respect to Counts I, II, and V (Doc. 142); and Concord filed a motion for summary judgment with respect to Counts I, II, III, and IV. (Doe. 143.)

Factual Background I. Statement of Undisputed Facts! In 2010, the Shulmans obtained homeowners insurance from Concord for a home in Ludlow, Vermont (the “Ludlow House”) with the assistance of Finn & Stone. (Doc. 148-1 at 1, 4 1; Doc. 150-1 at 2-3, | 8; Doc. 151-1 at 4, 78.) The initial policy year for the Ludlow House, which was 2010-2011, had a Coverage A limit of $569,000. (Doc. 149-1 at 2,94.) The Shulmans made several renovations and additions between 2015and 2018, and Finn & Stone increased the coverage after each expansion or renovation. (Doc. 150-1 at 2-3, 4, 5, 10; Doc. 151-1 at 24, 99 4, 5, 10.) - In March 2018, the Shulmans informed Finn & Stone they planned to build another addition to the Ludlow House. (Doc. 149-1 at 4, 48.) This addition significantly expanded the Ludlow House. (Doc. 150-1 at 2, 95; Doc. 151-1 at 2,95.) In October 2018, Concord retained JMI to inspect the Ludlow House, which occurred on November 7, 2018, while construction of the 2018 addition was still in progress. (Doc. 151-1 at 7, 24-25) Concord had this inspection done for its own benefit, because Finn & Stone had increased the coverage limit to $1.9 million and Concord had not received an accurate replacement cost estimator (“RCE”). (Doc. 148-1 at 2-3, 99 4—5.). At the time of inspection, approximately twenty percent of the addition had been completed. (Doc. 150-1 at 11, 437; Doc. 151-1 at 10, 437.) JMI estimated that the Replacement Cost of the Ludlow House was $2,948,034. (Doc 149- 1 at 7,9 14.) A notation in the Inspector Comments section of JMI’s report included the following statement: “[i]nformation for the interior finishes is estimated at this time, the dwelling may require

| Certain facts in this section are undisputed for purposes of summary judgment only. See Fed. R. Civ. P. 56(c)(1).

a follow up inspection upon completion to verify final finishes.” (Cd. at 7, 15 (alteration in original).) On December 5, 2018, Concord emailed the JMI report to Jennifer Makepeace of Finn & Stone and requested, “[p|lease take a look and let me know if you agree or disagree with the $2,948,034 figure and provide your RCE so I can review by 12/19/18.” (Doc. 149-1 at 7, ] 16.) Ms. Makepeace forwarded Mr. Shulman the JMI report and asked Mr. Shulman to “review the inspection and let me know if you agree or disagree with the Replacement Cost figure.” (/d.) Mr. Shulman did not respond to the JMI report, nor did he sign the acknowledgement accompanying the report. Cd. at 8, ]17.) Despite receiving no response from Mr. Shulman or Finn & Stone, Concord increased the Coverage A limit of the Ludlow House to $2,948,034 on February 15, 2019, the exact number in the JMI Report. (/d. at 8-9, 9 18; Doc. 151-1 at 16-17, 60-61.)) On April 2, 2019, Mr. Shulman left a voicemail with Finn & Stone stating, “I want to make sure that we’re fully covered... (Doc. 149-1 at 9, 7 19.) On that same day, an employee from Finn & Stone emailed Mr. Shulman and wrote she was attaching the declarations page for the Concord homeowners policy and stated, “[t]he dwelling coverage is currently [at] $2,948,034.” (Ud. at 9, 20.) It is unclear from the record whether Mr. Shulman left the voicemail before or after Finn & Stone’s employee sent the email. (See Doc. 160 at 9-11, 9:5-11:6.) Finn & Stone and Concord were informed that construction of the new addition was substantially complete in September 2019. (Doc. 150-1 at 15, 958; Doc. 151-1 at 16, 58.) Concord did not order or request JMI to reinspect the Ludlow House after September 2019, because, according to Concord, the JMI Report represented an estimate of the completed construction of the Ludlow House. (Doc. 151-1 at 16, J 59.)

Each time the policy was renewed, beginning in 2016, the limit for Coverage A was increased until 2021 when the $3 million cap was reached.” (Doc. 150-1 at 10, 433; Doc. 151-1 at 9, 933.) From that time forward, the policy limit remained at $3 million, which was Concord’s underwriting cap. (Doc. 150-1 at 9, 4 30; Doc. 151-1 at 8, 9 30.) For the policy year running from February 15, 2020 to February 15, 2021, the coverage was increased to $3 million, subject to an additional twenty-five percent rider for replacement value above the stated limit. (Doc. 149-1 at 10, § 22; Doc. 150-1 at 4, 14; Doc. 151-1 at 5, | 14.) The homeowners policy was renewed at $3 million for the policy year from February 15, 2021 to February 15, 2022. (Doc. 149-1 at 10, { 23; Doc. 151-1 at 9, 932.) Concord asserts it has an absolute $3 million underwriting cap for Coverage A. (Doc. 151-1 at 8, 4 30.) On June 16, 2021, Mr. Shulman emailed Finn & Stone about getting additional insurance coverage for a new tractor he planned to purchase for the Ludlow House, indicating “[w]e do not have that much on our internal home furnishing in a 3 mill house.” (Doc. 149-1 at 11,925.) The next day, on June 17, 2021, after construction on the additions had been completed, a catastrophic fire completely destroyed the Ludlow House. (/d. at 11, 9 26; Doc. 148-1 at 16-17, 7 36.) On July 26, 2021, Concord advised Finn & Stone that it would not be renewing the policy on the Ludlow House because “[t]he policy no longer meets our underwriting criteria due to the dwelling coverage limit.” (Doc. 151-1, § 71 (alteration in original).) Concord paid Plaintiffs $3.75 million pursuant to the Coverage A section of their homeowners policy. (Doc. 148-1 at 15,

2 Although Concord indicates it does not agree with this statement, it acknowledges that increases to the policy were made in 2016, 2017, 2018, 2019, and 2020. (See Doc. 151-1 at 9, 33.)

I. The Disputed Facts The parties offer differing views as to whether Finn & Stone was an agent of Concord or a broker for the Shulmans. (Doc. 149-1 at 1-2, 2; Doc. 150-1 at 2-3, 49 8-9; Doc. 151-1 at 4, {{ 8-9.) The Shulmans assert they purchased homeowners insurance for the Ludlow House through Finn & Stone acting as their insurance broker and an agent of Concord. (Doc. 148-1 at 1-2, 72.) Finn & Stone agree they are an agent for Concord but describe themselves as an insurance agent when they assisted the Shulmans in purchasing homeowners insurance. (Doc. 150-1 at 2-3, f§ 8-9.) Concord disputes Finn & Stone is their agent, stating Finn & Stone is an insurance agent and independent contractor. (Doc.

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Larry M. Shulman and Roberta S. Shulman v. Concord General Mutual Insurance Company and Finn and Stone, Inc., Counsel Stack Legal Research, https://law.counselstack.com/opinion/larry-m-shulman-and-roberta-s-shulman-v-concord-general-mutual-insurance-vtd-2026.