Larry Junior Ward v. Gene M. Johnson, Warden, Sgt. Gardner, Chairman of Adjustment Committee

690 F.2d 1098, 1982 U.S. App. LEXIS 24970
CourtCourt of Appeals for the Fourth Circuit
DecidedOctober 7, 1982
Docket79-6304
StatusPublished
Cited by49 cases

This text of 690 F.2d 1098 (Larry Junior Ward v. Gene M. Johnson, Warden, Sgt. Gardner, Chairman of Adjustment Committee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Larry Junior Ward v. Gene M. Johnson, Warden, Sgt. Gardner, Chairman of Adjustment Committee, 690 F.2d 1098, 1982 U.S. App. LEXIS 24970 (4th Cir. 1982).

Opinions

DONALD RUSSELL, Circuit Judge:

This is an action by an inmate (Ward) of the Virginia prison system seeking damages under 42 U.S.C. § 1983 for an alleged violation of his federal constitutional right by state prison officers in the course of a disciplinary hearing on a charge of prison misconduct by the inmate. The original defendants were the warden of the prison where the inmate was assigned, the defendant Gene M. Johnson, and the Chairman of the Adjustment Committee presiding at the plaintiff’s disciplinary hearing, the defendant H. T. Gardner. The defendant Johnson was dismissed as a defendant at the conclusion of the testimony by the district judge and that dismissal is not contested on appeal. The inmate-plaintiff, however, has appealed the dismissal by the district court of his action against the defendant Gardner. A panel of this Court, after initial oral argument of the appeal, ruled that the plaintiff’s procedural due process rights had been violated by an evidentiary ruling made by the Chairman at the disciplinary hearing and that he was entitled to recover at least minimal damages on account of such constitutional violation. After that decision was filed, a majority of this Court voted in favor of en banc rehearing of the appeal, with consideration directed particularly to the question whether the defendant Gardner was entitled to immunity, absolute or qualified. Reargument was had and, after due consideration, a majority of the en banc court voted to affirm the dismissal of the action against the defendant Gardner on the ground that he enjoyed absolute immunity in connection with the action charged as a constitutional violation.

The disciplinary proceeding, which provided the subject matter of this action, arose out of a disturbance among the prison inmates in the recreational area of the [1100]*1100Mecklenburg Correctional Center where the plaintiff was confined. An inmate, Graham, had fashioned a crude knife-like instrument out of a radio antenna. With this instrument he attacked another inmate and precipitated a general prison commotion in the recreational area. The prison officers intervened to terminate the disturbance by taking control of the principal instigator of the confusion, Graham. While they were so engaged, the plaintiff became involved. Corporal Goode, who observed the plaintiff’s action, filed a charge against the plaintiff under the “Code of Inmate Offenses” set forth in the Guidelines issued by the Virginia Department of Corrections and made available to all inmates 1 in an official Handbook. The offense charged was “Delaying, hindering or interfering with an employee in the performance of his/her duties.”2 As filed the charge included as required a statement of the reporting officer, Corporal Goode, that “[o]n the above date and time (December 15, 1977, at 11:30 A.M.) I observed inmate L. Ward 104669 (the plaintiff) resisting and wrestling with Officer Hawkins and Mr. Finkbeiner as they were attempting to break up a fight between R. Graham 967461 and B. Arnold 103942 on the recreational yard.”3

The procedure for processing a report such as that filed by Corporal Goode against the plaintiff is carefully prescribed by Guideline No. 861 of the Virginia Department of Corrections. Under this Guideline, a reporting officer, after submitting his report, is enjoined from any further involvement with the proceeding, “with any witnesses the accused inmate may request, with other witnesses, with members of the Adjustment Committee, or anyone else involved with the adjudicatory process before judgment is made on the charge.”4 The report itself is initially reviewed by the reporting officer’s superior,5 and after such review, if found “in good order”, the charge is referred to the Adjustment Committee, which consists of a Chairman and two assigned officers, for trial and disposition.6

The Guideline provides that when a charge is referred to the Adjustment Committee, “the accused inmate must be advised of his/her rights in connection with the disciplinary process.” Where an inmate is charged as here with a “Major Violation”, such rights include (a) the right at his option either to employ a private attorney or to utilize the services of an inmate or staff adviser “to assist in the presentation of a defense,” (b) “to present the voluntary testimony of witnesses, either inmates, correctional personnel or others, in his/her own behalf,” (underscoring in text) and (c) to “cross-examine for relevant purposes, the [1101]*1101reporting officer who shall be present at the Adjustment Committee hearing.” The accused inmate, however, is to be advised “that witnesses may be excluded if their testimony is merely cumulative or repetitive,” and that the reporting officer would be present at the hearing for cross-examination.7 The inmate is further given the right to list any witnesses he wishes to appear.

While the Guideline provides that any witness requested to appear by the accused inmate has “the option to appear or not,” it mandates that prison officials shall endeav- or to persuade the requested witnesses to give a statement of their knowledge of relevant facts and, if they decline, such requested witnesses, “be they inmates or employees,” must “state in writing the reasons they refuse to appear.” The Guideline warns that if it later appears that “pertinent employee testimony was not given when requested, a reversal may be ordered.” 8

The plaintiff in this case waived the right to an attorney given him under the Guideline but did elect to be assisted at the hearing by an inmate adviser of his selection, one Patterson, who was assigned to assist him. As required, the plaintiff listed three witnesses, all fellow inmates, whose testimony or statements he wished to use at the hearing.

Statements of their knowledge of the incident in the charge were procured from all witnesses requested by the plaintiff to appear at the disciplinary hearing, and these statements were furnished the plaintiff before the hearing began.9 At the hearing the Chairman, the defendant Gardner, presided. Under the prison Guideline he was to rule on all evidentiary questions.10 In connection with this responsibility, the Guideline imposes on the “Chairman [the duty to] examine each witness’ statement for relevance to the charge and for repetitiousness” and if he finds the statement to be irrelevant or repetitious, he may “exclude such witness from the hearing, although [in that event] the Chairman shall enter the witness’ statement into the record of the Adjustment Committee for consideration by the other members of the Committee.” 11

At the hearing before the Adjustment Committee chaired by the defendant Gardner, on the charge filed against the plaintiff, Corporal Goode was called as a witness, testified and was cross-examined by the plaintiff. In his testimony he said that, after the officers had subdued Graham and had him under control, the plaintiff intervened and kicked Graham “in the ass.” On cross-examination he was asked what he meant by asserting in his report that the plaintiff “was resisting — wrestling.”

Goode responded that “in my point of view it looked like you (referring to the plaintiff) were wrestling with the officer.

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Cite This Page — Counsel Stack

Bluebook (online)
690 F.2d 1098, 1982 U.S. App. LEXIS 24970, Counsel Stack Legal Research, https://law.counselstack.com/opinion/larry-junior-ward-v-gene-m-johnson-warden-sgt-gardner-chairman-of-ca4-1982.