Larry D. Spivey Jr. v. State of Indiana (mem. dec.)

• Court: Indiana Court of Appeals
• Decided: July 14, 2020
• Docket: 19A-CR-1687
• Status: Published

Opinion

MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be FILED regarded as precedent or cited before any Jul 14 2020, 9:13 am

court except for the purpose of establishing CLERK Indiana Supreme Court the defense of res judicata, collateral Court of Appeals and Tax Court estoppel, or the law of the case.

ATTORNEYS FOR APPELLANT ATTORNEYS FOR APPELLEE Valerie K. Boots Curtis T. Hill, Jr. Marion County Public Defender Agency Attorney General of Indiana Indianapolis, Indiana Benjamin J. Shoptaw Barbara J. Simmons Deputy Attorney General Batesville, Indiana Indianapolis, Indiana

IN THE COURT OF APPEALS OF INDIANA

Larry D. Spivey Jr., July 14, 2020 Appellant-Defendant, Court of Appeals Case No. 19A-CR-1687 v. Appeal from the Marion Superior Court State of Indiana, The Honorable Appellee-Plaintiff. Barbara C. Crawford, Judge Trial Court Cause No. 49G01-1712-MR-48920

Kirsch, Judge.

Court of Appeals of Indiana | Memorandum Decision 19A-CR-1687 | July 14, 2020 Page 1 of 13 [2] Larry D. Spivey, Jr. (“Spivey”) was convicted of murder1 following a jury trial.

Spivey now appeals his conviction raising the following restated issues:

I. Whether the trial court abused its discretion in excluding Spivey’s statement; and

II. Whether the evidence presented at trial was sufficient to support his conviction for murder.

[3] We affirm.

Facts and Procedural History [4] Spivey lived with his parents at an apartment complex in Indianapolis, Indiana.

Tr. Vol. II at 104, 146. Spivey’s uncle, Albert Ford (“Ford”), had moved in with

the Spivey family without paying rent before the shooting giving rise to this

case. Id. at 154-55. Spivey’s other uncle, Marvin Hutcherson (“Hutcherson”),

and some extended family members also lived in the same complex but in

different apartments. Id. at 146.

[5] On December 20, 2017, Spivey and Ford argued outside of the complex; both

men had been drinking. Id. at 150, 154. Spivey’s father, Larry Spivey, Sr.

(“Larry Sr.”), Hutcherson and Spivey’s girlfriend were also present during the

argument. Id. at 150-52. Ford had been swearing loudly and called Spivey’s

girlfriend names. Id. at 154-55. He then walked away, and Spivey shot him in

1 See Ind. Code § 35-42-1-1(1).

Court of Appeals of Indiana | Memorandum Decision 19A-CR-1687 | July 14, 2020 Page 2 of 13 the back. Id. at 151-52, 174. Hutcherson heard the single gunshot, turned

around and saw Ford on the ground. Id. at 152. Larry Sr. walked over to

Ford’s body and said, “He’s dead.” Id. at 152-53, 157. Hutcherson decided to

leave and got into his minivan. Id. at 153-54. Spivey accompanied him. Id.

[6] Multiple people called 911 after the shooting, and Indianapolis Metropolitan

Police Department (“IMPD”) Officer Eric Parrish (“Officer Parrish”) was

dispatched to the scene. Id. at 103-104, 113. When he arrived, he saw Ford was

lying on the ground bleeding heavily from his mouth. Id. at 107. A neighbor

was attempting to apply pressure to Ford’s wound with a towel. Id. Officer

Parrish checked for a pulse in Ford’s wrist but did not detect one. Id. at 108.

Roughly a minute later, the paramedics arrived and declared Ford dead. Id. at

109. Dawn Massey lives in the same complex in which the shooting happened.

Id. at 237. She identified Spivey as the shooter. Id. at 238; State’s Ex. 38.

[7] On December 22, 2017, Spivey was arrested in Chicago, Illinois. Tr. Vol. II at

241. Spivey was interviewed by IMPD Detective David Miller (“Detective

Miller”) at a police station in Chicago. Id. at 242. After being advised of his

rights, Spivey waived his Miranda rights and made a videotaped statement to

Detective Miller. Id. at 242-54; State’s Exs. 39-41. At trial, the jury watched the

video and was provided with a transcript of Spivey’s statement. Tr. Vol. II at

242-48; State’s Exs. 41-42. In his statement, Spivey first said that Ford had

“tried to go for [his] gun” and “pulled it out . . . .” State’s Ex. 42 at 95. Spivey

claimed that the trigger was accidently pulled during the tussle. Id. Detective

Miller challenged Spivey, saying that he knew this was not the truth. Spivey Court of Appeals of Indiana | Memorandum Decision 19A-CR-1687 | July 14, 2020 Page 3 of 13 admitted that he had fired the weapon as Ford was walking away, but claimed

that he was only “aiming at the ground” to scare Ford. Id. at 101,104-05.

Spivey said that he had “clouded judgment” from the alcohol, Id. at 119, and

insisted repeatedly that he was not aiming at Ford when he fired the gun. Id. at

116-18.

[8] On December 22, 2017, the State charged Spivey with murder. Appellant’s Conf.

App. Vol. II at 22. A jury trial was held on June 3 and 4, 2019. Id. at 7-8.

Forensic pathologist John Cavanaugh (“Cavanaugh”) testified that Ford had a

round symmetric circle where the bullet had entered his back. Tr. Vol. II at 177;

State’s Ex. 28. Cavanaugh stated that in most cases where the bullet ricocheted

off something, the entry wound would be ragged, and the bullet would be

deformed due to the altered trajectory. Id. at 178, 184. He also testified that

ricochets are not common, and if Ford was standing upright, the ricocheted

bullet would have more likely struck the lower part of Ford’s body. Id. at 184.

Forensic scientist Michael Putzek (“Putzek”) testified that he would have

expected to see flat spots on the sides of the bullet or a flattened nose if the

bullet had ricocheted. Id. at 204, 214; State’s Ex. 31, 34-36. Putzek stated he did

not see any indication that the bullet in Ford’s body had struck a hard surface.

Tr. Vol. II at 214.

[9] At trial, Spivey attempted to present evidence about what he had said to

Hutcherson right after the shooting. Id. at 157-62. The State objected on

hearsay grounds, and Spivey made an offer of proof. The trial court permitted

him to make a record of the testimony outside the presence of the jury. Id. at Court of Appeals of Indiana | Memorandum Decision 19A-CR-1687 | July 14, 2020 Page 4 of 13 157-58. In this offer of proof, Hutcherson said that immediately after Ford was

shot, Larry Sr. walked to Ford’s body on the sidewalk and said that he was

dead. Id. at 158-59. Upon hearing those words, Spivey started crying and said

that he “didn’t mean to shoot [his] uncle” and was “shooting at the sidewalk.”

Id. at 160.

[10] After the offer of proof was made, the State argued that the hearsay should not

be admitted because it was self-serving. Id. at 161. Spivey’s counsel argued that

Hutcherson’s testimony should be admitted under the first three exceptions to

the rule against hearsay in Indiana Rule of Evidence 803(1)-(3), which are the

present sense impression exception, the exited utterance exception, and the

then-existing mental, emotional, or physical condition exception. Id. at 160-61.

The trial court ruled that the testimony was self-serving and sustained the

State’s objection. Id. at 162.

[11] The jury found Spivey guilty of murder. Tr. Vol. III at 53; Appellant’s Conf. App.

Vol. II at 16-17. The trial court sentenced Spivey to forty-five years in the

Indiana Department of Correction. Appellant’s Conf. App. Vol. II at 16-17.

Spivey now appeals.

Discussion and Decision

I. Exclusion of Evidence [12] Spivey appeals the trial court’s exclusion of Hutcherson’s testimony concerning

Spivey’s out-of-court statement. Spivey contends that the testimony would fall

within the first three of the exceptions to the rule against hearsay, and that the

Court of Appeals of Indiana | Memorandum Decision 19A-CR-1687 | July 14, 2020 Page 5 of 13 trial court abused its discretion in excluding it from evidence. Ind. Evidence

Rule 803. Furthermore, Spivey asserts that the exclusion deprived him of his

constitutional right to present a defense to the mens rea element of the offense

and that the error of excluding the testimony was not harmless beyond a

reasonable doubt. Appellant’s Br. at 10-11.

[13] A trial court has broad discretion in ruling on the admissibility of evidence, and

we disturb those rulings only upon an abuse of that discretion. Chambless v.

State, 119 N.E.3d 182, 188 (Ind. Ct. App. 2019), trans. denied. “An abuse [of

discretion] occurs only where the trial court’s decision is clearly against the

logic and the effect of the facts and circumstances.” Id. There is a strong

presumption that the trial court properly exercised its discretion. Id. In

conducting our review, we only consider evidence that favors the trial court’s

ruling and uncontested evidence that favors a defendant. Id.

[14] Hearsay is “a statement that: (1) is not made by the declarant while testifying at

the trial or hearing; and (2) is offered in evidence to prove the truth of the

matter asserted.” Evid. R. 801(c). Hearsay is not admissible except as provided

by law or by other court rules; however, a trial court may admit hearsay that

qualifies as a present sense impression, an excited utterance, or a then-existing

state of mind. See Evid. R. 802, 803(1)-(3). The focus of the analysis for all

three exceptions is whether the statement was inherently reliable and therefore

trustworthy. See Gordon v. State, 742 N.E.2d 376, 378 (Ind. Ct. App. 2001).

Court of Appeals of Indiana | Memorandum Decision 19A-CR-1687 | July 14, 2020 Page 6 of 13 [15] At trial, Spivey attempted to introduce into evidence a statement that he made

to Hutcherson shortly after the shooting. Tr. Vol. II at 158-60. When the State

objected on hearsay grounds, the trial court excused the jury and permitted

Spivey to make an offer of proof. Id. Hutcherson testified that as “soon as [the

shooting] happened,” Larry Sr. walked over to Ford and called out that “he’s

dead.” Id. at 160. When Spivey heard that Ford was dead, he began to cry and

said: “I didn’t mean to shoot my uncle. I was shooting at the sidewalk.” Id.

The trial court ruled that Spivey’s statement to Hutcherson was self-serving and

excluded it from evidence. Id. at 162.

[16] Spivey concedes that the testimony he attempted to introduce at trial was

hearsay. Appellant’s Br. at 24. However, Spivey argues that the statement

should have been admitted under the present sense impression exception. Id. at

25; Evid. R. 803(1). Hearsay testimony may be introduced as evidence under

the present sense impression exception when three requirements are met: “(1) it

must describe or explain an event or condition; (2) during or immediately after

its occurrence; and (3) it must be based upon the declarant’s perception of the

event or condition.” Minor v. State, 36 N.E.3d 1065, 1070 (Ind. Ct. App. 2015),

trans, denied. The short time lapse leads to the assumption that the immediate

response is unlikely to be deliberated and,therefore, provides reliability. Mack v.

State, 23 N.E.3d 742, 755 (Ind. Ct. App. 2014), trans. denied.

[17] For the purpose of our review, we assume, but do not decide, that the three

requirements for the present sense impression exception are met in Spivey’s

case, and that his statements: (1) described and explained the event of Ford

Court of Appeals of Indiana | Memorandum Decision 19A-CR-1687 | July 14, 2020 Page 7 of 13 being shot; (2) were made immediately after the event; and (3) were based on

Spivey’s perception of the shooting. Spivey contends that meeting these three

requirements conclusively makes his out-of-court statements reliable and,

therefore, admissible. Appellant’s Br. at 25-26. We disagree.

[18] The trial court maintains broad discretion on the admissibility of evidence.

Chambless, 119 N.E.3d at 188. In Sweeney v. State, our Supreme Court made

clear that a defendant who does not testify during trial “cannot introduce

exculpatory statements made outside of court in order to enhance his

credibility” because the statements are self-serving and generally untrustworthy.

704 N.E.2d 86, 110 (Ind. 1998). This is because the defendant is not subject to

cross-examination if he does not testify at trial. Canaan v. State, 541 N.E.2d

894, 904 (Ind. 1989). In addition, we are unpersuaded by Spivey’s contention

that the truthfulness of the hearsay testimony should be left for the jury to

decide. The purpose of this rule is to prevent litigants from enhancing their

credibility by such method. Marts v. State, 432 N.E.2d 18, 24 (Ind. 1982). The

trial court did not abuse its discretion in excluding Spivey’s out-of-court

statement despite the present sense impression exception to the rule against

hearsay.

[19] Spivey also challenges the trial court’s exclusion of the testimony based on the

excited utterance exception. Appellant’s Br. at 27-29; Evid. R. 803(2). In order

for a statement to be admitted as an excited utterance: (1) a startling event must

occur; (2) a statement must be made by a declarant while under the stress of

excitement caused by the event; and (3) the statement must relate to the event.

Court of Appeals of Indiana | Memorandum Decision 19A-CR-1687 | July 14, 2020 Page 8 of 13 Williams v. State, 782 N.E.2d 1039, 1045-46 (Ind. Ct. App. 2003), trans. denied.

The admission of such statements depends on “whether the statement was

inherently reliable . . . .” Jenkins v. State, 725 N.E.2d 66, 68 (Ind. 2000).

[20] Spivey focuses his argument on the short time lapse between the shocking event

of the shooting and the utterance of the statements in order to establish the

credibility of those statements. Appellant’s Br. at 27-28. The trial court’s

analysis focused on the fact that such self-serving statements that are not subject

to cross-examination are inherently unreliable and should not be used as a

method to enhance the party’s credibility. Cannan, 541 N.E.2d at 904. Spivey

had made false statements regarding the incident during his interview at the

police station, claiming that he was not the shooter at first and changing his

story twice when challenged by Detective Miller. Tr. Vol. II at 242; State’s Ex.

42 at 95, 101. The trial court did not abuse its discretion in finding Spivey’s

out-of-court statements unreliable, nor did it abuse its discretion in excluding

self-serving hearsay as an excited utterance.

[21] The third exception to the rule against hearsay that Spivey raises is the state of

mind exception. Appellant’s Br. at 28-29. Evid. R. 803(3). Specifically, Spivey

argues that the statements he sought to introduce pertained to his “then-existing

state of mind (such as motive, design, intent or plan)” rather than “a statement

of memory or belief to prove the fact remembered or believed.” Id. The key to

the analysis, like in the previous two exceptions, remains the reliability and

trustworthiness of the statements. See Gordon, 742 N.E.2d at 378. Spivey relies

Court of Appeals of Indiana | Memorandum Decision 19A-CR-1687 | July 14, 2020 Page 9 of 13 on the proposition in Pelley v. State that this exception permits “statements of

any person to show his or her intent.” 901 N.E.2d 494, 504 n.5 (Ind. 2009).

[22] In Pelley, the trial court admitted a statement by the defendant’s father regarding

restricting the defendant from attending his high school senior prom. Id. at 504.

The Indiana Supreme Court held that the statements pertained to the

defendant’s intent in murdering his father and admitted the hearsay statements

under the state of mind exception. Id. Here, however, the facts in Pelley are

distinguishable. In Pelley, (1) there were eight witnesses who testified regarding

the statements, (2) the victim of the murder who made the statements could no

longer testify in court, and (3) the statements were not made by the defendant

himself to exonerate himself. See id. Here, Spivey only had one witness, his

uncle Hutcherson, testifying to his statement. Tr. Vol. II. at 158-60. Spivey’s

statements were self-serving. Tr. Vol. II at 158-160, 162. In addition, he could

have testified in court himself but chose not to. Our review of the record gives

us no reason to question the trial court’s finding that Spivey’s self-serving

statements were not reliable. Therefore, we find no abuse of discretion in the

trial court’s rejection of Spivey’s argument that the hearsay statement was

admissible under the statement of mind exception to the hearsay rule.

[23] Because we have concluded that there was no abuse of discretion in the trial

court’s exclusion of Spivey’s out-of-court, self-serving statements, we need not

address the issue of the harm resulting from the exclusion of the evidence.

Court of Appeals of Indiana | Memorandum Decision 19A-CR-1687 | July 14, 2020 Page 10 of 13 II. Sufficiency of Evidence [1] Spivey also argues that the evidence presented at trial was insufficient to

support his conviction for murder. When we review the sufficiency of evidence

to support a conviction, we do not reweigh the evidence or assess the credibility

of the witnesses. Lehman v. State, 55 N.E.3d 863, 868 (Ind. Ct. App. 2016),

trans. denied. We consider only the evidence most favorable to the trial court’s

ruling and the reasonable inferences that can be drawn from that evidence. Lock

v. State, 971 N.E.2d 71, 74 (Ind. 2012). We also consider conflicting evidence

in the light most favorable to the trial court’s ruling. Oster v. State, 992 N.E.2d

871, 875 (Ind. Ct. App. 2013), trans. denied. A conviction will be affirmed if

there is substantial evidence of probative value such that a reasonable trier of

fact could have concluded the defendant was guilty beyond a reasonable doubt.

Wolf v. State, 76 N.E.3d 911, 915 (Ind. Ct. App. 2017).

[2] Spivey contends that the State presented insufficient evidence for his conviction

because the evidence failed to show beyond a reasonable doubt that he

knowingly or intentionally shot Ford. Spivey admitted during his interview

with Detective Miller that he shot Ford on December 20, 2017. State’s Ex. 42 at

101. However, Spivey claims he was aiming past Ford’s body, and Ford

walked into the path of the bullet when Spivey pulled the trigger. State’s Ex. 42

at 112-13.

[3] To convict Spivey of murder, the State was required to prove beyond a

reasonable doubt that Spivey knowingly or intentionally killed another human

Court of Appeals of Indiana | Memorandum Decision 19A-CR-1687 | July 14, 2020 Page 11 of 13 being. Ind. Code § 35-42-1-1(1). “Knowingly” requires that the defendant is

aware of a high probability of what he is doing. Ind. Code § 35-41-2-2(b). The

deliberate use of a deadly weapon in a manner that is likely to cause death or

great bodily harm meets the standard for knowingly. Harper v. State, 523

N.E.2d 1389, 1391 (Ind. 1988); see also Wilson v. State, 697 N.E.2d 466, 476

(Ind. 1998) (holding that the deliberate use of a firearm in a manner that is

likely to cause death or great bodily injury is sufficient to demonstrate a

knowing intent).

[4] The evidence presented at trial clearly showed that the manner in which Spivey

handled the firearm was likely to cause death. Spivey admitted that he pointed

the gun in Ford’s direction and pulled the trigger as Ford was walking away

from him. State’s Ex. 42 at 112-13, 119-20. In claiming that the evidence

showed that he was aiming past Ford just to scare him, Spivey is asking us to

reweigh the evidence. In addition, the evidence also showed that (1) Spivey

had been drinking and arguing with Ford before the shooting, (2) Ford had

been calling Spivey’s girlfriend names, and (3) Spivey was resentful about Ford

taking advantage of his parents by staying in their apartment without paying

rent. Tr. Vol. II at 154-56. The jury had a reasonable basis to infer that Spivey

had a motive to kill Ford, and that he used a deadly weapon in a manner likely

to cause serious bodily harm.

[5] The testimony of the forensic pathologist and forensic scientist who testified

also provided support for Spivey’s conviction. The two experts testified that the

shape of Ford’s wound and the condition of the bullet were not consistent with

Court of Appeals of Indiana | Memorandum Decision 19A-CR-1687 | July 14, 2020 Page 12 of 13 a ricochet. Tr. Vol. II at 184, 204. It is not our role to reweigh the evidence or

assess the credibility of witness. Lehman, 55 N.E.3d at 868. We conclude that

the State presented sufficient evidence for the jury to find that Spivey had

knowingly or intentionally killed Ford and his conviction of murder was

supported by the evidence.

[6] Affirmed.

Najam, J., and Brown, J., concur.

Court of Appeals of Indiana | Memorandum Decision 19A-CR-1687 | July 14, 2020 Page 13 of 13