Larkin-Gallagher v. Champlain Valley Physicians Hospital Medical Center

CourtDistrict Court, N.D. New York
DecidedDecember 2, 2020
Docket8:18-cv-01173
StatusUnknown

This text of Larkin-Gallagher v. Champlain Valley Physicians Hospital Medical Center (Larkin-Gallagher v. Champlain Valley Physicians Hospital Medical Center) is published on Counsel Stack Legal Research, covering District Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Larkin-Gallagher v. Champlain Valley Physicians Hospital Medical Center, (N.D.N.Y. 2020).

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK ________________________________ ANNE LARKIN-GALLAGHER, 8:18-cv-1173 Plaintiff, (GLS/CFH) v. CHAMPLAIN VALLEY PHYSICIANS HOSPITAL MEDICAL CENTER, Defendant. ________________________________ APPEARANCES: OF COUNSEL: FOR THE PLAINTIFF: Cooper, Erving & Savage, LLP PHILLIP G. STECK, ESQ. 39 North Pearl Street 4th Floor Albany, NY 12207 FOR THE DEFENDANT: Nixon, Peabody Law Firm KIMBERLY KATE HARDING, 1300 Clinton Square ESQ. Rochester, NY 14604-1792 Gary L. Sharpe Senior District Judge MEMORANDUM-DECISION AND ORDER I. Introduction Plaintiff Anne Larkin-Gallagher (hereinafter “Larkin”) commenced this action against defendant Champlain Valley Physicians Hospital Medical Center (hereinafter “CVPH”) pursuant to Title VII of the Civil

Rights Act of 19641 and the Family and Medical Leave Act (FMLA).2 (Compl., Dkt. No. 1.) Pending before the court is Larkin’s motion for partial summary judgment as to her Title VII claims, (Dkt. No. 38), Larkin’s motion to remove restrictions on documents, (Dkt. No. 39), and CVPH’s

cross-motion for summary judgment, (Dkt. No. 48). For the reasons that follow, Larkin’s motions for partial summary judgment and to remove restrictions on documents are denied, and CVPH’s cross-motion for

summary judgment is granted. II. Background A. Facts3

Larkin began working for CVPH in August 2001, and, during all relevant times, worked as a phlebotomist in the Fitzpatrick Cancer Center (FCC) at CVPH’s hospital. (Pl.’s Statement of Material Facts (SMF) ¶ 1, Dkt. No. 38, Attach. 2.) As a phlebotomist, Larkin was required to use the

1 See 42 U.S.C. §§ 2000e-2000e-17. 2 See 29 U.S.C. §§ 2601-54. 3 Unless otherwise noted, the facts are undisputed. 2 following two software programs: Sunquest, a system which manages laboratory tests, and Sorian Financials, a system in which clerical staff in

the FCC enter the identity of patients to schedule blood draws in the lab. (Id. ¶ 3.) In June 2016, after complaining to her supervisor, Kathy Bracero, that she was “overloaded with work,” Bracero “found days when the

number of blood draws [by Larkin] were indeed very high.” (Id. ¶¶ 1, 11.) A few days later, Larkin detailed her complaints in a union “Patient Care Assignment Despite Objection Form,” which was filed with CVPH’s human

resources department. (Id. ¶ 12.) A meeting was then held to discuss Larkin’s complaints, which was attended by Larkin, Bracero, Dylan Smith, a union member, and Trudy Miller, an employee in CVPH’s human resources department. (Id. ¶ 13.) Discussion regarding Larkin’s

complaints about her workload continued, and Miller informed her superior in human resources, Kevin Manchester, of the same. (Id. ¶¶ 18-19.) In late September, Larkin met with Bracero and Manchester “to address

conflict that had arisen with clerical staff concerning the scheduling of patients.” (Id. ¶ 20.) In July 2016, Larkin learned that she was pregnant. (Id. ¶ 14.) She

3 subsequently made multiple requests for time off for doctor’s appointments. (Def.’s SMF ¶¶ 23-24, Dkt. No. 48, Attach. 10.) Larkin told

Bracero of her pregnancy around the beginning of September. (Pl.’s SMF ¶ 14.) On December 2, 2016, Camry Church, a CVPH patient, called and spoke to then-CVPH’s Compliance Officer Kristen Pope to complain about

a potential HIPAA violation. (Id. ¶ 22; Def.’s SMF ¶ 38.) Church told Pope “that people were talking about her pregnancy at a party, and that she wanted an investigation done to determine who disclosed her confidential

information.” (Pl.’s SMF ¶ 22.) Church “mentioned Larkin as a possible person who could have violated her HIPAA rights, since [Larkin] worked in the hospital,” but Larkin “was not the only one she mentioned who could have done it.” (Id.) Pope immediately reported Church’s complaint to

then-Chief Privacy Officer Star Thornton, who took over the matter. (Def.’s SMF ¶¶ 46-47.) On December 7, 2016, Miller and Thornton met with Larkin and

informed her that she had violated HIPAA, but “did not tell [her] how and provided no information.” (Pl.’s SMF ¶ 28.) “Todd Estes from the union walked [Larkin] out of the hospital, and she was placed on paid

4 administrative leave.” (Id.) Miller and Thornton “promise[d] they would continue to investigate while [Larkin] was out on administrative leave.”

(Id.) CVPH’s disciplinary procedures state that “administrative leave will provide management time to investigate the allegations,” and CVPH’s discipline policy states that “an intentional violation of the Confidentiality

Policy may result in termination. HIPAA violations will result in immediate termination. . . . The Departmental Director and the Labor & Employee Relations Manager are responsible for accomplishing a thorough

investigation prior to disciplining the employee.” (Id. ¶ 30.) During the course of the investigation, Thornton ran a preliminary report by running an inquiry in FairWarning, “a notification tool that identifies only potential breaches.” (Def.’s SMF ¶ 51; Pl.’s SMF ¶ 46.)

When running this report, Thornton used Larkin’s and Church’s names to determine who accessed Church’s record for the date of service in question. (Def.’s SMF ¶¶ 51-52.) “The FairWarning report showed

[Larkin] allegedly accessing hundreds of medical records within minutes or seconds of each other, all while the evidence of [Larkin’s] work schedule showed her drawing blood from [sixty] patients throughout the day with

5 [ten] minutes allotted for each blood draw.” (Pl.’s SMF ¶ 69.) Thornton told Tom Gosrich, the head of human resources at the time, that the report

“indicated a significant breach of patient confidentiality.” (Def.’s SMF ¶ 69; Pl.’s SMF ¶ 60.) On December 14, 2016, Larkin met with Miller, Thornton, and Todd Estes, a member of the union, where she “was confronted for the first time

with the FairWarning [r]eport purporting to show that she accessed . . . Church’s [m]edical [r]ecords and many others repeatedly through Sunquest.” (Pl.’s SMF ¶ 34.) In response to the accusations,

Larkin requested an investigation, and explained that it was “impossible” for her to have done what she was being accused of; “[t]he software she used did not allow her to do this”; “[s]he had no motive to do this; “[n]or would she even had known what she was looking for.” (Id. ¶ 40.)

Thornton and Miller agreed to continue to investigate, and said, in the meantime, they would be calling all the patients involved to advise them that their HIPAA rights had been violated.” (Id. ¶¶ 40, 42.)

Later that same day, Larkin “submitted formal FMLA paperwork for pregnancy leave” to CVPH’s Occupational Health and Wellness department, “indicating that [her] pregnancy required her to be out of

6 work.” (Id. ¶ 43; Def.’s SMF ¶ 72.) As of that date, Miller was aware of Larkin’s pregnancy. (Pl.’s SMF ¶ 43.)

Thornton discussed the investigation with Miller and Manchester in emails, but Manchester denied involvement in the investigation. (Id. ¶¶ 32-33.) Thornton also reached out to Helen Fusco in CVPH’s

Information Security Systems department to inquire into Larkin’s audit trails. (Id. ¶ 44; Def.’s SMF ¶ 74.) Fusco reported that a review of the audit trail found no evidence that Larkin had improperly accessed any medical records, and Thornton similarly testified that “[t]he audit trails did

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